AVENUE ASIA CAPITAL MANAGEMENT, L.P.
Adviser information for AVENUE ASIA CAPITAL MANAGEMENT, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 186 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $1.6B |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $1.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $1.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 71 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
11 WEST 42ND STREET9TH FLOOR
NEW YORK CITY
NY
United States
Monday - Friday, 8:30 A.M. - 6:00 P.M.
Tel: 212-878-3500, Fax: 212-486-1843
Chief Compliance Officer
ANDREW K. SCHINDER
CHIEF COMPLIANCE OFFICER
11 WEST 42ND STREET
9TH FLOOR
NEW YORK
NY
United States
Tel:
212-878-3500
Fax:
212-878-3559
A********@****************M
(Full email address available in API data)
Industry Affiliates
| AMROC INVESTMENTS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| AVENUE ASIA ARK CO-INVESTMENT PARTNERS, SARL | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AVENUE ASIA CAPITAL PARTNERS V, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AVENUE ASIA CAPITAL PARTNERS VI, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AVENUE ASIA CAPITAL PARTNERS VII, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AVENUE ASIA CREDIT OPPORTUNITIES GENPAR, SARL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| AVENUE ASIA IMILOA CAPITAL PARTNERS, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| AVENUE CAPITAL MANAGEMENT II, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| AVENUE EUROPE INTERNATIONAL MANAGEMENT, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| GL AVENUE EMPLOYEE MANAGEMENT, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AVENUE ASIA ARK CO-INVESTMENT SCSP | Hedge Fund | $136.8M | $0.0M | 3 |
| AVENUE ASIA CREDIT OPPORTUNITIES FUND SCSP | Hedge Fund | $212.8M | $10.0M | 3 |
| AVENUE ASIA IMILOA CAPITAL, L.P. | Hedge Fund | $164.7M | $150.0M | 2 |
| AVENUE ASIA PARTICIPATION PLAN II, LLC | EMPLOYEE VEHICLE TO FACILITATE INVESTMENTS IN THE ADVISER'S AND RELATED PARTIES' FUNDS | $32.9M | $0.0M | 18 |
| AVENUE ASIA SPECIAL SITUATIONS FUND V, L.P. | Hedge Fund | $262.5M | $10.0M | 79 |
| AVENUE ASIA SPECIAL SITUATIONS FUND VI, L.P. | Hedge Fund | $636.8M | $10.0M | 27 |
| AVENUE ASIA SPECIAL SITUATIONS FUND VII, L.P. | Hedge Fund | $174.2M | $10.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LASRY, MARC, NMN | Individual | – | CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF AVENUE CAPITAL GROUP | 03/2001 | 25-50% |
| AVENUE ASIA CAPITAL MANAGEMENT GENPAR, LLC | Domestic Entity | – | GENERAL PARTNER OF AVENUE ASIA CAPITAL MANAGEMENT, L.P. | 06/2005 | < 5% |
| AVENUE MANAGEMENT HOLDCO, L.P. | Domestic Entity | – | LIMITED PARTNER OF OF AVENUE ASIA CAPITAL MANAGEMENT, L.P. | 10/2006 | 10-25% |
| MSM MANAGEMENT, LLC | Domestic Entity | AVENUE MANAGEMENT HOLDCO, L.P. | LIMITED PARTNER OF AVENUE MANAGEMENT HOLDCO, L.P. | 10/2006 | > 75% |
| GL MANAGEMENT, LLC | Domestic Entity | MSM MANAGEMENT, LLC | MANAGING MEMBER OF MSM MANAGEMENT, LLC | 10/2006 | > 75% |
| LASRY, MARC, NMN | Individual | AVENUE MANAGEMENT HOLDCO GENPAR, LLC | MANAGING MEMBER OF AVENUE MANAGEMENT HOLDCO GENPAR, LLC | 10/2006 | > 75% |
| LASRY, MARC, NMN | Individual | GL MANAGEMENT, LLC | MANAGING MEMBER OF GL MANAGEMENT, LLC | 10/2006 | > 75% |
| AVENUE MANAGEMENT HOLDCO GENPAR, LLC | Domestic Entity | AVENUE MANAGEMENT HOLDCO, L.P. | GENERAL PARTNER OF AVENUE MANAGEMENT HOLDCO, L.P. | 10/2006 | |
| GARDNER, SONIA, ESTHER | Individual | – | PRESIDENT, MANAGING PARTNER AND GENERAL COUNSEL OF AVENUE CAPITAL GROUP | 03/2001 | 5-10% |
| LARKIN, THOMAS, MORE | Individual | – | CHIEF FINANCIAL OFFICER OF AVENUE CAPITAL GROUP | 04/2011 | < 5% |
| GARDNER, SONIA, ESTHER | Individual | AVENUE MANAGEMENT HOLDCO GENPAR, LLC | MANAGING MEMBER OF AVENUE MANAGEMENT HOLDCO GENPAR, LLC | 10/2006 | |
| GARDNER, SONIA, ESTHER | Individual | GL MANAGEMENT, LLC | MANAGING MEMBER OF GL MANAGEMENT, LLC | 10/2006 | |
| GL INVESTMENT, LLC | Domestic Entity | MSM INVESTMENT, LLC | MEMBER OF MSM INVESTMENT, LLC | 10/2006 | > 75% |
| LASRY, MARC, NMN | Individual | GL INVESTMENT, LLC | MANAGING MEMBER OF GL INVESTMENT, LLC | 10/2006 | > 75% |
| LASRY, MARC, NMN | Individual | AVENUE ASIA CAPITAL MANAGEMENT GENPAR, LLC | MANAGING MEMBER OF AVENUE ASIA CAPITAL MANAGEMENT GENPAR, LLC | 06/2005 | > 75% |
| GARDNER, SONIA, ESTHER | Individual | AVENUE ASIA CAPITAL MANAGEMENT GENPAR, LLC | MANAGING MEMBER OF AVENUE ASIA CAPITAL MANAGEMENT GENPAR, LLC | 06/2005 | |
| COCOZZA, RICHARD, ANTHONY | Individual | – | SENIOR MANAGING DIRECTOR, CHIEF RISK OFFICER OF AVENUE CAPITAL GROUP | 02/2016 | < 5% |
| KOLONNE, NISH, NMN | Individual | – | CHIEF TECHNOLOGY OFFICER OF AVENUE CAPITAL GROUP | 02/2009 | < 5% |
| SCHINDER, ANDREW, KEITH | Individual | – | CHIEF COMPLIANCE OFFICER OF AVENUE CAPITAL GROUP | 01/2019 | < 5% |