STATETRUST CAPITAL, LLC.
Adviser information for STATETRUST CAPITAL, LLC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 306 | $100.6M |
| Non-Discretionary | 0 | $0 |
| Total | 306 | $100.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 282 | $79.5M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 24 | $21.1M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 48.0M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MID CAP MANAGED ACCOUNT | STATETRUST CAPITAL, LLC |
| LARGE CAP MANAGED ACCOUNT | STATETRUST CAPITAL, LLC |
| ASIA EQUITY MANAGED ACCOUNT | STATETRUST CAPITAL LLC |
| INTERNATIONAL EQUITY MANAGED ACCOUNT | STATETRUST CAPITAL |
| EQUITY CORE | STATETRUST CAPITAL LLC |
| EQUITY VALUE | STATETRUST CAPITAL LLC |
| ASIA PACIFIC | STATETRUST CAPITAL LLC |
| EUROPE | STATETRUST CAPITAL LLC |
| EQUITY - FIXED INCOME - HYBRID | STATETRUST CAPITAL LLC |
Identifiers
| SEC RIA File Number | 801-60478 |
|---|---|
| SEC ERA File Number | 801-60478 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114052 |
| Legal Entity Identifier | None |
Principal Office
1750 CLINT MOORE ROADBOCA RATON
FL
United States
Monday - Friday, 9-5
Tel: 305-921-8101, Fax: 305-921-8111
Websites
Chief Compliance Officer
NAPOLEON APONTE
CCO
1750 CLINT MOORE ROAD
BOCA RATON
FL
United States
Tel:
305-921-8100
Fax:
305-921-8111
N******@*************M
(Full email address available in API data)
Regulatory Contact
JEFFREY CIMBAL
COO
1750 CLINT MOORE ROAD
BOCA RATON
FL
United States
Tel:
305-921-8100
Fax:
305-921-8111
J******@*************M
(Full email address available in API data)
Industry Affiliates
| ADVISORS INTERNATIONAL CORP | Other investment adviser, including financial planners |
| STATETRUST INVESTMENTS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| STATETRUST LIFE AND ANNUNITIES, LIMITED | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CIMBAL, JEFFREY, WAYNE | Individual | – | COO | 01/2003 | < 5% |
| STATETRUST GROUP LLC | Domestic Entity | – | HOLDING COMPANY | 01/2005 | > 75% |
| RT FAMILY TRUST | Domestic Entity | STATETRUST GROUP LLC | ACTIVE | 01/2005 | 50-75% |
| MAYA, JOSE, LEON | Individual | – | DIRECTOR OF STATETRUST GROUP, LLC | 01/2005 | < 5% |
| TURNES, JOSEPH, LUIS | Individual | – | EXECUTIVE MANAGER - PRESIDENT AND DIRECTOR OF STATETRUSTGROUP, LLC | 01/2005 | < 5% |
| APONTE, NAPOLEON, ARTURO | Individual | – | CCO | 10/2018 | < 5% |