ONE CAPITAL MANAGEMENT, LLC
Adviser information for ONE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Nevada, United States |
Employees
| Total Number of Employees | 60 |
|---|---|
| Investment Advisory/Research | 41 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 42 |
| Licensed Agents of an Insurance Company | 14 |
| No. of Firms/People that Solicit Clients | 25 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 7,115 | $6.0B |
| Non-Discretionary | 418 | $163.9M |
| Total | 7,533 | $6.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,809 | $920.1M |
| HNW Individuals | 1,146 | $3.4B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 4 | $380.5M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 15 | $14.0M |
| Charitable organizations | <5 | $18.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $1.5B |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $6.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 15 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesPublication of periodicals or newslettersADVISORY CONSULTING SERVICES, FIRM PROVIDES SUB-ADVISER SERVICES TO TWO CANADIAN REGISTERED ETF, AND TO A LUXEMBOURG SICAV |
|---|---|
| Compensation | % of AUMHourly chargesSubscription feesFixed fees |
| Other Business Activities | Insurance broker or agent |
Principal Office
3075 TOWNSGATE ROADSUITE 350
WESTLAKE VILLAGE
CA
United States
Monday - Friday, 7:00 AM - 5:00 PM
Tel: 805.409.8150, Fax: 805.870.7677
Websites
www.onecapital.com
www.ocmadvancedplanning.com
twitter.com/onecapitalllc
www.onesports.ca
www.linkedin.com/company/one-capital-management-llc
instagram.com/makeyourmoneymatter
instagram.com/pensionattention
instagram.com/onecapitalmanagement
www.onefireandpolice.com
www.onecapitalmanagement.com
fundx.com
www.linkedin.com/company/fundx-investment-group
twitter.com/noloadfundx
www.facebook.com/fundxinvest
www.youtube.com/noloadfundx
www.fundxnewsletter.com
fundxetfs.com
www.youtube.com/@makeyourmoneymatter
www.instagram.com/onesportsglobal
www.youtube.com/@3questionswebcast
Chief Compliance Officer
STEVEN COWLEY
CHIEF COMPLIANCE OFFICER
3075 TOWNSGATE ROAD
SUITE 350
WESTLAKE VILLAGE
CA
United States
Tel:
(805) 409-8150
Fax:
(805) 870-7677
S******@*************M
(Full email address available in API data)
Regulatory Contact
CURTIS WHEELER
SENIOR COMPLIANCE MANAGER
3075 TOWNSGATE ROAD
SUITE 350
WESTLAKE VILLAGE
CA
United States
Tel:
(702) 273-6755
Fax:
(805) 870-7677
C*******@*************M
(Full email address available in API data)
Industry Affiliates
| INSURANCE AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STRIDSBERG, DAN | Individual | – | MANAGING DIRECTOR | 09/2003 | < 5% |
| BOWEN, PATRICK, JOSEPH | Individual | – | PRESIDENT | 01/2004 | < 5% |
| COWLEY, STEVEN, ROBERT | Individual | – | CHIEF INVESTMENT OFFICER/CHIEF COMPLIANCE OFFICER | 01/2004 | < 5% |
| MCDONALD, DONALD, HUGH | Individual | – | MANAGING DIRECTOR | 08/2001 | < 5% |
| OCM HOLDINGS, LLLP | Domestic Entity | OCM CAPITAL PARTNERS, LLC | OWNER | 05/2020 | 25-50% |
| OCM CAPITAL PARTNERS, LLC | Domestic Entity | – | OWNER | 05/2020 | > 75% |
| CI US HOLDINGS, INC. | Domestic Entity | OCM CAPITAL PARTNERS, LLC | OWNER | 05/2020 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ISHS 0-3 MTH TREAS BD ETF | 0-3 MNTH TREASRY | 372K | 4K | – |
| ISHARES 0-5 YEAR HIGH YLD | 0-5YR HI YL CP | 3M | 81K | – |
| ISHARES 1-3 YR TREAS BND | 1 3 YR TREAS BD | 797K | 10K | – |
| SCHWAB 1000 INDEX ETF | 1000 INDEX ETF | 1M | 24K | – |
| ISHARES GLOBAL REIT ETF | 46434V | 16M | 680K | – |
| VANGUARD S&P500 VALUE ETF | 500 VAL IDX FD | 5M | 27K | – |
| GOLDMAN ACC TREAS 0-1 ETF | ACCES TREASURY | 5M | 51K | – |
| Goldman Sachs ActiveBeta US Lrg Cp Eq | ACTIVEBETA US LG | 659K | 6K | – |
| NOVO-NORDISK A/S-ADR | ADR | 322K | 2K | – |
| ISHARES CORE AGG ALLO ETF | AGGRES ALLOC ETF | 1M | 18K | – |
| FundX Aggressive ETF | AGGRESSIVE ETF | 7M | 108K | – |
| VANGRD FTSE ALL-WLD EX-US | ALLWRLD EX US | 4M | 68K | – |
| INVESCO BIOTEC&GENOME ETF | BIOTECHNOLOGY | 2M | 25K | – |
| ISHARES U S ETF TR | BLACKROCK SHORT | 527K | 11K | – |
| SSGA ACT SPDR BLKSTNE ETF | BLACKSTONE SENR | 285K | 7K | – |
| SPDR BLM 1-3M T-BILL ETF | BLOOMBERG 1-3 MO | 55M | 595K | – |
| SPDR BLOOM HI YLD BND ETF | BLOOMBERG HIGH Y | 15M | 160K | – |
| ISHR BROAD USD H/Y CP ETF | BROAD USD HIGH | 50M | 1M | – |
| ISHARES CALI MUNI BND ETF | CALIF MUN BD ETF | 1M | 19K | – |
| iShares Intl Select Div | CALL | 3M | 98K | – |
| ALPHABET INC CL-A | CAP STK CL A | 7M | 39K | – |
| ALPHABET INC CL-C | CAP STK CL C | 21M | 113K | – |
| COGNIZANT TECHNOL SOLNS-A | CL A | 218K | 3K | – |
| COMCAST CORP CL-A | CL A | 471K | 12K | – |
| MARRIOTT INTL INC-A | CL A | 499K | 2K | – |
| MASTERCARD INC CL-A | CL A | 6M | 13K | – |
| META PLATFORMS INC CL-A | CL A | 20M | 40K | – |
| MONDELEZ INTL INC CL-A | CL A | 407K | 6K | – |
| ZEBRA TECHNOLOGIES CORP-A | CL A | 261K | 844 | – |
| ZOETIS INC-A | CL A | 313K | 2K | – |
| MICROSTRATEGY INC-A | CL A NEW | 2M | 1K | – |
| NIKE INC CL-B | CL B | 868K | 12K | – |
| Clearbridge Large Cap Gr ESG | CLEARBRIDEG LR | 204K | 3K | – |
| ISHARES C&S REIT ETF | COHEN STEER REIT | 679K | 12K | – |
| IRON MOUNTAIN INC (REIT) | COM | 6M | 62K | – |
| GOLDMAN SACHS GROUP INC | COM | 243K | 538 | – |
| CLOROX COMPANY | COM | 358K | 3K | – |
| COCA COLA CO | COM | 482K | 8K | – |
| COLGATE PALMOLIVE CO | COM | 368K | 4K | – |
| 3M COMPANY | COM | 202K | 2K | – |
| ABBVIE INC | COM | 2M | 12K | – |
| AT & T INC | COM | 9M | 482K | – |
| BLACKROCK INC | COM | 255K | 324 | – |
| CONOCOPHILLIPS | COM | 289K | 3K | – |
| COSTCO WHOLESALE CORP | COM | 10M | 12K | – |
| CROWN CASTLE INC | COM | 233K | 2K | – |
| CSX CORP | COM | 637K | 19K | – |
| D.R HORTON INC | COM | 8M | 60K | – |
| DANAHER CORP | COM | 1M | 5K | – |
| DEERE & CO | COM | 272K | 728 | – |
| DIGITAL REALTY TRUST INC | COM | 3M | 18K | – |
| ALTRIA GROUP INC | COM | 1M | 22K | – |
| AMERICAN TOWER CORP | COM | 2M | 9K | – |
| ADOBE INC | COM | 12M | 22K | – |
| AES CORP | COM | 195K | 11K | – |
| BROADCOM INC | COM | 5M | 3K | – |
| CATERPILLAR INC | COM | 555K | 2K | – |
| CDW CORP | COM | 347K | 2K | – |
| CHEVRON CORP | COM | 12M | 77K | – |
| CHUBB LTD | COM | 1M | 5K | – |
| CIGNA GROUP | COM | 12M | 36K | – |
| CINTAS CORP | COM | 1M | 2K | – |
| CISCO SYSTEMS INC | COM | 9M | 180K | – |
| GENELUX CORP | COM | 22K | 11K | – |
| GENERAL DYNAMICS CORP | COM | 10M | 33K | – |
| GILEAD SCIENCES INC | COM | 398K | 6K | – |
| HARTFORD FINANCIAL SVC GP | COM | 203K | 2K | – |
| HCA HEALTHCARE INC | COM | 662K | 2K | – |
| HOME DEPOT INC | COM | 13M | 38K | – |
| HONEYWELL INTL INC | COM | 1M | 6K | – |
| HORIZON BANCORP INC | COM | 209K | 17K | – |
| IDEXX LABS INC | COM | 393K | 807 | – |
| INTEL CORPORATION | COM | 7M | 219K | – |
| INTERCONTINENTAL EXCHANGE | COM | 320K | 2K | – |
| INTL BUSINESS MACHINES | COM | 502K | 3K | – |
| INTUIT INC | COM | 202K | 307 | – |
| DISNEY WALT COMPANY | COM | 2M | 23K | – |
| DOMINION ENERGY INC | COM | 8M | 154K | – |
| DUPONT DE NEMOURS INC | COM | 10M | 122K | – |
| DZS INC | COM | 96K | 82K | – |
| ECOLAB INC | COM | 207K | 871 | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| EMERSON ELECTRIC CO | COM | 372K | 3K | – |
| EQUINIX INC REIT | COM | 571K | 755 | – |
| EXTRA SPACE STORAGE INC | COM | 867K | 6K | – |
| EXXON MOBIL CORP | COM | 11M | 99K | – |
| FERRARI N.V. | COM | 817K | 2K | – |
| FIRST FINL BANKSHARES | COM | 347K | 12K | – |
| NETFLIX INC | COM | 2M | 3K | – |
| NEXTERA ENERGY INC | COM | 985K | 14K | – |
| MERCK & CO INC-NEW | COM | 11M | 90K | – |
| NORTHROP GRUMMAN CORP | COM | 517K | 1K | – |
| PALO ALTO NETWORKS INC | COM | 1M | 3K | – |
| PARKER-HANNIFIN CORP | COM | 1M | 2K | – |
| PENNYMAC FINL SVCS INC-A | COM | 531K | 6K | – |
| PEPSICO INC | COM | 2M | 10K | – |
| PFIZER INC | COM | 8M | 271K | – |
| PHILIP MORRIS INTL INC | COM | 2M | 15K | – |
| PIMCO INCOME STRATEGY FND | COM | 990K | 121K | – |
| PNC FINANCIAL SERV GROUP | COM | 463K | 3K | – |
| MODERNA INC | COM | 309K | 3K | – |
| MODINE MFGR CO | COM | 293K | 3K | – |
| METLIFE INC | COM | 9M | 124K | – |
| MICROCHIP TECHNOLOGY INC | COM | 1M | 14K | – |
| MICROSOFT CORP | COM | 37M | 83K | – |
| MCDONALDS CORP | COM | 2M | 6K | – |
| MCKESSON CORPORATION | COM | 1M | 2K | – |
| LOCKHEED MARTIN CORP | COM | 5M | 11K | – |
| LOWES COMPANIES INC | COM | 2M | 10K | – |
| MARATHON PETROLEUM CORP | COM | 217K | 1K | – |
| JOHN HANCOCK PFD INCM II | COM | 1M | 66K | – |
| JOHNSON & JOHNSON | COM | 10M | 66K | – |
| JP MORGAN CHASE & CO | COM | 14M | 68K | – |
| KINDER MORGAN INC | COM | 507K | 26K | – |
| KKR & CO INC | COM | 715K | 7K | – |
| LAM RESEARCH CORP | COM | 243K | 228 | – |
| SENSEONICS HOLDINGS INC | COM | 20K | 50K | – |
| SHERWIN-WILLIAMS CO | COM | 1M | 3K | – |
| SIMON PPTY GRP INC | COM | 1M | 9K | – |
| SJW GROUP | COM | 295K | 5K | – |
| STARBUCKS CORP | COM | 5M | 63K | – |
| SUN COMMUNITIES INC /RTS | COM | 705K | 6K | – |
| T-MOBILE US INC | COM | 227K | 1K | – |
| SCHWAB CHARLES CORP | COM | 667K | 9K | – |
| NVIDIA CORP | COM | 52M | 424K | – |
| OMEGA HEALTHCARE INV INC | COM | 755K | 22K | – |
| ONEOK INC | COM | 775K | 10K | – |
| ORACLE CORP | COM | 1M | 10K | – |
| OXFORD LANE CAP CORP | COM | 61K | 11K | – |
| PROCTER & GAMBLE CO. | COM | 11M | 66K | – |
| PROGRESSIVE CORP OHIO | COM | 541K | 3K | – |
| PROLOGIS INC | COM | 4M | 37K | – |
| PUBLIC STORAGE | COM | 895K | 3K | – |
| QUANTA SERVICES INC | COM | 325K | 1K | – |
| REGENERON PHARM INC | COM | 12M | 12K | – |
| ROPER TECHNOLOGIES INC | COM | 840K | 1K | – |
| RPM INTL INC (DEL) | COM | 11M | 102K | – |
| RTX CORP | COM | 679K | 7K | – |
| SALESFORCE INC | COM | 14M | 54K | – |
| VERIZON COMMUNICATIONS | COM | 468K | 11K | – |
| VICI PROPERTIES INC | COM | 780K | 27K | – |
| YUM BRANDS INC | COM | 236K | 2K | – |
| WALMART INC | COM | 12M | 183K | – |
| WASTE MANAGEMENT INC | COM | 2M | 11K | – |
| WELLS FARGO CO | COM | 1M | 20K | – |
| WILLIAMS COMPANIES INC | COM | 596K | 14K | – |
| TARGET CORP | COM | 10M | 65K | – |
| TESLA INC | COM | 3M | 13K | – |
| TEXAS INSTRUMENTS INC | COM | 620K | 3K | – |
| THERMO FISHER SCIENTIFIC | COM | 1M | 2K | – |
| TJX COMPANIES INC | COM | 367K | 3K | – |
| UBER TECHNOLOGIES INC | COM | 254K | 3K | – |
| UDR INC | COM | 223K | 5K | – |
| UNION PACIFIC CORP | COM | 208K | 921 | – |
| UNITED HEALTH GROUP INC | COM | 2M | 5K | – |
| UNITED RENTALS INC | COM | 358K | 554 | – |
| URANIUM ENERGY CORP | COM | 526K | 88K | – |
| THE TRADE DESK INC CL-A | COM CL A | 514K | 5K | – |
| VISA INC CLASS-A | COM CL A | 12M | 47K | – |
| MORGAN STANLEY | COM NEW | 354K | 4K | – |
| DUKE ENERGY CORP-NEW | COM NEW | 426K | 4K | – |
| INTUITIVE SURGICAL | COM NEW | 790K | 2K | – |
| CITIGROUP INC-NEW | COM NEW | 10M | 153K | – |
| VERALTO CORP | COM SHS | 202K | 2K | – |
| SELECT SECT COMM SVCS SEL | COMMUNICATION | 507K | 6K | – |
| FundX Conservative ETF | CONSERVATIVE ETF | 23M | 539K | – |
| VANGUARD CONS DISC ETF | CONSUM DIS ETF | 4M | 12K | – |
| ISHARES CORE MSCI EAFE | CORE MSCI EAFE | 3M | 45K | – |
| ISHARES CORE MSCI EMG MKT | CORE MSCI EMKT | 6M | 115K | – |
| ISHARES CORE S&P MID-CAP | CORE S&P MCP ETF | 1M | 18K | – |
| ISHARES CORE S&P SML-CAP | CORE S&P SCP ETF | 11M | 103K | – |
| ISHARES CORE S&P TOTAL US | CORE S&P TTL STK | 744K | 6K | – |
| ISHARES CORE S&P 500 ETF | CORE S&P500 ETF | 26M | 48K | – |
| ISHARES CORE US AGG BD ET | CORE US AGGBD ET | 3M | 28K | – |
| VANGUARD DIV APPR ETF | DIV APP ETF | 233K | 1K | – |
| SPDR DJ GLB R/ESTATE ETF | DJ GLB RL ES ETF | 5M | 129K | – |
| First Trust Dorsey Wright Focus 5 | DORSEY WRT 5 ETF | 486K | 8K | – |
| INVESCO SEMICONDUCT ETF | DYNMC SEMICNDT | 206K | 3K | – |
| ISHARES MSCI EAFE GTH ETF | EAFE GRWTH ETF | 3M | 26K | – |
| ISHARES MSCI EAFE S/C ETF | EAFE SML CP ETF | 39M | 634K | – |
| ISHARES MSCI EAFE VAL IND | EAFE VALUE ETF | 751K | 14K | – |
| WISDOMTREE E/M QLTY DV GW | EM MKTS QTLY DIV | 33M | 1M | – |
| DIMENSION EM CORE EQT ETF | EMGR CRE EQT MNG | 6M | 224K | – |
| SCHWAB EMRG MKT EQT ETF | EMRG MKTEQ ETF | 656K | 25K | – |
| ENERGY SELECT SEC SPDR | ENERGY | 374K | 4K | – |
| JPMORGAN EQT PREM ICM ETF | EQUITY PREMIUM | 605K | 11K | – |
| ISHRS ESG ADV H/Y CRP BND | ESG ADVNCD HY BD | 291K | 6K | – |
| ISHRS ESG AWR MSCI EAFE | ESG AW MSCI EAFE | 2M | 24K | – |
| ISHS ESG MSCI USA S/C ETF | ESG AWARE MSCI | 717K | 19K | – |
| ISHRS ESG AWR MSCI EM ETF | ESG AWR MSCI EM | 203K | 6K | – |
| ISHRS ESG AWARE MSCI USA | ESG AWR MSCI USA | 871K | 7K | – |
| ISHRS ESG AWARE US AGG BD | ESG AWR US AGRGT | 223K | 5K | – |
| ISHRS ESG AWARE 1-5Y USD | ESG AWRE 1 5 YR | 2M | 62K | – |
| ISHS ESG MSCI USA LDR ETF | ESG MSCI LEADR | 874K | 9K | – |
| VANGUARD MEGA CAP ETF | ESG US CORP BD | 35M | 176K | – |
| ISHRS EXPANDED TECH SECT | EXPND TEC SC ETF | 3M | 31K | – |
| ISHARES EXPONENTL TEC ETF | EXPONENTIAL TECH | 631K | 11K | – |
| VanEck Fallen Angel High Yield Bond | FALLEN ANGEL HG | 16M | 577K | – |
| SECTOR SPDR TR INT-FINL | FINANCIAL | 3M | 62K | – |
| FIRST TR TACTICAL H/Y ETF | FIRST TR TA HIYL | 14M | 352K | – |
| FundX Flexible ETF | FLEXIBLE ETF | 51M | 2M | – |
| ISHARES FLOT RATE BND ETF | FLTG RATE NT ETF | 2M | 36K | – |
| VANGUARD FTSE DEV MKT ETF | FTSE DEV MKT ETF | 2M | 30K | – |
| VANGUARD FTSE EMERG MKT | FTSE EMR MKT ETF | 2M | 37K | – |
| FundX ETF | FUNDX ETF | 62M | 941K | – |
| NORTHERN LTS FUT L/S ETF | FUTURE FD LNG SH | 23M | 979K | – |
| LINDE PLC | G54950103 | 480K | 1K | – |
| THEMES GENERATIVE AI ETF | GENERATIVE ARTIF | 206K | 7K | – |
| GLOBAL X GENOMICS&BIO ETF | GENOMIC BIOTECH | 7M | 680K | – |
| ISHARES S&P GLOBAL 100 | GLOBAL 100 ETF | 22M | 231K | – |
| VANECK GOLD MINERS ETF | GOLD MINERS ETF | 2M | 65K | – |
| SPDR GOLD TRUST ETF | GOLD SHS | 1M | 6K | – |
| VANGUARD GROWTH ETF | GROWTH ETF | 41M | 110K | – |
| ISHARES CORE GWT ALLO ETF | GRWT ALLOCAT ETF | 9M | 162K | – |
| iShares Currency Hedged MSCI EAFE | HDG MSCI EAFE | 517K | 15K | – |
| IQ Hedge Multi Strat Tracker | HEDGE MLTI ETF | 9M | 277K | – |
| Janus Henderson AAA CLO | HENDRSON AAA CL | 483K | 9K | – |
| ISHARES IBOXX $ HI YLD BD | IBOXX HI YD ETF | 7M | 85K | – |
| ISHARES IBOXX$ INV GR CRP | IBOXX INV CP ETF | 5M | 42K | – |
| VANGUARD INFO TECH ETF | INF TECH ETF | 418K | 725 | – |
| VANGUARD INTER-TRM CRP BD | INT-TERM CORP | 586K | 7K | – |
| DIMENSIONAL INTL CORE ETF | INTL CORE EQT MK | 11M | 385K | – |
| SCHWAB INTL EQUITY ETF | INTL EQTY ETF | 2M | 46K | – |
| WISDOMTREE ITL MIDCP DIV | INTL MIDCAP DV | 783K | 13K | – |
| WISDOM INTL QLTY DIV GWTH | INTL QULTY DIV | 87M | 2M | – |
| SCHWAB INTL S/CP EQT ETF | INTL SCEQT ETF | 8M | 221K | – |
| WISDOMTREE ITL SMCP DV/FD | INTL SMCAP DIV | 729K | 11K | – |
| BONDBLOXX IR M TAX AWR | IR M TAXAWARE | 8M | 159K | – |
| ISHARES GOLD TR ETF-NEW | ISHARES NEW | 3M | 61K | – |
| ISHARES SEMICONDUCTOR ETF | ISHARES SEMICDTR | 5M | 19K | – |
| ISHARES 1-5Y I/G CORP BND | ISHS 1-5YR INVS | 61M | 1M | – |
| ISHARES 5-10Y I/G CORP BD | ISHS 5-10YR INVT | 203M | 4M | – |
| JPMorgan Diversified Rtn US Equity | JPMORGAN DIVER | 522K | 5K | – |
| VANGUARD LARGE-CAP ETF | LARGE CAP ETF | 4M | 18K | – |
| VANGUARD MID-CAP GWTH IND | MCAP GR IDXVIP | 489K | 2K | – |
| VANGUARD MID-CAP VAL IND | MCAP VL IDXVIP | 272K | 2K | – |
| Vanguard Mega Cap Gr | MEGA GRWTH IND | 31M | 100K | – |
| ISHARES RUSS MICROCAP IND | MICRO-CAP ETF | 7M | 59K | – |
| VANGUARD MID-CAP ETF | MID CAP ETF | 5M | 22K | – |
| iShares Core Moderate Alloc | MODERT ALLOC ETF | 2M | 39K | – |
| iShares Morningstar Growth | MORNINGSTAR GRWT | 5M | 59K | – |
| VANECK VEC MORN WMOAT ETF | MORNINGSTAR WIDE | 256K | 3K | – |
| ISHARES MSCI EAFE ETF | MSCI EAFE ETF | 13M | 167K | – |
| ISHARES MSCI EMG MRK INDX | MSCI EMG MKT ETF | 310K | 7K | – |
| iShares MSCI Global Sustainable Development Goals | MSCI GBL SUS DEV | 222K | 3K | – |
| ISHARES MSCI KLD 400 SOC | MSCI KLD400 SOC | 4M | 40K | – |
| ISHS TR MSCI USA ESG ETF | MSCI USA ESG SLC | 2M | 17K | – |
| ISHR MSCI USA MOMENT ETF | MSCI USA MMENTM | 521K | 3K | – |
| ISHR MSCI USA QLT FAC ETF | MSCI USA QLT FCT | 5M | 27K | – |
| ASML HOLDING NV NY RG-NEW | N Y REGISTRY SHS | 471K | 461 | – |
| INVESCO NASDAQ 100 ETF | NASDAQ 100 ETF | 5M | 28K | – |
| ISHARES BIOTECHNOLOGY ETF | NASDAQ BIOTECH | 400K | 3K | – |
| Fidelity Nasdaq Composite Index | NASDAQ COMPSIT | 693K | 10K | – |
| FIRST TR NSDQ CYBER ETF | NASDAQ CYB ETF | 717K | 13K | – |
| ISHARES NATL MUNI BND ETF | NATIONAL MUN ETF | 116M | 1M | – |
| SPDR NUV BLM S/T MUNI ETF | NUVEEN BLMBRG SR | 2M | 37K | – |
| SPDR NUV BLM MUNI BND ETF | NUVEEN BRC MUNIC | 28M | 616K | – |
| NUVEEN ESG EMERGING | NUVEEN ESG EMRGN | 467K | 16K | – |
| NUVEEN ESG LG-CAP GRW ETF | NUVEEN ESG LRGCP | 5M | 59K | – |
| NUSHARE ESG LG CP VAL ETF | NUVEEN ESG LRGVL | 738K | 20K | – |
| NUVEEN ESG SML-CAP ETF | NUVEEN ESG SMLCP | 735K | 19K | – |
| KONINKLIJKE PHILIPS N.V. | NY REG SH NEW | 7M | 288K | – |
| DOUBLELINE OPPORT BD ETF | OPPORTUNISTIC BD | 13M | 284K | – |
| ALLEGION PLC | ORD SHS | 256K | 2K | – |
| SEAGATE TECHNOLOGY HLDGS | ORD SHS | 234K | 2K | – |
| Pacer US Small Cap Cash Cows 100 | PACER US SMALL | 1M | 31K | – |
| ISHARES PFD & ICM SEC ETF | PFD AND INCM SEC | 5M | 144K | – |
| LXP INDUSTRIAL 6.5 PFD | PFD CONV SER C | 1M | 25K | – |
| INVESCO PREFERRED ETF | PFD ETF | 4M | 353K | – |
| SPDR PORT MRTGG BCKD BND | PORT MTG BK ETF | 543K | 25K | – |
| SPDR Portfolio High Yield Bond | PORTFLI HIGH YLD | 16M | 668K | – |
| SPDR PTFL DEV WRLD EX-US | PORTFOLIO DEVLPD | 4M | 111K | – |
| SPDR INDX PTFL EM MKT ETF | PORTFOLIO EMG MK | 1M | 38K | – |
| SPDR PTLF L/T TREAS ETF | PORTFOLIO LN TSR | 319K | 12K | – |
| SPDR Portfolio S&P 500 | PORTFOLIO S&P500 | 6M | 95K | – |
| SPDR PTFL S&P 600 S/C ETF | PORTFOLIO S&P600 | 1M | 30K | – |
| SPDR PTFL S&P 500 GW ETF | PRTFLO S&P500 GW | 14M | 173K | – |
| SPDR PTFL S&P 500 VAL ETF | PRTFLO S&P500 VL | 4M | 75K | – |
| VANGUARD REAL ESTATE ETF | REAL ESTATE ETF | 3M | 32K | – |
| ISHARES RUSSELL 1000 INDX | RUS 1000 ETF | 324K | 1K | – |
| ISHARES RUSS 1000 GWT IND | RUS 1000 GRW ETF | 50M | 137K | – |
| ISHARES RUSS 1000 VAL IND | RUS 1000 VAL ETF | 4M | 25K | – |
| ISHARES RUSS 2000 GW INDX | RUS 2000 GRW ETF | 8M | 32K | – |
| ISHARES RUSS 2000 VAL IND | RUS 2000 VAL ETF | 8M | 52K | – |
| ISHARES-RUSSEL MID GWTH | RUS MD CP GR ETF | 36M | 324K | – |
| ISHARES RUSS M/CAP VL IND | RUS MDCP VAL ETF | 41M | 342K | – |
| ISHARES RUSSELL M/CAP IND | RUS MID CAP ETF | 5M | 60K | – |
| ISHARES RUSS 200 GROW ETF | RUS TP200 GR ETF | 50M | 232K | – |
| ISHARES TRS RUSS 2500 ETF | RUSEL 2500 ETF | 451K | 7K | – |
| ISHARES RUSSELL 2000 INDX | RUSSELL 2000 ETF | 3M | 16K | – |
| iShares S&P 100 | S&P 100 ETF | 19M | 71K | – |
| Global X S&P500 Covered Call | S&P 500 COVERED | 9M | 222K | – |
| PROSHARES S&P500 DIV ARIS | S&P 500 DV ARIST | 7M | 68K | – |
| SPDR S&P 500 ESG | S&P 500 ESG ETF | 3M | 55K | – |
| VANGUARD 500 INDX ETF-NEW | S&P 500 ETF SHS | 15M | 31K | – |
| ISHARES S&P 500 GWTH INDX | S&P 500 GRWT ETF | 264K | 3K | – |
| INVESCO S&P 500 TOP50 ETF | S&P 500 TOP 50 | 45M | 982K | – |
| ISHARES S&P 500 VALUE ETF | S&P 500 VAL ETF | 351K | 2K | – |
| SPDR S&P 600 S/C GWTH ETF | S&P 600 SMCP GRW | 1M | 13K | – |
| SPDR S&P 600 S/C VAL ETF | S&P 600 SMCP VAL | 835K | 11K | – |
| SPDR S&P DIVIDEND ETF | S&P DIVID ETF | 2M | 16K | – |
| SPDR S&P HOMEBUILDERS ETF | S&P HOMEBUILD | 771K | 8K | – |
| SPDR S&P INTL SM CAP ETF | S&P INTL SMLCP | 576K | 18K | – |
| SPDR S&P KENSHO NEW ECONO | S&P KENSHO NEW | 725K | 16K | – |
| ISHARES S&P MC 400 GW IND | S&P MC 400GR ETF | 4M | 46K | – |
| ISHARES S&P MC 400VAL IND | S&P MC 400VL ETF | 6M | 51K | – |
| Invesco S&P MidCap Quality | S&P MDCP QUALITY | 4M | 44K | – |
| SPDR S&P REGL BKG ETF | S&P REGL BKG | 9M | 190K | – |
| ISHARES S&P SC 600 GW IND | S&P SML 600 GWT | 42M | 327K | – |
| INVESCO S&P500 EQ WGT ETF | S&P500 EQL WGT | 679K | 4K | – |
| INVESCO S&P500 LW VOL ETF | S&P500 LOW VOL | 320K | 5K | – |
| INVESCO S&P 500 QLTY ETF | S&P500 QUALITY | 20M | 318K | – |
| SECTOR SPDR/CONSUMER STAP | SBI CONS STPLS | 1M | 16K | – |
| SECTOR HEALTH CARE 'SPDR' | SBI HEALTHCARE | 775K | 5K | – |
| SECTOR SPDR INT INDX | SBI INT-INDS | 1M | 9K | – |
| SECTOR SPDR TR- UTILITIES | SBI INT-UTILS | 943K | 14K | – |
| SECTOR AMEX MAT SEL'SPDR' | SBI MATERIALS | 385K | 4K | – |
| ISHARES SEL DIVIDEND ETF | SELECT DIVID ETF | 473K | 4K | – |
| VANECK SEMICONDUCTOR ETF | SEMICONDUCTR ETF | 10M | 39K | – |
| FIRST TRUST SENR LOAN ETF | SENIOR LN FD | 62M | 1M | – |
| ISHARES SHRT TREAS BD ETF | SHORT TREAS BD | 1M | 12K | – |
| ISHRS S/T NATL MUN BD ETF | SHRT NAT MUN ETF | 14M | 135K | – |
| MEDTRONIC PLC | SHS | 245K | 3K | – |
| EATON CORPORATION | SHS | 511K | 2K | – |
| ACCENTURE PLC CL-A | SHS CLASS A | 2M | 7K | – |
| GRAYSCALE BITCOIN TRUST | SHS REP COM UT | 1M | 21K | – |
| ISHS US SHRT MAT BND ETF | SHT MAT BD ETF | 1M | 24K | – |
| VANGUARD SMALL-CAP ETF | SMALL CP ETF | 4M | 20K | – |
| ISHARES S&P SC 600VAL IND | SP SMCP600VL ETF | 40M | 412K | – |
| SAP SE SPON ADR | SPON ADR | 9M | 44K | – |
| UNILEVER PLC ADR | SPON ADR NEW | 7M | 131K | – |
| NICE LTD SPON ADR | SPONSORED ADR | 772K | 4K | – |
| FRESENIUS MEDICAL CARE AG | SPONSORED ADR | 200K | 10K | – |
| TAIWAN SEMICON MAN SP/ADR | SPONSORED ADS | 5M | 30K | – |
| VANGUARD TAX-EXMPT BD ETF | TAX EXEMPT BD | 36M | 726K | – |
| SEC TECHNOLOGY SPDR SBI | TECHNOLOGY | 1M | 6K | – |
| ISHARES TIPS BOND ETF | TIPS BD ETF | 33M | 309K | – |
| VANGUARD TTL STK MRKT ETF | TOTAL STK MKT | 12M | 45K | – |
| SPDR S&P 500 ETF | TR UNIT | 13M | 24K | – |
| VANGUARD TOT WRLD STK ETF | TT WRLD ST ETF | 880K | 8K | – |
| ISHARES US FINANCIALS ETF | U.S. FINLS ETF | 498K | 5K | – |
| ISHARES US PHARMACEUTICAL | U.S. PHARMA ETF | 2M | 28K | – |
| ISHARES US TECHNOLOGY ETF | U.S. TECH ETF | 5M | 31K | – |
| JP MORG ULT-SHRT INCM ETF | ULTRA SHRT INC | 5M | 92K | – |
| JPMORGAN ULT-SHRT MUN ETF | ULTRA SHT MUNCPL | 5M | 90K | – |
| ISHARES S&P GSCI COMM IND | UNIT BEN INT | 3M | 135K | – |
| ALLIANCEBERNSTEIN HLD LPU | UNIT LTD PARTN | 271K | 8K | – |
| INVESCO QQQ TRUST | UNIT SER 1 | 87M | 181K | – |
| SCHWAB US AGGREG BD ETF | US AGGREGATE B | 521K | 11K | – |
| SCHWAB US BROAD MRKT-ETF | US BRD MKT ETF | 2M | 33K | – |
| US CASH COWS 100 ETF | US CASH COWS 100 | 858K | 16K | – |
| DIMENSIONAL US EQUITY ETF | US EQUITY ETF | 285K | 5K | – |
| ISHARES US HOME CONSTRUCT | US HOME CONS ETF | 998K | 10K | – |
| GLOBAL X US INFRS DEV ETF | US INFR DEV ETF | 238K | 6K | – |
| SCHWAB STR US L/C GWT ETF | US LCAP GR ETF | 54M | 531K | – |
| SCHWAB STR US L/C VAL ETF | US LCAP VA ETF | 6M | 76K | – |
| SCHWAB US LARGE-CAP ETF | US LRG CAP ETF | 3M | 46K | – |
| Principal U.S. Mega Cap | US MEGA CP ETF | 920K | 17K | – |
| SCHWAB US MID CAP ETF | US MID-CAP ETF | 3M | 36K | – |
| WISDOMTREE US QLTY DIV GW | US QTLY DIV GRT | 89M | 1M | – |
| JP MORGAN US QLTY FAC ETF | US QUALTY FCTR | 32M | 612K | – |
| ISHARES US REGION BNK ETF | US REGNL BKS ETF | 257K | 6K | – |
| SCHWAB US REIT ETF | US REIT ETF | 394K | 20K | – |
| DIMENSIONAL US SM CAP ETF | US SMALL CAP ETF | 9M | 153K | – |
| SCHWAB US SMALL-CAP ETF | US SML CAP ETF | 569K | 12K | – |
| Wisdom Tree Japan Hedged Equity | US TOTAL DIVIDND | 5M | 42K | – |
| iShares Broad USD Invm Grd Corp | USD INV GRDE ETF | 11M | 220K | – |
| SPDR DJIA ETF | UT SER 1 | 382K | 977 | – |
| SPDR S&P MIDCAP 400 ETF | UTSER1 S&PDCRP | 685K | 1K | – |
| VANGUARD VALUE ETF | VALUE ETF | 4M | 25K | – |
| VANECK SHORT MUNI ETF | VANECK SHRT MUNI | 437K | 26K | – |
| VANGUARD RUSS1000 GWT ETF | VNG RUS1000GRW | 41M | 435K | – |
| VANGUARD RUSS1000 VAL ETF | VNG RUS1000VAL | 4M | 52K | – |
| Simplify Volatility Premium ETF | VOLATILITY PREM | 3M | 115K | – |
| XTrackers S&P500 ESG | XTRACKERS S&P | 6M | 117K | – |