PRINCETON CAPITAL MANAGEMENT LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	6
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	4
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	326	$300.1M
Non-Discretionary	2	$4.5M
Total	328	$304.6M

Clients

Type	Number	RAUM
Individuals	51	$26.0M
HNW Individuals	102	$247.6M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	2	$14.7M
Pension and profit sharing plans	2	$4.4M
Charitable organizations	7	$6.7M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	4	$3.5M
Other	1	$1.7M

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation	% of AUMPERFORMANCE FEE PAID TO RELATED PARTY

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	44.2M
Both for Same	0

Portfolio Manager to Program	Sponsor
IMS PLATFORM	MORGAN STANLEY
PRIVATE ADVISOR NETWORK	WELLS FARGO CLEARING SERVICES, LLC

Identifiers

SEC RIA File Number	801-60470
SEC ERA File Number	801-60470
SEC CIK Numbers	1167026
SEC CRD Numbers	113926
Legal Entity Identifier	None

Principal Office

151 BODMAN PLACE
SUITE 101
RED BANK
NJ
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic