ALTMAN INVESTMENT MANAGEMENT LLC
Adviser information for ALTMAN INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 12th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 75 | $113.2M |
Non-Discretionary | 0 | $0 |
Total | 75 | $113.2M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $850,016 |
HNW Individuals | 40 | $112.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 2 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Identifiers
SEC RIA File Number | 801-60387 |
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SEC ERA File Number | 801-60387 |
SEC CIK Numbers | None |
SEC CRD Numbers | 113832 |
Legal Entity Identifier | None |
Principal Office
33 WITHERSPOON STREET2ND FLOOR
PRINCETON
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 609-252-0048, Fax: 609-497-3246
Chief Compliance Officer
PETER J. ALTMAN
COMPLIANCE OFFICER
33 WITHERSPOON STREET
2ND FLOOR
PRINCETON
NJ
United States
Tel:
609-252-0048
Fax:
609-497-3246
P******@********************M
(Full email address available in API data)
Regulatory Contact
GABY ALTMAN
DIRECTOR OF MARKETING
33 WITHERSPOON STREET
2ND FLOOR
PRINCETON
NJ
United States
Tel:
609-252-0048
Fax:
609-497-3246
G******@********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ALTMAN, PETER, JAMES | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 06/2001 | > 75% |