DORIAN EASON ASSET MANAGEMENT, LLC
Adviser information for DORIAN EASON ASSET MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 192 | $439.6M |
| Non-Discretionary | 33 | $6.4M |
| Total | 225 | $446.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 114 | $9.5M |
| HNW Individuals | 60 | $68.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $353.8M |
| Charitable organizations | <5 | $5.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.5M |
| Other | 33 | $6.4M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60402 |
|---|---|
| SEC ERA File Number | 801-60402 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113724 |
| Legal Entity Identifier | None |
Principal Office
6363 POPLAR AVENUESUITE 107
MEMPHIS
TN
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 901-755-2075, Fax: 901-767-0757
Chief Compliance Officer
PAUL T. DORIAN
CHIEF MANAGER
6363 POPLAR AVENUE
SUITE 107
MEMPHIS
TN
United States
Tel:
901-755-2075
Fax:
901-767-0757
T******@************T
(Full email address available in API data)
Regulatory Contact
ROBERT G.L. EASON
SECRETARY
6363 POPLAR AVENUE
SUITE 107
MEMPHIS
TN
United States
Tel:
(901)755-2075
Fax:
(901)755-0757
B*****@************T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DORIAN, PAUL, THOMAS | Individual | – | CHIEF MANAGER/CHIEF COMPLIANCE OFFICER/MANAGING MEMBER | 06/2001 | 50-75% |
| EASON, ROBERT, GREEN LEE | Individual | – | SECRETARY/MANAGING MEMBER | 06/2001 | 50-75% |