MADISON WEALTH MANAGEMENT
MADISON FINANCIAL ADVISORS, LTD Legal Name
Adviser information for MADISON WEALTH MANAGEMENT last updated from Form ADV on October 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,495 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 2,495 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 210 | $68.1M |
| HNW Individuals | 316 | $948.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $7.4M |
| Charitable organizations | 29 | $57.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $22.4M |
| Other | <5 | $20.3M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 576 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-60390 |
|---|---|
| SEC ERA File Number | 801-60390 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111728 |
| Legal Entity Identifier | None |
Principal Office
7755 MONTGOMERY ROADSUITE 510
CINCINNATI
OH
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 513-871-4555, Fax: 513-533-6464
Chief Compliance Officer
KEVIN S. WOODARD
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-977-8646
Fax:
513-977-8141
K************@***********M
(Full email address available in API data)
Regulatory Contact
SALLY HUMPHREY DEMPSEY
PRINCIPAL AND SENIOR WEALTH ADVISOR AND DIRECTOR OF OPERATIONS
7755 MONTGOMERY ROAD
SUITE 350
CINCINNATI
OH
United States
Tel:
513-871-4555
Fax:
513-533-6464
S********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HENNING, ALAN, RICHARD | Individual | – | MANAGER | 01/2005 | 10-25% |
| MCDERMOTT, JAMES, ROBERT | Individual | – | MANAGER | 08/2000 | 25-50% |
| KURESMAN, EDWARD, REID | Individual | – | MANAGER AND CHIEF INVESTMENT OFFICER | 12/2009 | 10-25% |
| HACK, JOSEPH, CLIFFORD | Individual | – | MEMBER | 12/2009 | 5-10% |
| WOODARD, KEVIN, SEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2015 | < 5% |
| DEMPSEY, SALLY, HUMPHREY | Individual | – | MEMBER AND DIRECTOR OF OPERATIONS | 01/2019 | 5-10% |
| MEEKS, BRADLEY, ANDREW | Individual | – | MEMBER | 01/2020 | < 5% |