Hedge Fund Database

EFFICIENT FRONTIER ADVISORS LLC

Adviser information for EFFICIENT FRONTIER ADVISORS LLC last updated from Form ADV on January 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Connecticut, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 204 $401.9M
Non-Discretionary 0 $0
Total 204 $401.9M

Clients

Type Number RAUM
Individuals 7 $2.7M
HNW Individuals 38 $367.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $32.0M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-60450
SEC ERA File Number 801-60450
SEC CIK Numbers 2011188
SEC CRD Numbers 111895
Legal Entity Identifier None

Principal Office

3 OLD ROUTE 44
EASTFORD
CT
United States
Monday - Friday, BY APP'T ONLY
Tel: 860-974-0888, Fax: None

Websites

www.efficientfrontier.com

Chief Compliance Officer

SUSAN SHARIN
PARTNER; CO-PRINCIPAL
666 UPAS STREET
UNIT 902
SAN DIEGO
CA
United States
Tel: 860-974-0888
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHARIN, SUSAN, FELICE Individual – PRINCIPAL; PARTNER; CHIEF COMPLIANCE OFFICER 04/1998 50-75%
BERNSTEIN, WILLIAM, JAMES Individual – PRINCIPAL; PARTNER 04/1998 50-75%

No. Employees, Historic

105020192020202120222023202420253 on 11/12/20193 on 1/6/20203 on 5/1/20203 on 5/4/20203 on 1/7/20213 on 1/8/20213 on 1/8/20213 on 1/4/20223 on 6/29/20223 on 1/4/20233 on 1/10/20233 on 3/22/20233 on 3/22/20233 on 7/18/20233 on 7/18/20233 on 7/18/20233 on 9/5/20233 on 9/8/20233 on 1/4/2024

RAUM, Historic

500M250M02019202020212022202320242025325084714 on 11/12/2019353094011 on 1/6/2020353094011 on 5/1/2020353094011 on 5/4/2020367662420 on 1/7/2021367662420 on 1/8/2021367662420 on 1/8/2021397261533 on 1/4/2022397261533 on 6/29/2022364460551 on 1/4/2023364460551 on 1/10/2023364460551 on 3/22/2023364460551 on 3/22/2023364460551 on 7/18/2023364460551 on 7/18/2023364460551 on 7/18/2023364460551 on 9/5/2023364460551 on 9/8/2023401937635 on 1/4/2024

No. Clients, Historic

50250201920202021202220232024202547 on 11/12/201949 on 1/6/202049 on 5/1/202049 on 5/4/202047 on 1/7/202147 on 1/8/202147 on 1/8/202148 on 1/4/202248 on 6/29/202244 on 1/4/202344 on 1/10/202344 on 3/22/202344 on 3/22/202344 on 7/18/202344 on 7/18/202344 on 7/18/202344 on 9/5/202344 on 9/8/202348 on 1/4/2024

Holdings

From latest 13F, filed July 18th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMERICAN CENTY ETF TR EMERGING MKT VAL 232 5K 0
AMERICAN CENTY ETF TR INTL SMCP VLU 2K 36K 0
DIMENSIONAL ETF TRUST US SMALL CAP ETF 4K 59K 0
DIMENSIONAL ETF TRUST US TARGETED VLU 26K 499K 0
DIMENSIONAL ETF TRUST US MKTWIDE VALUE 31K 786K 0
DIMENSIONAL ETF TRUST EMERGING MKTS VA 423 15K 0
DIMENSIONAL ETF TRUST INTL SMALL CAP V 1K 39K 0
DIMENSIONAL ETF TRUST INTERNATNAL VAL 21K 571K 0
DIMENSIONAL ETF TRUST US SMALL CAP VAL 4K 149K 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 291 8K 0
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 254 7K 0
INVESCO EXCH TRADED FD TR II FTSE RAFI EMNG 224 11K 0
INVESCO EXCH TRADED FD TR II FTSE RAFI SML 288 9K 0
ISHARES TR 0-3 MNTH TREASRY 39K 382K 0
VANECK ETF TRUST GOLD MINERS ETF 4K 113K 0
VANGUARD INDEX FDS TOTAL STK MKT 9K 35K 0