EMERALD RESEARCH CORP.

EMERALD RESEARCH CORPORATION Legal Name

Adviser information for EMERALD RESEARCH CORP. last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1 $7.9M
Non-Discretionary 0 $0
Total 1 $7.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 1 $7.9M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for investment companies
Compensation % of AUM

Identifiers

SEC RIA File Number 801-60455
SEC ERA File Number 801-60455
SEC CIK Numbers None
SEC CRD Numbers 113918
Legal Entity Identifier None

Principal Office

16 RIMWOOD LANE
COLTS NECK
NJ
United States
Monday - Friday, 9:00AM TO 4PM
Tel: 732-842-3465, Fax: None

Chief Compliance Officer

PETER J. LENCKI
PRESIDENT
16 RIMWOOD LANE
COLTS NECK
NJ
United States
Tel: 732-842-3465
(Full email address available in API data)

Regulatory Contact

PETER J. LENCKI
CCO
16 RIMWOOD LANE
COLTS NECK
NJ
United States
Tel: 732-842-3465
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LENCKI, PETER, JUDE Individual PRESIDENT/CHIEF COMPLIANCE OFFICER 03/1996 > 75%

No. Employees, Historic

10502020202120222023202420250 on 2/13/20201 on 7/1/20201 on 2/9/20211 on 2/9/20221 on 2/7/20231 on 2/5/2024

RAUM, Historic

9M5M02020202120222023202420255175219 on 2/13/20205175219 on 7/1/20205860581 on 2/9/20218251930 on 2/9/20226271602 on 2/7/20237917117 on 2/5/2024

No. Clients, Historic

10502020202120222023202420251 on 2/13/20201 on 7/1/20201 on 2/9/20211 on 2/9/20221 on 2/7/20231 on 2/5/2024