PEGASUS GROUP, LLC
Adviser information for PEGASUS GROUP, LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $57.4M |
| Non-Discretionary | 0 | $0 |
| Total | 20 | $57.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 8 | $2.9M |
| HNW Individuals | 12 | $54.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60436 |
|---|---|
| SEC ERA File Number | 801-60436 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113499 |
| Legal Entity Identifier | None |
Principal Office
400 RELLA BLVD.SUITE 157
MONTEBELLO
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 845-369-9422, Fax: 845-369-9420
Chief Compliance Officer
COURTNEY J. BARBA
400 RELLA BLVD.
SUITE 157
MONTEBELLO
NY
United States
Tel:
845-369-9422
Fax:
845-369-9420
C*****@******************M
(Full email address available in API data)
Regulatory Contact
JOHN SEBASTIANO
MEMBER
400 RELLA BLVD.
SUITE 157
MONTEBELLO
NY
United States
Tel:
845-369-9422
Fax:
845-369-9420
J**@******************M
(Full email address available in API data)
Industry Affiliates
| PEGASUS ASSET MANAGEMENT INC | Other investment adviser, including financial planners |
| SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LONG BEACH INVESTORS, LLC | Domestic Entity | – | MEMBER | 05/2001 | 50-75% |
| PEGASUS ASSET MANAGEMENT, INC | Domestic Entity | – | MEMBER | 05/2001 | 50-75% |
| BERRO, RODD, DEE | Individual | – | DIRECTOR | 03/2005 | < 5% |
| SEBASTIANO, JOHN, MATTEO | Individual | – | DIRECTOR | 05/2001 | < 5% |
| BEHRENS, KEITH, MARK | Individual | LONG BEACH INVESTORS, LLC | MEMBER | 05/2001 | 50-75% |
| VAN DUYNE, AARON | Individual | LONG BEACH INVESTORS, LLC | MEMBER | 05/2001 | 50-75% |
| BERRO, RODD, DEE | Individual | PEGASUS ASSET MANAGEMENT, INC | CO-PRESIDENT | 03/2005 | 50-75% |
| SEBASTIANO, JOHN, MATTEO | Individual | PEGASUS ASSET MANAGEMENT, INC | CO-PRESIDENT | 03/2005 | 50-75% |
| BARBA, COURTNEY, JOY | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2006 | < 5% |