GENTER ADVISORS LLC
Adviser information for GENTER ADVISORS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | California, United States |
Employees
Total Number of Employees | 65 |
---|---|
Investment Advisory/Research | 4 |
Registered Broker-Dealer Representatives | 8 |
Registered State Investment Advisers | 8 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 13 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 598 | $157.6M |
Non-Discretionary | 0 | $0 |
Total | 598 | $157.6M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 541 | $109.1M |
HNW Individuals | 21 | $33.3M |
Banking or thrift institutions | <5 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 34 | $15.1M |
Charitable organizations | <5 | $0 |
State or municipal gov entities | <5 | $0 |
Other investment advisers | <5 | $0 |
Insurance companies | <5 | $0 |
Sovereign wealth funds and foreign official institutions | <5 | $0 |
Corporations or other businesses | <5 | $141,164 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
---|---|
Compensation | % of AUMONE-TIME INITIAL SET UP FEE OF $250.00 |
Principal Office
11601 WILSHIRE BLVD., 25TH FL.LOS ANGELES
CA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 310-477-6543, Fax: 310-479-2901
Websites
Chief Compliance Officer
MANUEL A. GUTIERREZ
SR. VICE PRESIDENT/CFO/CCO
11601 WILSHIRE BLVD., 25TH FLOOR
LOS ANGELES
CA
United States
Tel:
310-477-6543
Fax:
310-479-2901
M*********@************M
(Full email address available in API data)
Regulatory Contact
DANIEL J. GENTER
PRESIDENT/CEO
11601 WILSHIRE BLVD., 25TH FLOOR
LOS ANGELES
CA
United States
Tel:
310-477-6543
Fax:
310-478-7264
D******@************M
(Full email address available in API data)
Industry Affiliates
GENTER CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GENTER CAPITAL LLC | Domestic Entity | – | OWNER/MEMBER | 06/2001 | > 75% |
GENTER, DANIEL, JOHN | Individual | – | PRESIDENT/CEO/CIO | 06/2001 | < 5% |
GUTIERREZ, MANUEL, AGA | Individual | – | SR. VICE PRESIDENT/CFO/CHIEF COMPLIANCE OFFICER | 06/2001 | < 5% |
GENTER, DANIEL, JOHN | Individual | GENTER CAPITAL LLC | MEMBER/MANAGER | 03/1998 | > 75% |
DEMSHKI, TIMOTHY, JUDSON | Individual | – | SR. VICE PRESIDENT/DIRECTOR OF PRIVATE CLIENT DIVISION | 06/2003 | < 5% |
BARBER, JAMES, LAURANCE | Individual | – | SR. VICE PRESIDENT | 01/2022 | < 5% |
PESCHERINE, DAVID, WILLIAM | Individual | – | SR. VICE PRESIDENT/DIRECTOR OF EQUITY | 01/2022 | < 5% |
BARRY, JOHN, NMN | Individual | – | SR. VICE PRESIDENT-OPERATIONS | 08/2021 | < 5% |
ELLIOTT, BRIAN, LAWRENCE | Individual | – | SR. VICE PRESIDENT/DIRECTOR OF INSTITUTIONAL DIVISION | 01/2012 | < 5% |
HALL, ALEXANDER, JOSEPH | Individual | – | SR. VICE PRESIDENT/DIRECTOR OF TAXABLE FIXED INCOME | 04/2016 | < 5% |
PYTLEWSKI, BRIAN, JOHN | Individual | – | SR. VICE PRESIDENT/DIRECTOR OF MUNICIPAL FIXED INCOME | 04/2016 | < 5% |
VYAS, RAJIV, RANDHIR | Individual | – | SR. VICE PRESIDENT/DIRECTOR OF CREDIT RESEARCH | 03/2020 | < 5% |
RYAN, PAUL, MORRIS | Individual | – | SR. VICE PRESIDENT/FIXED INCOME PORTFOLIO MANAGER | 03/2022 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABORATORIES | COM | 2M | 16K | – |
ABBVIE INC | COM | 61M | 357K | – |
ADOBE INC | COM | 10M | 17K | – |
ADVANCED MICRO DEVICES INC | COM | 8M | 48K | – |
AFLAC INC | COM | 483K | 5K | – |
AGENT INFORMATION SOFTWARE I | COM | 39K | 28K | – |
AIR PRODUCTS & CHEMICALS INC | COM | 48M | 187K | – |
ALPHABET CLASS A | COM | 4M | 22K | – |
ALPHABET CLASS C | COM | 14M | 75K | – |
ALTRIA GROUP INC | COM | 50M | 1M | – |
AMAZON.COM INC | COM | 9M | 49K | – |
AMERICAN EXPRESS CO | COM | 1M | 5K | – |
AMGEN INC | COM | 1M | 3K | – |
APPLE INC | COM | 28M | 134K | – |
APPLIED MATERIALS INC | COM | 2M | 9K | – |
APTIV PLC | COM | 2M | 31K | – |
ARISTA NETWORKS INC | COM | 425K | 1K | – |
AT&T INC | COM | 57M | 3M | – |
BANK OF AMERICA CORP | COM | 4M | 92K | – |
BAXTER INTERNATIONAL INC | COM | 4M | 120K | – |
BERKSHIRE HATHAWAY INC - CL B | COM | 742K | 2K | – |
BLACKROCK INC | COM | 49M | 63K | – |
BLACKSTONE INC COM | COM | 341K | 3K | – |
BOEING COMPANY | COM | 647K | 4K | – |
BORGWARNER INC | COM | 2M | 53K | – |
BRISTOL-MYERS SQUIBB CO | COM | 31M | 739K | – |
BROADCOM INC | COM | 64M | 40K | – |
CAPITAL ONE FINANCIAL CORP | COM | 41M | 294K | – |
CATERPILLAR INC | COM | 790K | 2K | – |
CHEVRON CORP | COM | 55M | 353K | – |
CISCO SYSTEMS INC | COM | 45M | 947K | – |
COMCAST CORP - CL A | COM | 50M | 1M | – |
CONSTELLATION BRANDS INC-A | COM | 5M | 21K | – |
CORNING INC | COM | 44M | 1M | – |
COSTCO WHOLESALE CORP | COM | 3M | 3K | – |
COTERRA ENERGY INC | COM | 1M | 51K | – |
CRH PLC | COM | 31M | 413K | – |
CVS HEALTH CORPORATION | COM | 52M | 880K | – |
DISNEY WALT CO | COM | 5M | 53K | – |
DOW INC | COM | 19M | 355K | – |
DUKE ENERGY CORP | COM | 1M | 15K | – |
DUPONT DE NEMOURS INC | COM | 6M | 75K | – |
EASTMAN CHEMICAL COMPANY | COM | 694K | 7K | – |
EATON CORP PLC | COM | 12M | 38K | – |
EMERSON ELECTRIC COMPANY | COM | 53M | 484K | – |
ENBRIDGE INC | COM | 53M | 1M | – |
EVERGY INC | COM | 39M | 739K | – |
EXELON CORPORATION | COM | 310K | 9K | – |
EXPEDIA GROUP INC | COM | 4M | 30K | – |
EXXON MOBIL CORP | COM | 11M | 94K | – |
FACEBOOK INC-A | COM | 1M | 2K | – |
FEDEX CORP | COM | 2M | 5K | – |
FERGUSON PLC | COM | 5M | 26K | – |
GENERAL MILLS INCORPORATED | COM | 2M | 27K | – |
GENUINE PARTS CO | COM | 573K | 4K | – |
GILEAD SCIENCES INC | COM | 45M | 649K | – |
GOLDMAN SACHS GROUP INC | COM | 998K | 2K | – |
HARTFORD FINANCIAL SVCS GRP | COM | 227K | 2K | – |
HASBRO INDS INC | COM | 771K | 13K | – |
HOME DEPOT INC | COM | 41M | 120K | – |
HONEYWELL INTERNATIONAL INC | COM | 6M | 29K | – |
INT'L FLAVORS & FRAGRANCES | COM | 387K | 4K | – |
INTERNATIONAL BUSINESS MACHINE | COM | 44M | 255K | – |
JOHNSON & JOHNSON | COM | 42M | 284K | – |
JPMORGAN CHASE & CO | COM | 74M | 364K | – |
KENVUE INC | COM | 35M | 2M | – |
LILLY ELI & COMPANY | COM | 13M | 14K | – |
LOCKHEED MARTIN CORPORATION | COM | 44M | 93K | – |
LOWES COMPANIES INC | COM | 3M | 14K | – |
M & T BANK CORP | COM | 57M | 375K | – |
MANULIFE FINANCIAL CORP | COM | 270K | 10K | – |
MASTERCARD INC -CLASS A | COM | 216K | 490 | – |
MCDONALDS CORP | COM | 873K | 3K | – |
MEDTRONIC PLC | COM | 34M | 436K | – |
MERCK & COMPANY INC | COM | 4M | 29K | – |
METLIFE INC | COM | 4M | 63K | – |
MICROCHIP TECHNOLOGY INC | COM | 748K | 8K | – |
MICROSOFT CORP | COM | 31M | 69K | – |
MOOG INC CL A | COM | 2M | 9K | – |
MORGAN STANLEY | COM | 4M | 37K | – |
NETFLIX INC | COM | 316K | 468 | – |
NIKE INC - CL B | COM | 530K | 7K | – |
NVIDIA CORP | COM | 22M | 181K | – |
NXP SEMICONDUCTORS NV | COM | 1M | 5K | – |
OAKTREE SPECIALTY LENDING CORP | COM | 205K | 11K | – |
OMNICOM GROUP | COM | 468K | 5K | – |
ORACLE CORP | COM | 4M | 31K | – |
PARKER-HANNIFIN CORP | COM | 344K | 680 | – |
PEMBINA PIPELINE CORP | COM | 807K | 22K | – |
PEPSICO INCORPORATED | COM | 6M | 39K | – |
PFIZER INC | COM | 2M | 54K | – |
PHILIP MORRIS INTL INC | COM | 2M | 16K | – |
PHILLIPS 66 | COM | 49M | 350K | – |
PNC FINANCIAL SERVICES GROUP | COM | 586K | 4K | – |
PRICE T ROWE GROUP INC | COM | 3M | 25K | – |
PROCTER AND GAMBLE COMPANY | COM | 1M | 7K | – |
PRUDENTIAL FINANCIAL INC | COM | 339K | 3K | – |
PUBLIC SVC ENTERPRISE GRP INC | COM | 231K | 3K | – |
QUALCOMM INC | COM | 14M | 68K | – |
RENAISSANCERE HOLDINGS LTD | COM | 3M | 15K | – |
ROYAL BANK OF CANADA | COM | 2M | 23K | – |
RTX CORPORATION COM | COM | 339K | 3K | – |
SCHLUMBERGER LTD | COM | 3M | 54K | – |
SEMPRA COM | COM | 41M | 535K | – |
SMARTCOOL SYSTEMS INC | COM | 0 | 10K | – |
STARBUCKS CORP | COM | 3M | 33K | – |
STRYKER CORP | COM | 1M | 3K | – |
TARGET CORP | COM | 2M | 13K | – |
TESLA INC | COM | 795K | 4K | – |
THERMO FISHER SCIENTIFIC INC | COM | 6M | 12K | – |
TRAVELERS COS INC | COM | 4M | 22K | – |
TYSON FOODS INC - CL A | COM | 33M | 574K | – |
ULTA SALON COSMETICS & FRAGR | COM | 5M | 13K | – |
UNION PACIFIC CORPORATION | COM | 1M | 6K | – |
UNITED PARCEL SERVICE - CL B | COM | 53M | 390K | – |
UNITEDHEALTH GROUP INC | COM | 9M | 18K | – |
VERIZON COMMUNICATIONS | COM | 2M | 47K | – |
VISA INC - CL A | COM | 9M | 32K | – |
VONTIER CORPORATION | COM | 1M | 34K | – |
WAL-MART INC | COM | 395K | 6K | – |
WARNER BROTHERS DISCOVERY INC | COM | 3M | 364K | – |
WELLS FARGO & COMPANY | COM | 1M | 19K | – |
WESTERN DIGITAL CORP | COM | 6M | 76K | – |
WILLIAMS COS INC | COM | 804K | 19K | – |
XCEL ENERGY INC | COM | 206K | 4K | – |
ABB LTD - SP ADR | ADR | 449K | 8K | – |
ALLIANZ SE UNSPONSORED ADS | ADR | 318K | 11K | – |
ASTRAZENECA PLC - ADR | ADR | 3M | 39K | – |
AXA - SP ADR | ADR | 304K | 9K | – |
BAE SYSTEMS PLC - SP ADR | ADR | 562K | 8K | – |
BARCLAYS PLC - ADR | ADR | 350K | 33K | – |
BHP GROUP LTD SP ADS | ADR | 683K | 12K | – |
BNP PARIBAS SP ADR | ADR | 339K | 11K | – |
BP PLC - ADR | ADR | 477K | 13K | – |
BRITISH AMERN TOBACCO PLC ADR | ADR | 262K | 8K | – |
CK HUTCHISON HOLDIN-UNSP ADR | ADR | 198K | 42K | – |
ERICSSON ADR | ADR | 314K | 51K | – |
HONDA MOTOR CO LTD - SP ADR | ADR | 331K | 10K | – |
IMPERIAL BRANDS PLC-SPON ADR | ADR | 218K | 8K | – |
KOMATSU LTD SPONS ADR | ADR | 211K | 7K | – |
MERCEDES-BENZ GROUP AG | ADR | 307K | 18K | – |
MITSUBISHI UFJ FINL GRP - ADR | ADR | 480K | 44K | – |
NATIONAL GRID PLC-SP ADR | ADR | 275K | 5K | – |
NOVARTIS AG - ADR | ADR | 392K | 4K | – |
ORANGE - SPON ADR | ADR | 242K | 24K | – |
ORIX - SP ADR | ADR | 292K | 3K | – |
RIO TINTO PLC - ADR | ADR | 308K | 5K | – |
SANOFI-AVENTIS - ADR | ADR | 302K | 6K | – |
SCHNEIDER ELECTRIC SE ADR | ADR | 579K | 12K | – |
SUMITOMO MITSUI - SP ADR | ADR | 499K | 37K | – |
TAIWAN SEMICONDUCTOR - SP ADR | ADR | 9M | 53K | – |
VODAFONE GROUP PLC | ADR | 367K | 41K | – |
ENTERPRISE PRODUCTS PTRS LP | LP | 200K | 7K | – |