GENTER ADVISORS LLC

Adviser information for GENTER ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 65
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 13

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 598 $157.6M
Non-Discretionary 0 $0
Total 598 $157.6M

Clients

Type Number RAUM
Individuals 541 $109.1M
HNW Individuals 21 $33.3M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 34 $15.1M
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $141,164
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMONE-TIME INITIAL SET UP FEE OF $250.00

Identifiers

SEC RIA File Number 801-60408
SEC ERA File Number 801-60408
SEC CIK Numbers 51762
SEC CRD Numbers 113916
Legal Entity Identifier None

Principal Office

11601 WILSHIRE BLVD., 25TH FL.
LOS ANGELES
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 310-477-6543, Fax: 310-479-2901

Chief Compliance Officer

MANUEL A. GUTIERREZ
SR. VICE PRESIDENT/CFO/CCO
11601 WILSHIRE BLVD., 25TH FLOOR
LOS ANGELES
CA
United States
Tel: 310-477-6543
Fax: 310-479-2901
(Full email address available in API data)

Regulatory Contact

DANIEL J. GENTER
PRESIDENT/CEO
11601 WILSHIRE BLVD., 25TH FLOOR
LOS ANGELES
CA
United States
Tel: 310-477-6543
Fax: 310-478-7264
(Full email address available in API data)

Industry Affiliates

GENTER CAPITAL MANAGEMENT Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GENTER CAPITAL LLC Domestic Entity OWNER/MEMBER 06/2001 > 75%
GENTER, DANIEL, JOHN Individual PRESIDENT/CEO/CIO 06/2001 < 5%
GUTIERREZ, MANUEL, AGA Individual SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER 06/2001 < 5%
GENTER, DANIEL, JOHN Individual GENTER CAPITAL LLC MEMBER/MANAGER 03/1998 > 75%
DEMSHKI, TIMOTHY, JUDSON Individual SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION 06/2003 < 5%
BARBER, JAMES, LAURANCE Individual SR. VICE PRESIDENT 01/2022 < 5%
PESCHERINE, DAVID, WILLIAM Individual SR. VICE PRESIDENT/DIRECTOR OF EQUITY 01/2022 < 5%
BARRY, JOHN, NMN Individual SR. VICE PRESIDENT-OPERATIONS 08/2021 < 5%
ELLIOTT, BRIAN, LAWRENCE Individual SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION 01/2012 < 5%
HALL, ALEXANDER, JOSEPH Individual SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME 04/2016 < 5%
PYTLEWSKI, BRIAN, JOHN Individual SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME 04/2016 < 5%
VYAS, RAJIV, RANDHIR Individual SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH 03/2020 < 5%
RYAN, PAUL, MORRIS Individual SR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER 03/2022 < 5%

No. Employees, Historic

8040020202021202220232024202567 on 3/30/202067 on 6/29/202074 on 3/31/202167 on 3/30/202267 on 5/26/202267 on 11/3/202265 on 3/30/202365 on 5/8/202365 on 12/8/202365 on 3/28/2024

RAUM, Historic

200M100M0202020212022202320242025184854248 on 3/30/2020184854248 on 6/29/2020179024565 on 3/31/2021190783585 on 3/30/2022190783585 on 5/26/2022190783585 on 11/3/2022145972162 on 3/30/2023145972162 on 5/8/2023145972162 on 12/8/2023157582784 on 3/28/2024

No. Clients, Historic

8004000202020212022202320242025777 on 3/30/2020777 on 6/29/2020691 on 3/31/2021680 on 3/30/2022680 on 5/26/2022680 on 11/3/2022624 on 3/30/2023624 on 5/8/2023624 on 12/8/2023598 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABORATORIES COM 2M 16K
ABBVIE INC COM 61M 357K
ADOBE INC COM 10M 17K
ADVANCED MICRO DEVICES INC COM 8M 48K
AFLAC INC COM 483K 5K
AGENT INFORMATION SOFTWARE I COM 39K 28K
AIR PRODUCTS & CHEMICALS INC COM 48M 187K
ALPHABET CLASS A COM 4M 22K
ALPHABET CLASS C COM 14M 75K
ALTRIA GROUP INC COM 50M 1M
AMAZON.COM INC COM 9M 49K
AMERICAN EXPRESS CO COM 1M 5K
AMGEN INC COM 1M 3K
APPLE INC COM 28M 134K
APPLIED MATERIALS INC COM 2M 9K
APTIV PLC COM 2M 31K
ARISTA NETWORKS INC COM 425K 1K
AT&T INC COM 57M 3M
BANK OF AMERICA CORP COM 4M 92K
BAXTER INTERNATIONAL INC COM 4M 120K
BERKSHIRE HATHAWAY INC - CL B COM 742K 2K
BLACKROCK INC COM 49M 63K
BLACKSTONE INC COM COM 341K 3K
BOEING COMPANY COM 647K 4K
BORGWARNER INC COM 2M 53K
BRISTOL-MYERS SQUIBB CO COM 31M 739K
BROADCOM INC COM 64M 40K
CAPITAL ONE FINANCIAL CORP COM 41M 294K
CATERPILLAR INC COM 790K 2K
CHEVRON CORP COM 55M 353K
CISCO SYSTEMS INC COM 45M 947K
COMCAST CORP - CL A COM 50M 1M
CONSTELLATION BRANDS INC-A COM 5M 21K
CORNING INC COM 44M 1M
COSTCO WHOLESALE CORP COM 3M 3K
COTERRA ENERGY INC COM 1M 51K
CRH PLC COM 31M 413K
CVS HEALTH CORPORATION COM 52M 880K
DISNEY WALT CO COM 5M 53K
DOW INC COM 19M 355K
DUKE ENERGY CORP COM 1M 15K
DUPONT DE NEMOURS INC COM 6M 75K
EASTMAN CHEMICAL COMPANY COM 694K 7K
EATON CORP PLC COM 12M 38K
EMERSON ELECTRIC COMPANY COM 53M 484K
ENBRIDGE INC COM 53M 1M
EVERGY INC COM 39M 739K
EXELON CORPORATION COM 310K 9K
EXPEDIA GROUP INC COM 4M 30K
EXXON MOBIL CORP COM 11M 94K
FACEBOOK INC-A COM 1M 2K
FEDEX CORP COM 2M 5K
FERGUSON PLC COM 5M 26K
GENERAL MILLS INCORPORATED COM 2M 27K
GENUINE PARTS CO COM 573K 4K
GILEAD SCIENCES INC COM 45M 649K
GOLDMAN SACHS GROUP INC COM 998K 2K
HARTFORD FINANCIAL SVCS GRP COM 227K 2K
HASBRO INDS INC COM 771K 13K
HOME DEPOT INC COM 41M 120K
HONEYWELL INTERNATIONAL INC COM 6M 29K
INT'L FLAVORS & FRAGRANCES COM 387K 4K
INTERNATIONAL BUSINESS MACHINE COM 44M 255K
JOHNSON & JOHNSON COM 42M 284K
JPMORGAN CHASE & CO COM 74M 364K
KENVUE INC COM 35M 2M
LILLY ELI & COMPANY COM 13M 14K
LOCKHEED MARTIN CORPORATION COM 44M 93K
LOWES COMPANIES INC COM 3M 14K
M & T BANK CORP COM 57M 375K
MANULIFE FINANCIAL CORP COM 270K 10K
MASTERCARD INC -CLASS A COM 216K 490
MCDONALDS CORP COM 873K 3K
MEDTRONIC PLC COM 34M 436K
MERCK & COMPANY INC COM 4M 29K
METLIFE INC COM 4M 63K
MICROCHIP TECHNOLOGY INC COM 748K 8K
MICROSOFT CORP COM 31M 69K
MOOG INC CL A COM 2M 9K
MORGAN STANLEY COM 4M 37K
NETFLIX INC COM 316K 468
NIKE INC - CL B COM 530K 7K
NVIDIA CORP COM 22M 181K
NXP SEMICONDUCTORS NV COM 1M 5K
OAKTREE SPECIALTY LENDING CORP COM 205K 11K
OMNICOM GROUP COM 468K 5K
ORACLE CORP COM 4M 31K
PARKER-HANNIFIN CORP COM 344K 680
PEMBINA PIPELINE CORP COM 807K 22K
PEPSICO INCORPORATED COM 6M 39K
PFIZER INC COM 2M 54K
PHILIP MORRIS INTL INC COM 2M 16K
PHILLIPS 66 COM 49M 350K
PNC FINANCIAL SERVICES GROUP COM 586K 4K
PRICE T ROWE GROUP INC COM 3M 25K
PROCTER AND GAMBLE COMPANY COM 1M 7K
PRUDENTIAL FINANCIAL INC COM 339K 3K
PUBLIC SVC ENTERPRISE GRP INC COM 231K 3K
QUALCOMM INC COM 14M 68K
RENAISSANCERE HOLDINGS LTD COM 3M 15K
ROYAL BANK OF CANADA COM 2M 23K
RTX CORPORATION COM COM 339K 3K
SCHLUMBERGER LTD COM 3M 54K
SEMPRA COM COM 41M 535K
SMARTCOOL SYSTEMS INC COM 0 10K
STARBUCKS CORP COM 3M 33K
STRYKER CORP COM 1M 3K
TARGET CORP COM 2M 13K
TESLA INC COM 795K 4K
THERMO FISHER SCIENTIFIC INC COM 6M 12K
TRAVELERS COS INC COM 4M 22K
TYSON FOODS INC - CL A COM 33M 574K
ULTA SALON COSMETICS & FRAGR COM 5M 13K
UNION PACIFIC CORPORATION COM 1M 6K
UNITED PARCEL SERVICE - CL B COM 53M 390K
UNITEDHEALTH GROUP INC COM 9M 18K
VERIZON COMMUNICATIONS COM 2M 47K
VISA INC - CL A COM 9M 32K
VONTIER CORPORATION COM 1M 34K
WAL-MART INC COM 395K 6K
WARNER BROTHERS DISCOVERY INC COM 3M 364K
WELLS FARGO & COMPANY COM 1M 19K
WESTERN DIGITAL CORP COM 6M 76K
WILLIAMS COS INC COM 804K 19K
XCEL ENERGY INC COM 206K 4K
ABB LTD - SP ADR ADR 449K 8K
ALLIANZ SE UNSPONSORED ADS ADR 318K 11K
ASTRAZENECA PLC - ADR ADR 3M 39K
AXA - SP ADR ADR 304K 9K
BAE SYSTEMS PLC - SP ADR ADR 562K 8K
BARCLAYS PLC - ADR ADR 350K 33K
BHP GROUP LTD SP ADS ADR 683K 12K
BNP PARIBAS SP ADR ADR 339K 11K
BP PLC - ADR ADR 477K 13K
BRITISH AMERN TOBACCO PLC ADR ADR 262K 8K
CK HUTCHISON HOLDIN-UNSP ADR ADR 198K 42K
ERICSSON ADR ADR 314K 51K
HONDA MOTOR CO LTD - SP ADR ADR 331K 10K
IMPERIAL BRANDS PLC-SPON ADR ADR 218K 8K
KOMATSU LTD SPONS ADR ADR 211K 7K
MERCEDES-BENZ GROUP AG ADR 307K 18K
MITSUBISHI UFJ FINL GRP - ADR ADR 480K 44K
NATIONAL GRID PLC-SP ADR ADR 275K 5K
NOVARTIS AG - ADR ADR 392K 4K
ORANGE - SPON ADR ADR 242K 24K
ORIX - SP ADR ADR 292K 3K
RIO TINTO PLC - ADR ADR 308K 5K
SANOFI-AVENTIS - ADR ADR 302K 6K
SCHNEIDER ELECTRIC SE ADR ADR 579K 12K
SUMITOMO MITSUI - SP ADR ADR 499K 37K
TAIWAN SEMICONDUCTOR - SP ADR ADR 9M 53K
VODAFONE GROUP PLC ADR 367K 41K
ENTERPRISE PRODUCTS PTRS LP LP 200K 7K