Hedge Fund Database

HERITAGE INVESTMENT GROUP, INC.

Adviser information for HERITAGE INVESTMENT GROUP, INC. last updated from Form ADV on February 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 21
Investment Advisory/Research 13
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 13
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2,051 $1.7B
Non-Discretionary 0 $0
Total 2,051 $1.7B

Clients

Type Number RAUM
Individuals 469 $210.2M
HNW Individuals 360 $1.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $25.7M
Charitable organizations 6 $12.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)INVESTMENT CONSULTATIONS
Compensation % of AUM

Identifiers

SEC RIA File Number 801-60396
SEC ERA File Number 801-60396
SEC CIK Numbers 1876811
SEC CRD Numbers 113204
Legal Entity Identifier None

Principal Office

2480 N.E. 23RD STREET
POMPANO BEACH
FL
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 954-785-5400, Fax: 954-933-0966

Websites

www.heritageinvestment.com www.linkedin.com/company/heritage-investment-group www.fiduciaryinvesting.com

Chief Compliance Officer

S. HARDY TAYLOR
VICE PRESIDENT
2480 N.E. 23RD STREET
POMPANO BEACH
FL
United States
Tel: 954-785-5400
Fax: 954-933-0966
(Full email address available in API data)

Industry Affiliates

FTL PARTNERS, LLC Sponsor, GP, manager of pooled investment vehicles
SAME AS ABOVE Lawyer or law firm
SAME AS ABOVE Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
MACLEAN, JR., FREDERICK, RICHARDS Individual – PRESIDENT/CO-TRUSTEE OF FREDERICK R. MACLEAN, JR. REV. TRUST 01/2005 < 5%
TAYLOR, SAMUEL, HARDY Individual – VICE PRESIDENT/CCO/ CO-TRUSTEE OF THE TAYLOR FAMILY REV. TRUST 02/1997 < 5%
MCCARVER, ROBERT, IAN Individual – SECRETARY/TREASURER 02/1997 < 5%
MACLEAN, LAURA, G. Individual – CO-TRUSTEE OF FREDERICK R. MACLEAN, JR. REV. TRUST/TRUSTEE OF MACLEAN FAMILY TRUST 01/2005 < 5%
MACLEAN FAMILY TRUST F/B/O FREDERICK R. MACLEAN III DATED 09/30/04 Domestic Entity – OWNER 01/2005 5-10%
FREDERICK R. MACLEAN, JR. REV. TRUST DATED 05/31/00 Domestic Entity – OWNER 01/2005 50-75%
TIMOTHY GLENN SLATTERY REV. TRUST DATED 10/23/03 Domestic Entity – OWNER 01/2007 10-25%
SLATTERY, TIMOTHY, GLENN Individual – CHIEF INVESTMENT OFFICER/TRUSTEE OF TIMOTHY GLENN SLATTERY REV. TRUST 01/2007 < 5%
THE TAYLOR FAMILY REV. TRUST DATED 05/17/11 Domestic Entity – OWNER 01/2014 5-10%
TAYLOR, HEIDE, R. Individual – CO-TRUSTEE OF THE TAYLOR FAMILY REV. TRUST 01/2014 < 5%
MCCARVER, TRACY, M. Individual – HEAD OF TRADING 01/2014 < 5%
MACLEAN FAMILY TRUST F/B/O MADELINE R. MACLEAN DATED 09/30/04 Domestic Entity – OWNER 01/2005 5-10%
ROBERT IAN MCCARVER AND TRACY M. MCCARVER - TENANTS BY THE ENTIRETY Domestic Entity – OWNER 03/2017 5-10%
TEAS REVOCABLE TENANCY BY THE ENTIRETY TRUST DATED 9/27/11 Domestic Entity – OWNER 08/2018 < 5%
TEAS, DAVID, KENNETH Individual – CO-TRUSTEE OF THE TEAS REVOCABLE TENANCY BY THE ENTIRETY TRUST 09/2011 < 5%
TEAS, COURTNEY, ELIZABETH Individual – CO-TRUSTEE OF THE TEAS REVOCABLETENANCY BY THE ENTIRETY TRUST 09/2011 < 5%

No. Employees, Historic

30150201920202021202220232024202520 on 6/6/201921 on 3/12/202021 on 6/2/202021 on 6/29/202021 on 8/21/202021 on 12/11/202021 on 3/31/202121 on 7/2/202121 on 11/15/202122 on 3/31/202222 on 7/13/202223 on 3/28/202323 on 9/14/202323 on 9/15/202321 on 2/29/202421 on 2/29/2024

RAUM, Historic

2B1B020192020202120222023202420251137408541 on 6/6/20191354868446 on 3/12/20201354868446 on 6/2/20201354868446 on 6/29/20201354868446 on 8/21/20201354868446 on 12/11/20201388116487 on 3/31/20211388116487 on 7/2/20211388116487 on 11/15/20211692091393 on 3/31/20221692091393 on 7/13/20221502109626 on 3/28/20231502109626 on 9/14/20231502109626 on 9/15/20231703041619 on 2/29/20241703041619 on 2/29/2024

No. Clients, Historic

90045002019202020212022202320242025753 on 6/6/2019754 on 3/12/2020754 on 6/2/2020754 on 6/29/2020754 on 8/21/2020754 on 12/11/2020752 on 3/31/2021752 on 7/2/2021752 on 11/15/2021780 on 3/31/2022780 on 7/13/2022818 on 3/28/2023818 on 9/14/2023818 on 9/15/2023839 on 2/29/2024839 on 2/29/2024

Holdings

From latest 13F, filed July 22nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 303K 3K –
ABBVIE INC COM 486K 3K –
ACUITY BRANDS INC COM 483K 2K –
ALLSTATE CORP COM 599K 4K –
ALPHABET INC CAP STK CL C 332K 2K –
ALPHABET INC CAP STK CL A 416K 2K –
AMAZON COM INC COM 461K 2K –
AMERICAN EXPRESS CO COM 389K 2K –
AMERICAN TOWER CORP NEW COM 305K 2K –
AMERIPRISE FINL INC COM 232K 543 –
AMGEN INC COM 1M 4K –
APPLE INC COM 4M 18K –
AUTOMATIC DATA PROCESSING IN COM 516K 2K –
BWX TECHNOLOGIES INC COM 228K 2K –
BERKSHIRE HATHAWAY INC DEL CL A 2M 400 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 4K –
BROADCOM INC COM 278K 173 –
THE CIGNA GROUP COM 219K 661 –
CACI INTL INC CL A 673K 2K –
CARRIER GLOBAL CORPORATION COM 216K 3K –
CASEYS GEN STORES INC COM 357K 935 –
CHEVRON CORP NEW COM 219K 1K –
COHERENT CORP COM 319K 4K –
COMCAST CORP NEW CL A 273K 7K –
COMMSCOPE HLDG CO INC COM 31K 25K –
COSTCO WHSL CORP NEW COM 411K 483 –
DIMENSIONAL ETF TRUST US CORE EQT MKT 17M 466K –
DIMENSIONAL ETF TRUST US EQUITY ETF 30M 511K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 29M 476K –
DIMENSIONAL ETF TRUST US TARGETED VLU 2M 33K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 73M 2M –
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 39M 1M –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 11M 403K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 9M 337K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 202K 6K –
DIMENSIONAL ETF TRUST US HIGH PROFITAB 330K 10K –
DIMENSIONAL ETF TRUST SHORT DURATION F 6M 123K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 3M 60K –
EXXON MOBIL CORP COM 1M 10K –
META PLATFORMS INC CL A 278K 552 –
HERSHEY CO COM 356K 2K –
HOME DEPOT INC COM 695K 2K –
HONEYWELL INTL INC COM 204K 954 –
INVESCO QQQ TR UNIT SER 1 409K 854 –
INTUIT COM 238K 363 –
ISHARES TR CORE S&P TTL STK 223K 2K –
ISHARES TR CORE S&P500 ETF 57M 104K –
ISHARES TR ISHARES BIOTECH 367K 3K –
ISHARES TR RUS 1000 GRW ETF 506K 1K –
ISHARES TR RUS 1000 ETF 10M 34K –
ISHARES TR RUSSELL 2000 ETF 510K 3K –
ISHARES TR CORE S&P SCP ETF 13M 122K –
ISHARES TR DOW JONES US ETF 542K 4K –
ISHARES TR SHRT NAT MUN ETF 48M 460K –
ISHARES TR 0-5 YR TIPS ETF 1M 14K –
ISHARES TR GLOBAL REIT ETF 35M 1M –
ISHARES TR CORE MSCI INTL 6M 95K –
JPMORGAN CHASE & CO. COM 890K 4K –
JOHNSON & JOHNSON COM 648K 4K –
ELI LILLY & CO COM 2M 2K –
MARATHON PETE CORP COM 286K 2K –
MASTERCARD INCORPORATED CL A 354K 802 –
MICROSOFT CORP COM 2M 4K –
NETFLIX INC COM 208K 308 –
NEXTERA ENERGY INC COM 382K 5K –
NVIDIA CORPORATION COM 1M 8K –
ORACLE CORP COM 1M 7K –
PEPSICO INC COM 422K 3K –
PROCTER AND GAMBLE CO COM 787K 5K –
RTX CORPORATION COM 342K 3K –
REGENCY CTRS CORP COM 433K 7K –
SPDR S&P 500 ETF TR TR UNIT 4M 7K –
SPDR GOLD TR GOLD SHS 561K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 1M 3K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 308K 575 –
SCHWAB STRATEGIC TR US LRG CAP ETF 788K 12K –
TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 390K 24K –
UNION PAC CORP COM 518K 2K –
VANGUARD WORLD FD MEGA GRWTH IND 375K 1K –
VANGUARD ADMIRAL FDS INC MIDCP 400 VAL 838K 10K –
VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 944K 9K –
VANGUARD WORLD FD INDUSTRIAL ETF 303K 1K –
VANGUARD WORLD FD INF TECH ETF 2M 3K –
VANGUARD WORLD FD MATERIALS ETF 327K 2K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 5M 40K –
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 258K 4K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 3M 35K –
VANGUARD MUN BD FDS TAX EXEMPT BD 37M 747K –
VANGUARD INDEX FDS S&P 500 ETF SHS 1M 2K –
VANGUARD INDEX FDS GROWTH ETF 308K 823 –
VANGUARD INDEX FDS VALUE ETF 803K 5K –
VANGUARD INDEX FDS SMALL CP ETF 433K 2K –
VANGUARD INDEX FDS TOTAL STK MKT 1M 5K –
VISA INC COM CL A 304K 1K –
WATERS CORP COM 290K 1K –
WELLS FARGO CO NEW COM 369K 6K –
WEST PHARMACEUTICAL SVSC INC COM 1M 3K –