THREE MAGNOLIAS FINANCIAL ADVISORS
BLUE ROCK WEALTH MANAGEMENT, LLC Legal Name
Adviser information for THREE MAGNOLIAS FINANCIAL ADVISORS last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,252 | $273.1M |
| Non-Discretionary | 28 | $34.1M |
| Total | 1,280 | $307.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 197 | $64.4M |
| HNW Individuals | 623 | $203.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 17 | $28.0M |
| Charitable organizations | <5 | $461,000 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $10.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-60460 |
|---|---|
| SEC ERA File Number | 801-60460 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114471 |
| Legal Entity Identifier | None |
Principal Office
110 OAKWOOD DRIVESUITE 480
WINSTON SALEM
NC
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 336-701-1600, Fax: (336) 701-0554
Chief Compliance Officer
WESLEY REED
110 OAKWOOD DRIVE
SUITE 480
WINSTON-SALEM
NC
United States
Tel:
(336) 701-1600
Fax:
(336) 701-0554
W**@**************M
(Full email address available in API data)
Regulatory Contact
JENNIFER W JOHNSON
MANAGING PRINCIPAL
110 OAKWOOD DRIVE
SUITE 480
WINSTON-SALEM
NC
United States
Tel:
(336) 701-1600
Fax:
(336) 701-0554
J*******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| JOHNSON, JENNIFER, WINGLER | Individual | – | MEMBER | 02/2009 | > 75% |
| REED, WESLEY, ROBERT | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2017 | < 5% |