COVINGTON & ASSOCIATES, INC.
Adviser information for COVINGTON & ASSOCIATES, INC. last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 149 | $231.3M |
| Non-Discretionary | 5 | $10.5M |
| Total | 154 | $241.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 10 | $4.7M |
| HNW Individuals | 33 | $147.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.7M |
| Charitable organizations | <5 | $19.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $68.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 6 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60359 |
|---|---|
| SEC ERA File Number | 801-60359 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113357 |
| Legal Entity Identifier | None |
Principal Office
597 WESTFIELD AVEWESTFIELD
NJ
United States
Monday - Friday, 9AM-5PM
Tel: 908-232-4717, Fax: 908-232-4708
Chief Compliance Officer
HUGH RICHARD COVINGTON
PRESIDENT
597 WESTFIELD AVE
WESTFIELD
NJ
United States
Tel:
908-232-4717
Fax:
908-232-4708
R***@********************M
(Full email address available in API data)
Regulatory Contact
JAMES TRAVISANO
DIRECTOR OF TRADING AND OPERATIONS
597 WESTFIELD AVE
WESTFIELD
NJ
United States
Tel:
908-232-4717
Fax:
908-232-4708
J**@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COVINGTON, HUGH, RICHARD | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 05/2008 | > 75% |