ACCESS WEALTH
ACCESS WEALTH PLANNING, LLC Legal Name
Adviser information for ACCESS WEALTH last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 6 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 978 | $404.0M |
| Non-Discretionary | 0 | $0 |
| Total | 978 | $404.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 290 | $93.6M |
| HNW Individuals | 114 | $310.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 5 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)ACCOUNT AGGREGATION SERVICES |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-60406 |
|---|---|
| SEC ERA File Number | 801-60406 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 112973 |
| Legal Entity Identifier | None |
Principal Office
120 EAGLE ROCK AVENUESUITE 230
EAST HANOVER
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 973-740-2400, Fax: 973-461-4717
Websites
Chief Compliance Officer
TRACY A. HAGBERG
CHIEF COMPLIANCE OFFICER
120 EAGLE ROCK AVENUE
SUITE 230
EAST HANOVER
NJ
United States
Tel:
973-740-2400
Fax:
973-461-4717
T*******@****************M
(Full email address available in API data)
Industry Affiliates
| EKS ASSOCIATES | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ZAGAROLA, LAWRENCE | Individual | – | SPECIAL PARTNER | 01/2015 | < 5% |
| HAGBERG, TRACY, A | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2006 | < 5% |
| MILOVE, HOWARD, SCOTT | Individual | – | MEMBER | 01/2015 | 10-25% |
| HOOK, HOWARD, MARK | Individual | – | MEMBER | 01/2015 | 10-25% |
| ZAGAROLA, DARREN, LAWRENCE | Individual | – | MEMBER | 01/2015 | 50-75% |