BALASA DINVERNO FOLTZ LLC
Adviser information for BALASA DINVERNO FOLTZ LLC last updated from Form ADV on March 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 47 |
|---|---|
| Investment Advisory/Research | 45 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 45 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 3 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6,756 | $5.9B |
| Non-Discretionary | 0 | $0 |
| Total | 6,756 | $5.9B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 327 | $123.3M |
| HNW Individuals | 1,187 | $5.6B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $122.7M |
| Charitable organizations | 5 | $27.3M |
| State or municipal gov entities | 1 | $50.3M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $19.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
2 PIERCE PLACESUITE 1900
ITASCA
IL
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 630-875-4900, Fax: 630-875-1150
Chief Compliance Officer
LARRY NAKAMURA
VP, HEAD OF US COMPLIANCE
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
305-781-3040
L********@*****M
(Full email address available in API data)
Regulatory Contact
SCOTT AKINS
GENERAL COUNSEL
2 S BISCAYNE BLVD
SUITE 3200
MIAMI
FL
United States
Tel:
(214) 893-7131
S*****@*****M
(Full email address available in API data)
Industry Affiliates
| CI PRIVATE WEALTH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KORIN, SUSAN, CHASE | Individual | – | CHIEF OPERATING OFFICER | 01/2015 | < 5% |
| CI PRIVATE WEALTH, LLC | Domestic Entity | – | OWNER & MANAGING MEMBER | 09/2020 | > 75% |
| CARLSON, CHAD, DAVID | Individual | – | PRESIDENT & CHIEF INVESTMENT OFFICER | 09/2020 | < 5% |
| CI FINANCIAL CORP. | Foreign Entity | CI PRIVATE WEALTH, LLC | OWNER | 09/2020 | > 75% |
| NAKAMURA, LARRY, TRISTON | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | < 5% |
| CIPW HOLDINGS, LLC | Domestic Entity | CI PRIVATE WEALTH, LLC | OWNER | 01/2022 | > 75% |
| CI US HOLDINGS, INC. | Domestic Entity | CIPW HOLDINGS, LLC | OWNER | 02/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 25th, 2022 for period ending September 30th, 2022
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| Abbott Laboratories | COM | 2K | 17K | 0 |
| AbbVie Inc. | COM | 4K | 29K | 0 |
| Accenture Plc | SHS CLASS A | 3K | 13K | 0 |
| Adobe Inc. | COM | 1K | 5K | 0 |
| Advanced Micro Devices Inc. | COM | 1K | 18K | 0 |
| Aegon NV | NY REGISTRY SHS | 195 | 49K | 0 |
| Agilent Technologies Inc. | COM | 256 | 2K | 0 |
| Air Lease Corp. | CL A | 456 | 15K | 0 |
| Allstate Corp. | COM | 2K | 14K | 0 |
| Ally Financial Inc. | COM | 1K | 46K | 0 |
| Alphabet Inc. - Class A | CAP STK CL A | 9K | 89K | 0 |
| Alphabet Inc. - Class C | CAP STK CL C | 3K | 28K | 0 |
| Amazon.com Inc. | COM | 7K | 62K | 0 |
| American Electric Power Co. Inc. | COM | 212 | 2K | 0 |
| American Express Co. | COM | 311 | 2K | 0 |
| American Water Works Co. Inc. | COM | 211 | 2K | 0 |
| Ameriprise Financial Inc. | COM | 334 | 1K | 0 |
| Amgen Inc. | COM | 1K | 6K | 0 |
| Amphenol Corp. | CL A | 511 | 8K | 0 |
| Amyris Inc. | COM NEW | 69 | 24K | 0 |
| Analog Devices Inc. | COM | 227 | 2K | 0 |
| APA Corp. | COM | 237 | 7K | 0 |
| Apollo Global Management Inc. | COM | 943 | 20K | 0 |
| Apple Inc. | COM | 27K | 197K | 0 |
| Archer Daniels Midland Co. | COM | 1K | 16K | 0 |
| Arconic Corp. | COM | 863 | 51K | 0 |
| Arista Networks Inc. | COM | 559 | 5K | 0 |
| Arrow Electronics Inc. | COM | 873 | 9K | 0 |
| Associated Banc-Corp. | COM | 352 | 18K | 0 |
| AT&T Inc. | COM | 1K | 73K | 0 |
| Automatic Data Processing Inc. | COM | 732 | 3K | 0 |
| AutoNation Inc. | COM | 1K | 12K | 0 |
| Autozone Inc. | COM | 379 | 177 | 0 |
| Avantis Emerging Markets ETF | AVANTIS EMGMKT | 14K | 296K | 0 |
| Avantis Real Estate ETF | REAL ESTATE ETF | 2K | 39K | 0 |
| Avnet Inc. | COM | 505 | 14K | 0 |
| Banco Santander SA | ADR | 63 | 27K | 0 |
| Bank of America Corp. | COM | 1K | 40K | 0 |
| Becton Dickinson & Co. | COM | 335 | 2K | 0 |
| Berkshire Hathaway Inc. - Class A | CL A | 3K | 700 | 0 |
| Berkshire Hathaway Inc. - Class B | CL B NEW | 3K | 10K | 0 |
| Best Buy Inc. | COM | 253 | 4K | 0 |
| BlackRock Inc. | COM | 255 | 464 | 0 |
| Blackstone Group LP | COM | 404 | 5K | 0 |
| Booz Allen Hamilton Holding Corp. | CL A | 440 | 5K | 0 |
| Brighthouse Financial Inc. | COM | 1K | 30K | 0 |
| Bristol-Myers Squibb Company | COM | 1K | 20K | 0 |
| Broadcom Ltd. | COM | 1K | 2K | 0 |
| Builders FirstSource Inc. | COM | 892 | 15K | 0 |
| Bunge Ltd. | COM | 874 | 11K | 0 |
| Cadence Design Systems Inc. | COM | 4K | 22K | 0 |
| Capital One Financial Corp. | COM | 847 | 9K | 0 |
| CBRE Group Inc. | CL A | 2K | 27K | 0 |
| Celsius Holdings Inc. | COM NEW | 238 | 3K | 0 |
| Centene Corp. | COM | 240 | 3K | 0 |
| CF Industries Holdings Inc. | COM | 961 | 10K | 0 |
| ChevronTexaco Corp. | COM | 1K | 8K | 0 |
| Chubb Ltd. | COM | 353 | 2K | 0 |
| Church & Dwight Co. Inc. | COM | 229 | 3K | 0 |
| Cigna Corp. | COM | 3K | 10K | 0 |
| Cisco Systems Inc. | COM | 1K | 30K | 0 |
| Citigroup Inc. | COM NEW | 682 | 16K | 0 |
| Citizens Financial Group Inc. | COM | 309 | 9K | 0 |
| CNO Financial Group Inc. | COM | 305 | 17K | 0 |
| Coca Cola Co. | COM | 330 | 6K | 0 |
| Cognizant Technology Solutions Corp. | CL A | 235 | 4K | 0 |
| Colgate-Palmolive Co. | COM | 566 | 8K | 0 |
| Comcast Corp. | CL A | 798 | 27K | 0 |
| Commercial Metals Co. | COM | 853 | 24K | 0 |
| Concentrix Corp. | COM | 500 | 4K | 0 |
| ConocoPhillips | COM | 652 | 6K | 0 |
| Consolidated Edison Inc. | COM | 1K | 17K | 0 |
| Constellation Energy Corp. | COM | 614 | 7K | 0 |
| Continental Resources Inc. | COM | 745 | 11K | 0 |
| Corteva Inc. | COM | 438 | 8K | 0 |
| Costco Wholesale Corp. | COM | 3K | 6K | 0 |
| Coterra Energy Inc. | COM | 250 | 10K | 0 |
| CVS Health Corp. | COM | 5K | 53K | 0 |
| D. R. Horton Inc. | COM | 294 | 4K | 0 |
| Dana Inc. | COM | 155 | 14K | 0 |
| Danaher Corp. | COM | 2K | 9K | 0 |
| Darling Ingredients Inc. | COM | 448 | 7K | 0 |
| Deere & Co. | COM | 521 | 2K | 0 |
| Devon Energy Corp. | COM | 2K | 28K | 0 |
| DFA Emerging Markets Core Equity 2 ETF | EMERGING MKTS CO | 44K | 2M | 0 |
| DFA International Small Cap ETF | INTL SMALL CAP E | 48K | 3M | 0 |
| DFA International Value ETF | INTERNATNAL VAL | 33K | 1M | 0 |
| DFA Small Cap Value ETF | US SMALL CAP VAL | 17K | 771K | 0 |
| DFA US Core Equity 2 ETF | US CORE EQUITY 2 | 3K | 128K | 0 |
| DFA US Marketwide Value ETF | US MKTWIDE VALUE | 226K | 8M | 0 |
| DFA US Targeted Value ETF | US TARGETED VLU | 31K | 798K | 0 |
| DFA World ex US Core Equity 2 ETF | WORLD EX US CORE | 6K | 292K | 0 |
| Diamondback Energy Inc. | COM | 249 | 2K | 0 |
| Dimensional US High Profitability ETF | US HIGH PROFITAB | 732 | 34K | 0 |
| Dollar General Corp. | COM | 493 | 2K | 0 |
| Duke Energy Corp. | COM NEW | 768 | 8K | 0 |
| Eaton Corp. | SHS | 250 | 2K | 0 |
| eBay Inc. | COM | 409 | 11K | 0 |
| Edwards Lifesciences Corp. | COM | 549 | 7K | 0 |
| Electronic Arts Inc. | COM | 513 | 4K | 0 |
| Elevance Health Inc. | COM | 2K | 4K | 0 |
| Eli Lilly & Co. | COM | 5K | 15K | 0 |
| Enphase Energy Inc. | COM | 619 | 2K | 0 |
| EOG Resources Inc. | COM | 401 | 4K | 0 |
| Equitable Holdings Inc. | COM | 2K | 65K | 0 |
| Equity Residential | SH BEN INT | 505 | 8K | 0 |
| Estee Lauder Companies Inc. | CL A | 1K | 6K | 0 |
| Exelon Corp. | COM | 727 | 19K | 0 |
| Expeditors Intl of Washington Inc. | COM | 244 | 3K | 0 |
| Exxon Mobil Corp. | COM | 2K | 26K | 0 |
| Fastenal Co. | COM | 765 | 17K | 0 |
| FedEx Corp. | COM | 209 | 1K | 0 |
| Fiserv Inc. | COM | 530 | 6K | 0 |
| Ford Motor Co. | COM | 421 | 38K | 0 |
| Fortinet Inc. | COM | 245 | 5K | 0 |
| Generac Holdings Inc. | COM | 1K | 6K | 0 |
| General Dynamics Corp. | COM | 389 | 2K | 0 |
| General Motors Co. - Old | COM | 1K | 35K | 0 |
| Gilead Sciences Inc. | COM | 581 | 9K | 0 |
| Goldman Sachs ActiveBeta International Equity ETF | ACTIVEBETA INT | 54K | 2M | 0 |
| Goldman Sachs ActiveBeta U.S. Large Cap Equity ETF | ACTIVEBETA US LG | 24K | 333K | 0 |
| Goldman Sachs Group Inc. | COM | 832 | 3K | 0 |
| Goldman Sachs Treasury Access 0-1 Year ETF | ACCES TREASURY | 1K | 15K | 0 |
| Goodyear Tire & Rubber Co. | COM | 152 | 15K | 0 |
| H&R Block Inc. | COM | 654 | 15K | 0 |
| Hershey Corp | COM | 462 | 2K | 0 |
| Hewlett Packard Enterprise Co. | COM | 2K | 138K | 0 |
| Home Depot Inc. | COM | 4K | 13K | 0 |
| Honeywell Intl Inc. | COM | 694 | 4K | 0 |
| Horizon Therapeutics Public Ltd. Co. | SHS | 360 | 6K | 0 |
| HP Inc. | COM | 1K | 42K | 0 |
| Humana Inc. | COM | 880 | 2K | 0 |
| IBM Corp. | COM | 341 | 3K | 0 |
| IDEXX Laboratories Inc. | COM | 1K | 3K | 0 |
| Illinois Tool Works Inc. | COM | 456 | 3K | 0 |
| ING Groep NV | SPONSORED ADR | 133 | 16K | 0 |
| Intel Corp. | COM | 1K | 42K | 0 |
| Intuit Inc. | COM | 3K | 9K | 0 |
| Invesco FTSE RAFI US 1500 Small-Mid ETF | FTSE RAFI 1500 | 216 | 1K | 0 |
| Invesco QQQ Trust | UNIT SER 1 | 792 | 3K | 0 |
| Invesco S&P 500 Pure Growth ETF | S&P 500 PUR GWT | 850 | 6K | 0 |
| iShares Core S&P 500 ETF | CORE S&P 500 ETF | 58K | 161K | 0 |
| iShares Core S&P Small-Cap ETF | CORE S&P SCP ETF | 1K | 12K | 0 |
| iShares Core US Aggregate Bond ETF | CORE US AGGBD ET | 5K | 47K | 0 |
| iShares Edge MSCI Multifactor Intl ETF | INTL EQTY FACTOR | 51K | 2M | 0 |
| iShares Edge MSCI Multifactor USA ETF | US EQUITY FACTR | 5K | 150K | 0 |
| iShares Edge MSCI USA Momentum Factor ETF | MSCI USA MMENTM | 80K | 608K | 0 |
| iShares Edge MSCI USA Quality Factor ETF | MSCI USA QLT FCT | 56K | 535K | 0 |
| iShares ESG Advanced MSCI EAFE ETF | ESG EAFE ETF | 1K | 22K | 0 |
| iShares ESG MSCI EM Leaders ETF | ESG MSCI EM LDRS | 1K | 30K | 0 |
| iShares ESG MSCI USA Leaders ETF | ESG MSCI LEADR | 1K | 21K | 0 |
| iShares Micro-Cap ETF | MICRO-CAP ETF | 10K | 101K | 0 |
| iShares MSCI EAFE ETF | MSCI EAFE ETF | 46K | 818K | 0 |
| iShares MSCI EAFE Growth ETF | EAFE GRWTH ETF | 18K | 244K | 0 |
| iShares MSCI EAFE Small-Cap ETF | EAFE SML CP ETF | 6K | 118K | 0 |
| iShares MSCI EAFE Value ETF | EAFE VALUE ETF | 2K | 44K | 0 |
| iShares MSCI KLD 400 Social ETF | MSCI KLD400 SOC | 1K | 22K | 0 |
| iShares National Muni Bond ETF | NATIONAL MUN ETF | 44K | 429K | 0 |
| iShares Russell 1000 ETF | RUS 1000 ETF | 810 | 4K | 0 |
| iShares Russell 1000 Growth ETF | RUS 1000 GRW ETF | 121K | 573K | 0 |
| iShares Russell 1000 Value ETF | RUS 1000 VAL ETF | 52K | 383K | 0 |
| iShares Russell 2000 ETF | RUSSELL 2000 ETF | 698 | 4K | 0 |
| iShares Russell 2000 Growth ETF | RUS 2000 GRW ETF | 8K | 39K | 0 |
| iShares Russell 3000 ETF | RUSSELL 3000 ETF | 321 | 2K | 0 |
| iShares Russell Midcap Growth ETF | RUS MD CP GR ETF | 222 | 3K | 0 |
| iShares Russell Mid-Cap Value ETF | RUS MDCP VAL ETF | 417 | 4K | 0 |
| iShares S&P 500 Growth ETF | S&P 500 GRWT ETF | 3K | 50K | 0 |
| iShares S&P 500 Value ETF | S&P 500 VAL ETF | 618 | 5K | 0 |
| iShares Short-Term National Muni Bond ETF | SHRT NAT MUN ETF | 2K | 19K | 0 |
| iShares US Technology ETF | US TECH ETF | 269 | 4K | 0 |
| Jabil Circuit | COM | 251 | 4K | 0 |
| Jefferies Financial Group Inc. | COM | 383 | 13K | 0 |
| John Bean Technologies Corp. | COM | 1K | 12K | 0 |
| Johnson & Johnson | COM | 7K | 41K | 0 |
| Jones Lang LaSalle Inc. | COM | 2K | 16K | 0 |
| JPMorgan Chase & Co. | COM | 2K | 23K | 0 |
| KB Home | COM | 309 | 12K | 0 |
| Keysight Technologies Inc. | COM | 266 | 2K | 0 |
| Kimberly Clark Corp. | COM | 248 | 2K | 0 |
| KLA Corp. | COM NEW | 319 | 1K | 0 |
| Kroger Co. | COM | 3K | 60K | 0 |
| Lam Research Corp. | COM | 324 | 884 | 0 |
| Liberty Broadband Corp. | COM SER C | 440 | 6K | 0 |
| Lincoln National Corp. | COM | 297 | 7K | 0 |
| Linde Plc | SHS | 290 | 1K | 0 |
| Lloyds Banking Group | SPONSORED ADR | 41 | 23K | 0 |
| Lockheed Martin Corp. | COM | 969 | 3K | 0 |
| Louisiana Pacific Corp. | COM | 479 | 9K | 0 |
| Lowe's Companies Inc. | COM | 1K | 6K | 0 |
| LPL Financial Holdings Inc. | COM | 1K | 5K | 0 |
| Lululemon Athletica Inc. | COM | 332 | 1K | 0 |
| Lumen Technologies | COM | 113 | 16K | 0 |
| Macy's Inc. | COM | 332 | 21K | 0 |
| Manulife Financial Corp. | COM | 185 | 12K | 0 |
| Marathon Oil Corp. | COM | 921 | 41K | 0 |
| Marathon Petroleum Corp. | COM | 1K | 11K | 0 |
| Marsh & McLennan Companies Inc. | COM | 327 | 2K | 0 |
| MasterCard Inc. | CL A | 2K | 8K | 0 |
| Matador Resources Co. | COM | 266 | 5K | 0 |
| McDonald's Corp. | COM | 1K | 6K | 0 |
| McKesson Corp. | COM | 548 | 2K | 0 |
| Medical Properties Trust Inc. | COM | 764 | 64K | 0 |
| Medtronic plc | SHS | 265 | 3K | 0 |
| Merck & Co. Inc. | COM | 3K | 31K | 0 |
| Meta Platforms Inc. | CL A | 1K | 11K | 0 |
| MetLife Inc. | COM | 5K | 79K | 0 |
| MGIC Investment Corp. | COM | 361 | 28K | 0 |
| Micron Technology Inc. | COM | 2K | 36K | 0 |
| Microsoft Corp. | COM | 17K | 71K | 0 |
| Mitsubishi UFJ Financial Group Inc. | SPONSORED ADS | 90 | 20K | 0 |
| Moderna Inc. | COM | 389 | 3K | 0 |
| Mondelez International Inc. | CL A | 318 | 6K | 0 |
| Morgan Stanley | COM NEW | 2K | 22K | 0 |
| Mosaic Co. | COM | 541 | 11K | 0 |
| MSC Industrial Direct Co. Inc. - Class A | CL A | 295 | 4K | 0 |
| MSCI Inc. | COM | 731 | 2K | 0 |
| National Fuel Gas Co. | COM | 218 | 4K | 0 |
| Navient Corp. | COM | 309 | 21K | 0 |
| Netflix Inc. | COM | 330 | 1K | 0 |
| Nexstar Media Group Inc. | COMMON STOCK | 633 | 4K | 0 |
| NextEra Energy Inc. | COM | 2K | 24K | 0 |
| Nike Inc. - Class B | CL B | 804 | 10K | 0 |
| Norfolk Southern Corp. | COM | 335 | 2K | 0 |
| Northern Trust Corp. | COM | 221 | 3K | 0 |
| Northrop Grumman Corp. | COM | 776 | 2K | 0 |
| NortonLifeLock Inc. | COM | 634 | 31K | 0 |
| Novo Nordisk A/S | ADR | 316 | 3K | 0 |
| NRG Energy Inc. | COM NEW | 2K | 42K | 0 |
| Nucor Corp. | COM | 335 | 3K | 0 |
| Nuveen ESG Large-Cap Growth ETF | NUVEEN ESG LRGCP | 1K | 23K | 0 |
| Nuveen ESG Small-Cap ETF | NUVEEN ESG SMLCP | 2K | 53K | 0 |
| Nvidia Corp. | COM | 3K | 26K | 0 |
| Occidental Petroleum Corp | COM | 930 | 15K | 0 |
| Old Dominion Freight Line Inc. | COM | 751 | 3K | 0 |
| Olin Corp. | COM PAR $1 | 405 | 9K | 0 |
| ON Semiconductor Corp. | COM | 517 | 8K | 0 |
| OneMain Holdings Inc. | COM | 341 | 12K | 0 |
| Oracle Corp. | COM | 2K | 29K | 0 |
| Ovintiv Inc. | COM | 403 | 9K | 0 |
| Paychex Inc. | COM | 575 | 5K | 0 |
| PayPal Holdings Inc. | COM | 296 | 3K | 0 |
| PDC Energy Inc. | COM | 271 | 5K | 0 |
| Penske Automotive Group Inc. | COM | 388 | 4K | 0 |
| PepsiCo Inc. | COM | 3K | 19K | 0 |
| Pfizer Inc. | COM | 4K | 84K | 0 |
| Philip Morris International Inc. | COM | 546 | 7K | 0 |
| Pioneer Natural Resources Co. | COM | 316 | 1K | 0 |
| PotlatchDeltic Corp. | COM | 311 | 8K | 0 |
| PPG Industries Inc. | COM | 208 | 2K | 0 |
| Procter & Gamble Co. | COM | 4K | 28K | 0 |
| Progressive Corp. | COM | 693 | 6K | 0 |
| ProLogis Inc. | COM | 235 | 2K | 0 |
| Prudential Financial Inc. | COM | 1K | 13K | 0 |
| Qualcomm Inc. | COM | 880 | 8K | 0 |
| Quanta Services Inc. | COM | 3K | 24K | 0 |
| Raymond James Financial Inc. | COM | 333 | 3K | 0 |
| Raytheon Technologies Corp. | COM | 365 | 4K | 0 |
| Regeneron Pharmaceuticals Inc. | COM | 1K | 2K | 0 |
| Reliance Steel & Aluminum Co. | COM | 1K | 7K | 0 |
| Rithm Capital Corp. | COM NEW | 481 | 66K | 0 |
| Robert Half Intl Inc. | COM | 571 | 7K | 0 |
| S&P Global Inc. | COM | 294 | 963 | 0 |
| Salesforce.com Inc. | COM | 433 | 3K | 0 |
| Schneider National Inc. | CL B | 216 | 11K | 0 |
| Schwab Fundamental US Large Company Index ETF | SCHWAB FDT US LG | 325 | 7K | 0 |
| Schwab US Broad Market ETF | SCHWAB FDT US BM | 500 | 12K | 0 |
| Schwab US Large-Cap ETF | US LRG CAP ETF | 397 | 9K | 0 |
| Sempra Energy | COM | 217 | 1K | 0 |
| ServiceNow Inc. | COM | 353 | 935 | 0 |
| Sherwin Williams Co. | COM | 382 | 2K | 0 |
| ShockWave Medical Inc. | COM | 461 | 2K | 0 |
| SLM Corp. | COM | 310 | 22K | 0 |
| SPDR MSCI AWCI ex-US ETF | MSCI ACWI EXUS | 779 | 37K | 0 |
| SPDR Portfolio Emerging Markets ETF | PORTFOLIO EMG MK | 354 | 11K | 0 |
| SPDR Portfolio S&P 500 Growth ETF | PRTFLO S&P 500 GW | 2K | 39K | 0 |
| SPDR Portfolio S&P 500 Value ETF | PRTFLO S&P 500 VL | 5K | 158K | 0 |
| SPDR S&P 500 ETF Trust | TR UNIT | 5K | 13K | 0 |
| SPDR S&P Dividend ETF | S&P DIVID ETF | 371 | 3K | 0 |
| Starbucks Corp. | COM | 367 | 4K | 0 |
| State Street Corp. | COM | 217 | 4K | 0 |
| Steel Dynamics Inc. | COM | 868 | 12K | 0 |
| Stellantis N.V. | SHS | 209 | 18K | 0 |
| Stryker Corp. | COM | 222 | 1K | 0 |
| Sumitomo Mitsui Financial Group Inc. | SPONSORED ADR | 83 | 15K | 0 |
| Synaptics Inc. | COM | 330 | 3K | 0 |
| Synchrony Financial | COM | 276 | 10K | 0 |
| Synnex Corp. | COM | 450 | 6K | 0 |
| Synopsys Inc. | COM | 1K | 5K | 0 |
| Target Corp. | COM | 3K | 19K | 0 |
| Taylor Morrison Home Corp. | COM | 922 | 40K | 0 |
| TE Connectivity Ltd. | SHS | 246 | 2K | 0 |
| Tesla Inc. | COM | 5K | 20K | 0 |
| Texas Instruments Inc. | COM | 2K | 11K | 0 |
| Thermo Fisher Scientific Inc. | COM | 2K | 3K | 0 |
| TJX Companies Inc. | COM | 458 | 7K | 0 |
| T-Mobile US Inc. | COM | 765 | 6K | 0 |
| Travelers Companies Inc. | COM | 566 | 4K | 0 |
| Tyson Foods Inc. | CL A | 613 | 9K | 0 |
| Ulta Beauty Inc. | COM | 1K | 3K | 0 |
| Union Pacific Corp. | COM | 613 | 3K | 0 |
| United Parcel Service Inc. | CL B | 1K | 9K | 0 |
| United States Steel Corp. | COM | 197 | 11K | 0 |
| United Therapeutics Corp. | COM | 665 | 3K | 0 |
| UnitedHealth Group Inc. | COM | 8K | 15K | 0 |
| Unum Group | COM | 4K | 108K | 0 |
| Vanguard Dividend Appreciation ETF | DIV APP ETF | 722 | 5K | 0 |
| Vanguard FTSE Emerging Markets ETF | FTSE EMR MKT ETF | 527 | 14K | 0 |
| Vanguard Growth ETF | GROWTH ETF | 53K | 246K | 0 |
| Vanguard Information Technology ETF | INF TECH ETF | 235 | 766 | 0 |
| Vanguard Large-Cap ETF | LARGE CAP ETF | 568 | 3K | 0 |
| Vanguard S&P 500 ETF | S&P 500 ETF SHS | 810 | 2K | 0 |
| Vanguard Small-Cap ETF | SMALL CP ETF | 268 | 2K | 0 |
| Vanguard Small-Cap Growth ETF | SML CP GRW ETF | 106K | 545K | 0 |
| Vanguard Small-Cap Value ETF | SM CP VAL ETF | 613 | 4K | 0 |
| Vanguard Total Bond Market ETF | TOTAL BND MRKT | 230 | 3K | 0 |
| Vanguard Total Stock Market ETF | TOTAL STK MKT | 3K | 14K | 0 |
| Vanguard Total World Stock ETF | REAL ESTATE ETF | 238 | 3K | 0 |
| Vanguard Value ETF | VALUE ETF | 564 | 5K | 0 |
| Verizon Communications Inc. | COM | 811 | 21K | 0 |
| Vertex Pharmaceuticals Inc. | COM | 1K | 4K | 0 |
| Viatris Inc. | COM | 178 | 21K | 0 |
| VICI Properties Inc. | COM | 849 | 28K | 0 |
| Visa Inc. | COM CL A | 3K | 15K | 0 |
| W.W. Grainger Inc. | COM | 431 | 881 | 0 |
| Walgreen Boots Alliance Inc. | COM | 247 | 8K | 0 |
| Wal-Mart Stores Inc. | COM | 5K | 37K | 0 |
| Walt Disney Co. | COM | 963 | 10K | 0 |
| Waste Management Inc. | COM | 340 | 2K | 0 |
| Wells Fargo & Co. | COM | 236 | 6K | 0 |
| Wesco International Inc. | COM | 1K | 10K | 0 |
| Weyerhaeuser Co. | COM NEW | 352 | 12K | 0 |
| Williams-Sonoma Inc. | COM | 438 | 4K | 0 |
| WisdomTree US Value Fund | WISDOMTREE US VA | 3K | 52K | 0 |
| World Wrestling Entertainment Inc. | CL A | 603 | 9K | 0 |
| Zimmer Biomet Holdings Inc. | COM | 217 | 2K | 0 |
| Zoetis Inc. | CL A | 304 | 2K | 0 |