TENNENBAUM CAPITAL PARTNERS, LLC
Adviser information for TENNENBAUM CAPITAL PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 19 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 30 | $6.1B |
| Non-Discretionary | 0 | $0 |
| Total | 30 | $6.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 1 | $1.6B |
| Pooled investment vehicles | 23 | $4.3B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $162.6M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $13.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 17 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)ADMINSTRATION |
|---|---|
| Compensation | % of AUMPerformance-based feesFUND ADMINSTRATION |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
2951 28TH STREETSUITE 1000
SANTA MONICA
CA
United States
Monday - Friday, 7:30AM - 5:30PM
Tel: 310 566 1000, Fax: None
Websites
www.youtube.com/channel/ucrixkhfv2tmzebai1tcddhg
www.linkedin.com/company/ishares
www.linkedin.com/company/blackrock
twitter.com/blackrock
www.blackrock.com
line.naver.jp/ti/p/@blackrocktw
www.tiktok.com/@blackrock?lang=en
www.douyin.com/user/ms4wljabaaaatx0bkoy3sxpimjhuwtdwi02snlwyachjdmankjp298liw88fudlmyo-nln-uitik
www.youtube.com/channel/uc61mwzrpcsazp23loxcstcg
mp.weixin.qq.com/mp/profile_ext?action=home&__biz=mzizmtc3mtq2mw==&scene=124#wechat_redirect
www.facebook.com/blackrock
twitter.com/ishares
www.facebook.com/ishares/
www.instagram.com/blackrock
www.ishares.com
Chief Compliance Officer
CHARLES PARK
MANAGING DIRECTOR
50 HUDSON YARDS
NEW YORK
NY
United States
Tel:
212-810-8181
C***********@************M
(Full email address available in API data)
Regulatory Contact
LOURDES SANCHEZ
VICE PRESIDENT
701 BRICKELL AVE
SUITE 1250
MIAMI
FL
United States
Tel:
305-755-4906
L**************@************M
(Full email address available in API data)
Industry Affiliates
| 1824 PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| 1885 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| APERIO GROUP, LLC | Other investment adviser, including financial planners |
| APO GLOBAL HEALTHCARE GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ASIA-PACIFIC PRIVATE CREDIT OPPORTUNITIES FUND I (GENPAR), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| AVIATION HOLDINGS GENPAR, LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVIATION HOLDINGS III (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| AVIATION HOLDINGS III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CO-INVESTMENT FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CO-INVESTMENT FUND III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CO-INVESTMENT FUND IV (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CO-INVESTMENT FUND V (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA CUSTOM PARTNERSHIPS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA GAIA IMC (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA PRIVATE CAPITAL 2002 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA PRIVATE CAPITAL II (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA PRIVATE CAPITAL III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA REAL ASSETS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BAA REAL ASSETS II (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIS BRAZOS INFRASTRUCTURE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIS NYC INFRASTRUCTURE EMERGING MANAGER OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BIS NYC INFRASTRUCTURE EMERGING MANAGER OPPORTUNITIES GP, LLC. | Sponsor, GP, manager of pooled investment vehicles |
| BL LEPUS GENPAR LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK (CHANNEL ISLANDS) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK (LUXEMBOURG) S.A. | Other investment adviser, including financial planners |
| BLACKROCK (NETHERLANDS) B.V. | Other investment adviser, including financial planners |
| BLACKROCK (SINGAPORE) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK ADVISORS (UK) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK ALTERNATIVE ADVISORS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ALTERNATIVE FUNDS GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ALTERNATIVES MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK ASF PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ASIA-PACIFIC PRIVATE CREDIT OPP. FUND II (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ASIA-PACIFIC PRIVATE CREDIT OPP. FUND II (GENPAR) S.� R.L | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ASSET MANAGEMENT CANADA LIMITED | Other investment adviser, including financial planners |
| BLACKROCK ASSET MANAGEMENT DEUTSCHLAND AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| BLACKROCK ASSET MANAGEMENT INTERNATIONAL INC. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ASSET MANAGEMENT IRELAND LIMITED | Other investment adviser, including financial planners |
| BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK ASSET MANAGEMENT SCHWEIZ AG | Other investment adviser, including financial planners |
| BLACKROCK BOWLING GREEN (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK BRASIL GESTORA DE INVESTTIMENTOS LTDA. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK BROADWAY FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK CAPITAL MANAGEMENT, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK CASCADE OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK CREDIT ALPHA (GENPAR), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIRECT LENDING IX GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVERSIFIED PRIVATE DEBT FUND GP LTD | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVERSIFIED PRIVATE OPPORTUNITIES II, GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP III LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP IV LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK DIVPEP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ENERGY OPPORTUNITY FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ERI PRIVATE OPPORTUNITIES GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK ERI PRIVATE OPPORTUNITIES GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK EXECUTION SERVICES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BLACKROCK FINANCIAL MANAGEMENT, INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorPension consultantSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK FUND ADVISORS | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| BLACKROCK FUND MANAGEMENT COMPANY S.A. | Other investment adviser, including financial planners |
| BLACKROCK FUND MANAGERS LIMITED | Other investment adviser, including financial planners |
| BLACKROCK GEMINI II PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GEMINI II PRIVATE OPPORTUNITIES GP, LLC, | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GEMINI PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND II (GENPAR), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND II (UK GENPAR) LLP | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND II (UK GENPAR), LLP | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND III (GENPAR), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GLOBAL RENEWABLE POWER FUND III (LUX GENPAR), S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GP VI LTD | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GROWTH EQUITY FUND (GENPAR) S.à R.L | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GROWTH EQUITY FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK GSA PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK HAJAR PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK HEARTLAND PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK HOF (GP), LLC, | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK HOMESTEAD PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK IMPACT OPPORTUNITIES (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INFRASTRUCTURE MANAGEMENT I, LLC | Other investment adviser, including financial planners |
| BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. | Registered municipal advisorCommodity pool operator or commodity trading advisorBanking or thrift institutionTrust company |
| BLACKROCK INTERNATIONAL LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| BLACKROCK INVERWOOD PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INVESTMENT MANAGEMENT (AUSTRALIA) LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INVESTMENT MANAGEMENT (DUBLIN) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK INVESTMENT MANAGEMENT (KOREA) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK INVESTMENT MANAGEMENT (TAIWAN) LIMITED | Other investment adviser, including financial planners |
| BLACKROCK INVESTMENT MANAGEMENT (UK) LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| BLACKROCK JAPAN CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersReal estate broker or dealerSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK LIFE LIMITED | Other investment adviser, including financial plannersInsurance company or agency |
| BLACKROCK LISI CREDIT FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK LUXEMBOURG MULTI-ALTERNATIVE INCOME G.P. S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MASTER HEDGE FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MCKINNEY OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MD PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO INFRAESTRUCTURA I, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO INFRAESTRUCTURA II, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO INFRAESTRUCTURA III, S DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO MANAGER III, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MEXICO OPERADORA, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK MSV PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK M�XICO MANAGER II, S. DE R.L. DE C.V. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK M�XICO OPERADORA, S.A. DE C.V., SOCIEDAD OPERADORA DE FONDOS DE INVERSION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BLACKROCK NTR RENEWABLE POWER FUND (GENPAR), L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK OPERATIONS (LUXEMBOURG) S.A R.L. | Other investment adviser, including financial planners |
| BLACKROCK PA2014 GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK POF I, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK POF III (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK POF IV (GP), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY AK, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY CO-INVESTMENTS 2021 (GENPAR) S.�.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY CO-INVESTMENTS 2021 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY ERB GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY IMPACT CAPITAL (GENPAR), S.�? R.L | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY IMPACT CAPITAL (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY NM II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY NM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY PRIMARIES 2021 (GENPAR) S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY PRIMARIES 2021 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY WY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE EQUITY, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PRIVATE INCOME SOLUTIONS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK PROPERTY CONSULTING (BEIJING) CO., LTD. | Other investment adviser, including financial planners |
| BLACKROCK PROPERTY FRANCE SARL | Other investment adviser, including financial planners |
| BLACKROCK REALTY ADVISORS INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| BLACKROCK RRR (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR) S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SECONDARIES & LIQUIDITY SOLUTIONS (GENPAR), S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SECURITIZED INVESTORS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK SPECIAL OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLACKROCK US COMMERCIAL REAL ESTATE WHOLE LOAN FUND (GENPAR), LTD. | Sponsor, GP, manager of pooled investment vehicles |
| BLK 2019 EVERGREEN GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| BLK2018 CORE PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLK2018 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLK2019 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLK2020 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLK2021 PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BLUE PENINSULA FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BOARDWALK I (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BOPA1 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| BR CO-INVESTMENT ALFA BETA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BR/OV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| BV PE OPPORTUNITIES GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| CAMP BAY FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAMPS BAY FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPITOL HILL CO-INVESTMENT FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| CO-INVESTMENT INCOME FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| COASTLINE FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| COIN PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| DECARBONIZATION PARTNERS (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| DECARBONIZATION PARTNERS GP S.�.R.L | Sponsor, GP, manager of pooled investment vehicles |
| DIVPEP V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EMPIREPM B 2017-10 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| EUROPEAN HEDGE FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FACULTAS FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FACULTAS FUND 2 (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| FACULTAS FUND 2 (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIR (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAIR LANE INVESTMENT PARTNERS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FIXED INCOME OPPORTUNITIES NERO (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FM PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FONOA (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| FONOA (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| FUTUREADVISOR, INC. | Other investment adviser, including financial planners |
| FV GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GCO II FUND A GP S.à R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GCO II FUND A GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GCO II FUND A GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| GCO II FUND B GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GCO LUX GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GCO LUX GP SARL | Sponsor, GP, manager of pooled investment vehicles |
| GCO LUX MULTI-FEEDER GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GEPIF III (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GID PROGRAM GENERAL PARTNER S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| GID PROGRAM US GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL CREDIT OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL ENERGY & POWER INFRASTRUCTURE ADVISORS, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GLOBAL ENERGY & POWER INFRASTRUCTURE GP II, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL ENERGY & POWER INFRASTRUCTURE GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| GLOBAL ENERGY & POWER INFRASTRUCTURE II ADVISORS, L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| HEATHROW FOREST OPPORTUNITIES FUND GP | Sponsor, GP, manager of pooled investment vehicles |
| HEATHROW FOREST OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGH CEDAR GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGH ROCK GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HIGH STREET GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| HR US INFRA EQUITY (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| ISHARES (DE) I INVESTMENTAKTIENGESELLSCHAFT MIT TEILGESELLSCHAFTSVERMAGEN | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| ISHARES DELAWARE TRUST SPONSOR LLC | Commodity pool operator or commodity trading advisor |
| LINCOLN PENSION PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| LONG TERM PRIVATE CAPITAL GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MARKWOOD PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MERCURY CARRY COMPANY LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| MIDDLE MARKET SENIOR FUND GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MIDDLE MARKET SENIOR FUND GP S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MP AVIATION HOLDINGS (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| MULTI-ALTERNATIVE OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| NC GARNET FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| NDSIB PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEIL ENHANCED OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| NMERB SIERRA BLANCA GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| NMERB SIERRA BLANCA GP, LLC, | Sponsor, GP, manager of pooled investment vehicles |
| OAK MARSH GLOBAL OPPORTUNITIES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORANGE 2015 DISLOCREDIT FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| ORANGE PEP GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| POF IV GP S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| PORTFOLIO ADMINISTRATION & MANAGEMENT LTD. | Sponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY PARTNERS GPLP VII, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PRIVATE EQUITY PARTNERS VII GP (US) L.P. | Sponsor, GP, manager of pooled investment vehicles |
| PROJECT FINALE CO-INVESTMENT FUND (GENPAR), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| PROJECT GLOW CO-INVESTMENT FUND (GENPAR), L.L.C. | Sponsor, GP, manager of pooled investment vehicles |
| PROJECT TETL INVESTCO (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| RED RIVER PRIVATE EQUITY II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RED RIVER PRIVATE EQUITY III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RED RIVER PRIVATE EQUITY, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SCALA GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| SPECIAL CREDIT OPPORTUNITIES (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPECIAL CREDIT OPPORTUNITIES (PARALLEL) (GENPAR) II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SPECIAL CREDIT OPPORTUNITIES (PARALLEL) (GENPAR) IV, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SULLIVAN WAY PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SVOF/MM, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TANGO CAPITAL OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCP DIRECT LENDING FUND VIII-A MM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCP DIRECT LENDING MM VIII-S, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCP DIRECT LENDING MM VIII-T, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TCP DIRECT LENDING VIII MM, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM ENERGY OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM ENHANCED YIELD MM I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM HEARTLAND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM IX-C SLP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM IX-O SLP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN GP III, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN GP IV-A, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN GP IV-B, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SENIOR LOAN MM V, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SPECIAL SITUATIONS IX-S GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SPECIAL SITUATIONS MM IX-A, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM SPECIAL SITUATIONS MM IX, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TENNENBAUM WATERMAN GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TFO PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TOPANGA PRIVATE OPPORTUNITIES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TOTAL ALTERNATIVES FUND (GENPAR) LLC | Sponsor, GP, manager of pooled investment vehicles |
| TOTAL ALTERNATIVES FUND (GENPAR), LLC | Sponsor, GP, manager of pooled investment vehicles |
| TSCL PRIVATE MARKETS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| VFL CO INVEST PARTNERS GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEB DIP INVESTOR, LP | Private Equity Fund | $9.1M | $1.0M | 113 |
| SPECIAL VALUE EXPANSION FUND, LLC | Private Equity Fund | $0.0M | $1.0M | 14 |
| SPECIAL VALUE OPPORTUNITIES FEEDER FUND | Private Equity Fund | $0.6M | $1.0M | 10 |
| SPECIAL VALUE OPPORTUNITIES FUND, LLC | Private Equity Fund | $711.0M | $1.0M | 104 |
| TCP DIRECT LENDING FEEDER VIII-L (IRELAND) | Hedge Fund | $203.9M | $10.0M | 10 |
| TCP DIRECT LENDING FEEDER VIII-U (IRELAND) | Private Equity Fund | $58.4M | $10.0M | 2 |
| TCP DIRECT LENDING FUND VIII-A, LLC | Private Equity Fund | $393.8M | $10.0M | 1 |
| TCP DIRECT LENDING FUND VIII-L (IRELAND) | Hedge Fund | $350.9M | $1.0M | 31 |
| TCP DIRECT LENDING FUND VIII-L, LLC | Private Equity Fund | $164.8M | $10.0M | 20 |
| TCP DIRECT LENDING FUND VIII-S, LLC | Hedge Fund | $217.6M | $1.0M | 1 |
| TCP DIRECT LENDING FUND VIII-T, LLC | Hedge Fund | $339.5M | $1.0M | 1 |
| TCP DIRECT LENDING FUND VIII-U (IRELAND) | Private Equity Fund | $477.2M | $10.0M | 3 |
| TCP DIRECT LENDING FUND VIII, LLC | Private Equity Fund | $399.2M | $10.0M | 29 |
| TCP ENHANCED YIELD FUNDING I, LLC | Private Equity Fund | $183.0M | $0.0M | 1 |
| TCP WATERMAN CLO, LLC | Securitized Asset Fund | $95.8M | $0.0M | 3 |
| TCP WATERMAN FUND, LP | Securitized Asset Fund | $95.8M | $10.0M | 3 |
| TENNENBAUM DIP OPPORTUNITY FEEDER, LP | Private Equity Fund | $9.1M | $1.0M | 113 |
| TENNENBAUM ENERGY OPPORTUNITIES CO., LLC | Private Equity Fund | $150.7M | $0.0M | 1 |
| TENNENBAUM ENERGY OPPORTUNITIES FUND, LP | Private Equity Fund | $150.7M | $1.0M | 3 |
| TENNENBAUM ENHANCED YIELD FUND I, LLC | Private Equity Fund | $183.0M | $1.0M | 5 |
| TENNENBAUM ENHANCED YIELD OPERATING I, LLC | Private Equity Fund | $183.0M | $0.0M | 5 |
| TENNENBAUM HEARTLAND CO-INVEST, LP | Private Equity Fund | $106.5M | $1.0M | 2 |
| TENNENBAUM OPPORTUNITIES FUND V, LLC | Private Equity Fund | $87.4M | $1.0M | 117 |
| TENNENBAUM OPPORTUNITIES FUND VI, LLC | Private Equity Fund | $9.1M | $1.0M | 113 |
| TENNENBAUM OPPORTUNITIES PARTNERS V, LP | Private Equity Fund | $87.4M | $0.0M | 1 |
| TENNENBAUM SENIOR LOAN FUND II, LP | Private Equity Fund | $1,020.6M | $10.0M | 2 |
| TENNENBAUM SENIOR LOAN FUND III, LP | Private Equity Fund | $32.4M | $10.0M | 2 |
| TENNENBAUM SENIOR LOAN FUND IV-A, LP | Private Equity Fund | $6.3M | $10.0M | 1 |
| TENNENBAUM SENIOR LOAN FUND IV-B, LP | Private Equity Fund | $42.7M | $10.0M | 1 |
| TENNENBAUM SENIOR LOAN FUND V, LLC | Private Equity Fund | $634.8M | $10.0M | 2 |
| TENNENBAUM SENIOR LOAN FUNDING III, LLC | Private Equity Fund | $32.4M | $0.0M | 1 |
| TENNENBAUM SENIOR LOAN OPERATING III, LLC | Private Equity Fund | $32.4M | $0.0M | 1 |
| TENNENBAUM SENIOR LOAN SPV IV-A, LLC | Private Equity Fund | $6.3M | $0.0M | 1 |
| TENNENBAUM SPECIAL SITUATIONS FUND IX-A, LLC | Private Equity Fund | $89.4M | $1.0M | 2 |
| TENNENBAUM SPECIAL SITUATIONS FUND IX-S, L.P. | Private Equity Fund | $36.1M | $1.0M | 4 |
| TENNENBAUM SPECIAL SITUATIONS FUND IX, LLC | Private Equity Fund | $421.5M | $1.0M | 61 |
| TENNENBAUM SPECIAL SITUATIONS IX-C, L.P. | Private Equity Fund | $76.8M | $1.0M | 6 |
| TENNENBAUM SPECIAL SITUATIONS IX-O, L.P. | Private Equity Fund | $103.1M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEVKOWITZ, HOWARD, MARSHALL | Individual | – | MANAGING DIRECTOR | 08/2018 | < 5% |
| DAVIS, PAUL, LESLIE | Individual | – | MANAGING DIRECTOR | 08/2018 | < 5% |
| LEITNER, MICHAEL, ERIC | Individual | – | MANAGING DIRECTOR | 08/2018 | < 5% |
| VIG, RAJNEESH | Individual | – | MANAGING DIRECTOR | 08/2018 | < 5% |
| TSENG, PHILIP, M | Individual | – | MANAGING DIRECTOR | 08/2018 | < 5% |
| BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC | Domestic Entity | – | MEMBER | 08/2018 | > 75% |
| BLACKROCK ADVISORS, LLC | Domestic Entity | BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC | MEMBER | 09/2017 | > 75% |
| BLACKROCK CAPITAL HOLDINGS, INC. | Domestic Entity | BLACKROCK ADVISORS, LLC | MEMBER | 09/2006 | > 75% |
| BLACKROCK FINANCIAL MANAGEMENT, INC | Domestic Entity | BLACKROCK CAPITAL HOLDINGS, INC. | SOLE SHAREHOLDER | 03/2015 | > 75% |
| BLACKROCK HOLDCO 2, INC. | Domestic Entity | BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | 09/2006 | > 75% |
| BLACKROCK INC. | Domestic Entity | BLACKROCK HOLDCO 2, INC. | SOLE SHAREHOLDER | 09/2006 | > 75% |
| LANDRUM, LEE, ROBERT | Individual | – | MANAGING DIRECTOR | 08/2018 | < 5% |
| Keenan, James, Edward | Individual | – | MANAGING DIRECTOR | 08/2018 | < 5% |
| PARK, CHARLES, CHOON SIK | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2018 | < 5% |