Hedge Fund Database

GREENWOOD CAPITAL ASSOCIATES, LLC

Adviser information for GREENWOOD CAPITAL ASSOCIATES, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location South Carolina, United States

Employees

Total Number of Employees 19
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 2
No. of Firms/People that Solicit Clients 30

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 714 $1.5B
Non-Discretionary 0 $0
Total 714 $1.5B

Clients

Type Number RAUM
Individuals 564 $595.6M
HNW Individuals 74 $215.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 7 $18.1M
Charitable organizations 39 $128.4M
State or municipal gov entities 11 $410.6M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 19 $127.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 7
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshopsCONSULTING, CONSULTING TO RETIREMENT PLAN SPONSORS
Compensation % of AUMFixed fees% OF AUM FOR RETIREMENT ED/CONS/INV MGMT, REF FEES, REV SHARE,

Identifiers

SEC RIA File Number 801-60493
SEC ERA File Number 801-60493
SEC CIK Numbers 1161822
SEC CRD Numbers 115015
Legal Entity Identifier 254900PKRA5HIUIRFD84

Principal Office

425 MAIN STREET
SUITE 100
GREENWOOD
SC
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 864-941-4049, Fax: 864-229-1950

Websites

www.instagram.com/greenwoodcapital_sc/ www.greenwoodcapital.com www.facebook.com/greenwoodcapitalsc/ www.linkedin.com/company/greenwood-capital/ login.orionadvisor.com/login

Chief Compliance Officer

DENISE HEMINGWAY LOLLIS
COO
425 MAIN STREET
SUITE 100
GREENWOOD
SC
United States
Tel: 864-941-4049
Fax: 864-229-1950
(Full email address available in API data)

Regulatory Contact

JOHN EDWARD BEALE, JR.
COMPLIANCE MANAGER
425 MAIN STREET
SUITE 100
GREENWOOD
SC
United States
Tel: 864-941-4049
Fax: 864-229-1950
(Full email address available in API data)

Industry Affiliates

COUNTYBANC INSURANCE SERVICES Insurance company or agency
COUNTYBANC INSURANCE SERVICES, INC. Insurance company or agency
COUNTYBANC INVESTMENTS SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealer
COUNTYBANK TRUST SERVICES Banking or thrift institutionTrust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TCB CORPORATION Domestic Entity – MEMBER 07/2008 > 75%
TODD, WALTER, BLAKELY Individual – PRESIDENT/CHIEF INVESTMENT OFFICER 08/2017 5-10%
LOLLIS, DENISE, HEMINGWAY Individual – CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER 02/2016 < 5%
WISEMAN, JOHN, DURHAM Individual – DIRECTOR OF FIXED INCOME 06/2014 < 5%
DECKER, JOHN, ROBERT Individual – DIRECTOR OF EQUITY 06/2014 < 5%
DISHER, BRIAN, LANIER Individual – DIRECTOR OF WEALTH MANAGEMENT 06/2014 < 5%
BANE, MELISSA, DAWN Individual – SENIOR PRIVATE CLIENT ADVISOR 05/2018 < 5%

No. Employees, Historic

20100201920202021202220232024202519 on 4/11/201918 on 3/27/202018 on 6/26/202019 on 3/25/202119 on 5/14/202119 on 3/31/202220 on 3/31/202320 on 4/3/202319 on 3/29/2024

RAUM, Historic

2B1B020192020202120222023202420251254588046 on 4/11/20191349564372 on 3/27/20201349564372 on 6/26/20201507492116 on 3/25/20211507492116 on 5/14/20211549045197 on 3/31/20221364808572 on 3/31/20231364808572 on 4/3/20231495477486 on 3/29/2024

No. Clients, Historic

1,00050002019202020212022202320242025901 on 4/11/2019917 on 3/27/2020917 on 6/26/2020985 on 3/25/2021985 on 5/14/2021625 on 3/31/2022682 on 3/31/2023682 on 4/3/2023714 on 3/29/2024

Holdings

From latest 13F, filed August 8th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 1M 14K 0
AAON INC COM PAR $0.004 791K 9K 0
AAR CORP COM 1M 15K 0
ABBOTT LABS COM 202K 2K 0
ADVANCED MICRO DEVICES INC COM 6M 37K 0
AEHR TEST SYS COM 315K 28K 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 3M 48K 0
ALPHABET INC CAP STK CL A 25M 136K 0
ALPHABET INC CAP STK CL C 3M 16K 0
ALPS ETF TR ALERIAN MLP 210K 4K 0
AMAZON COM INC COM 14M 73K 0
AMGEN INC COM 13M 42K 0
AMPHENOL CORP NEW CL A 7M 104K 0
APA CORPORATION COM 1M 35K 0
APPLE HOSPITALITY REIT INC COM NEW 484K 33K 0
APPLE INC COM 32M 150K 0
APPLIED MATLS INC COM 9M 37K 0
APYX MEDICAL CORPORATION COM 360K 269K 0
ARISTA NETWORKS INC COM 238K 680 0
ARM HOLDINGS PLC SPONSORED ADS 3M 18K 0
ASPEN AEROGELS INC COM 856K 36K 0
AUTOMATIC DATA PROCESSING IN COM 3M 12K 0
BANK AMERICA CORP COM 5M 118K 0
BERKLEY W R CORP COM 438K 6K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 12M 31K 0
BLACKBAUD INC COM 660K 9K 0
BLACKSTONE INC COM 2M 13K 0
BOEING CO COM 3M 19K 0
BP PLC SPONSORED ADR 1M 38K 0
BRISTOL-MYERS SQUIBB CO COM 219K 5K 0
CANTALOUPE INC COM 1M 190K 0
CATERPILLAR INC COM 379K 1K 0
CELSIUS HLDGS INC COM NEW 687K 12K 0
CHART INDS INC COM 9M 60K 0
CHEVRON CORP NEW COM 3M 19K 0
CHURCHILL DOWNS INC COM 1M 9K 0
CIVITAS RESOURCES INC COM NEW 1M 15K 0
CME GROUP INC COM 7M 34K 0
CNA FINL CORP COM 891K 19K 0
COCA COLA CO COM 5M 77K 0
COMFORT SYS USA INC COM 1M 5K 0
CONMED CORP COM 426K 6K 0
CONOCOPHILLIPS COM 6M 53K 0
COSTCO WHSL CORP NEW COM 606K 713 0
COTERRA ENERGY INC COM 2M 66K 0
COUCHBASE INC COM 330K 18K 0
COUPANG INC CL A 4M 173K 0
CRH PLC ORD 8M 103K 0
CRISPR THERAPEUTICS AG NAMEN AKT 385K 7K 0
CROWDSTRIKE HLDGS INC CL A 7M 20K 0
CRYOPORT INC COM PAR $0.001 234K 34K 0
CURTISS WRIGHT CORP COM 1M 4K 0
DANAHER CORPORATION COM 7M 28K 0
DELL TECHNOLOGIES INC CL C 7M 53K 0
DIAMONDBACK ENERGY INC COM 6M 30K 0
DIGITAL RLTY TR INC COM 1M 9K 0
DISNEY WALT CO COM 7M 68K 0
DNOW INC COM 771K 56K 0
DOMINOS PIZZA INC COM 819K 2K 0
DUKE ENERGY CORP NEW COM NEW 3M 30K 0
EAGLE MATLS INC COM 1M 6K 0
EDWARDS LIFESCIENCES CORP COM 5M 56K 0
ELI LILLY & CO COM 10M 12K 0
EMERSON ELEC CO COM 9M 83K 0
ENVESTNET INC COM 686K 11K 0
EOG RES INC COM 7M 54K 0
EVEREST GROUP LTD COM 755K 2K 0
EXPEDIA GROUP INC COM NEW 6M 52K 0
EXXON MOBIL CORP COM 8M 71K 0
FIRST BANCORP N C COM 964K 30K 0
FIRST HORIZON CORPORATION COM 7M 423K 0
FIRST INDL RLTY TR INC COM 518K 11K 0
FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 469K 8K 0
FLUOR CORP NEW COM 591K 14K 0
FMC CORP COM NEW 723K 13K 0
FREEPORT-MCMORAN INC CL B 3M 57K 0
GARMIN LTD SHS 1M 8K 0
GE AEROSPACE COM NEW 4M 26K 0
GE VERNOVA INC COM 2M 12K 0
GENERAC HLDGS INC COM 219K 2K 0
GLOBAL X FDS GLOBAL X URANIUM 955K 33K 0
GLOBUS MED INC CL A 838K 12K 0
GSK PLC SPONSORED ADR 2M 51K 0
HACKETT GROUP INC COM 405K 19K 0
HARVARD BIOSCIENCE INC COM 590K 207K 0
HEWLETT PACKARD ENTERPRISE C COM 1M 63K 0
HEXCEL CORP NEW COM 486K 8K 0
HOME DEPOT INC COM 320K 931 0
HOMETRUST BANCSHARES INC COM 510K 17K 0
HONEYWELL INTL INC COM 6M 30K 0
HP INC COM 1M 34K 0
HUBBELL INC COM 488K 1K 0
ICAD INC COM NEW 395K 304K 0
ICON PLC SHS 1M 3K 0
IMMERSION CORP COM 1M 117K 0
INDEXIQ ETF TR HEDGE MLTI ETF 258K 8K 0
INFUSYSTEM HLDGS INC COM 714K 104K 0
INTEL CORP COM 8M 245K 0
INTERNATIONAL BUSINESS MACHS COM 13M 73K 0
INTERNATIONAL PAPER CO COM 1M 27K 0
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 321K 23K 0
INVESCO LTD SHS 1M 72K 0
INVESCO QQQ TR UNIT SER 1 2M 4K 0
ISHARES INC MSCI BRAZIL ETF 2M 58K 0
ISHARES INC MSCI MEXICO ETF 1M 22K 0
ISHARES INC MSCI EURZONE ETF 4M 79K 0
ISHARES INC CORE MSCI EMKT 5M 94K 0
ISHARES INC MSCI EMRG CHN 7M 114K 0
ISHARES INC MSCI JPN ETF NEW 8M 111K 0
ISHARES TR MSCI CHINA ETF 3M 77K 0
ISHARES TR CORE S&P500 ETF 24M 44K 0
ISHARES TR MSCI INTL MOMENT 1M 38K 0
ISHARES TR GLOB HLTHCRE ETF 409K 4K 0
ISHARES TR CORE S&P MCP ETF 3M 58K 0
ISHARES TR EXPANDED TECH 526K 6K 0
ISHARES TR EAFE GRWTH ETF 5M 45K 0
ISHARES TR MSCI EURO FL ETF 3M 128K 0
ISHARES TR MSCI INDIA ETF 1M 21K 0
ISHARES TR PFD AND INCM SEC 7M 237K 0
ISHARES TR CORE S&P SCP ETF 4M 37K 0
ISHARES TR 1 3 YR TREAS BD 688K 8K 0
ISHARES TR CORE MSCI TOTAL 3M 44K 0
ISHARES TR RUSSELL 3000 ETF 910K 3K 0
ISHARES TR CORE US AGGBD ET 12M 124K 0
ISHARES TR CORE MSCI PAC 4M 71K 0
ISHARES TR INTRM GOV CR ETF 14M 131K 0
ISHARES TR TIPS BD ETF 3M 25K 0
ISHARES TR 7-10 YR TRSY BD 5M 56K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 3M 48K 0
J P MORGAN EXCHANGE TRADED F BETABUILDERS EUR 14M 233K 0
JANUS HENDERSON GROUP PLC ORD SHS 1M 44K 0
JOHNSON & JOHNSON COM 10M 66K 0
JOINT CORP COM 501K 36K 0
JPMORGAN CHASE & CO. COM 11M 53K 0
KIMBERLY-CLARK CORP COM 1M 10K 0
KIRBY CORP COM 1M 12K 0
KNIFE RIVER CORP COMMON STOCK 627K 9K 0
LINCOLN NATL CORP IND COM 1M 38K 0
LIQTECH INTL INC COM 113K 48K 0
LOCKHEED MARTIN CORP COM 2M 4K 0
LOEWS CORP COM 769K 10K 0
LOWES COS INC COM 457K 2K 0
LYONDELLBASELL INDUSTRIES N SHS - A - 2M 18K 0
MAGNACHIP SEMICONDUCTOR CORP COM 389K 80K 0
MAGNITE INC COM 869K 65K 0
MANHATTAN ASSOCIATES INC COM 769K 3K 0
MASTERCARD INCORPORATED CL A 286K 649 0
MEDTRONIC PLC SHS 8M 98K 0
MERCK & CO INC COM 2M 14K 0
MICROSOFT CORP COM 30M 67K 0
MID-AMER APT CMNTYS INC COM 2M 13K 0
MOHAWK INDS INC COM 516K 5K 0
MOLSON COORS BEVERAGE CO CL B 938K 18K 0
MORGAN STANLEY COM NEW 8M 77K 0
NATIONAL FUEL GAS CO COM 571K 11K 0
NETFLIX INC COM 4M 6K 0
NEXTERA ENERGY INC COM 3M 37K 0
NIKE INC CL B 4M 51K 0
NOVO-NORDISK A S ADR 5M 35K 0
NRG ENERGY INC COM NEW 944K 12K 0
NVIDIA CORPORATION COM 940K 8K 0
OLLIES BARGAIN OUTLET HLDGS COM 887K 9K 0
OPTIMIZERX CORP COM NEW 624K 62K 0
ORACLE CORP COM 2M 16K 0
PALANTIR TECHNOLOGIES INC CL A 4M 164K 0
PALO ALTO NETWORKS INC COM 6M 18K 0
PARK NATL CORP COM 401K 3K 0
PEPSICO INC COM 7M 44K 0
PERFORMANT FINL CORP COM 656K 226K 0
PINTEREST INC CL A 6M 141K 0
PNC FINL SVCS GROUP INC COM 2M 12K 0
PPG INDS INC COM 5M 44K 0
PRICE T ROWE GROUP INC COM 1M 12K 0
PRINCIPAL FINANCIAL GROUP IN COM 1M 17K 0
PROCTER AND GAMBLE CO COM 455K 3K 0
PROLOGIS INC. COM 5M 42K 0
PRUDENTIAL FINL INC COM 2M 15K 0
QUALCOMM INC COM 9M 47K 0
QUICKLOGIC CORP COM NEW 534K 51K 0
RAMBUS INC DEL COM 351K 6K 0
RESTAURANT BRANDS INTL INC COM 1M 17K 0
RTX CORPORATION COM 247K 2K 0
S&P GLOBAL INC COM 11M 25K 0
SCHRODINGER INC COM 450K 23K 0
SCHWAB STRATEGIC TR US REIT ETF 271K 14K 0
SCOTTS MIRACLE-GRO CO CL A 1M 15K 0
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 2M 16K 0
SELECT SECTOR SPDR TR TECHNOLOGY 1M 5K 0
SELECT SECTOR SPDR TR ENERGY 480K 5K 0
SELECT SECTOR SPDR TR FINANCIAL 2M 41K 0
SELECT SECTOR SPDR TR SBI INT-UTILS 3M 37K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 10K 0
SELECT SECTOR SPDR TR INDL 1M 10K 0
SEMLER SCIENTIFIC INC COM 716K 21K 0
SOUTHERN COPPER CORP COM 2M 16K 0
SOUTHSTATE CORPORATION COM 266K 3K 0
SPDR S&P 500 ETF TR TR UNIT 603K 1K 0
SPDR SER TR BLOOMBERG SHT TE 3M 125K 0
SPDR SER TR PRTFLO S&P500 VL 5M 96K 0
SPOTIFY TECHNOLOGY S A SHS 3M 11K 0
SPX TECHNOLOGIES INC COM 945K 7K 0
STANLEY BLACK & DECKER INC COM 952K 12K 0
STERIS PLC SHS USD 739K 3K 0
STRYKER CORPORATION COM 8M 22K 0
SWK HLDGS CORP COM NEW 708K 42K 0
SYMBOTIC INC CLASS A COM 302K 9K 0
TJX COS INC NEW COM 204K 2K 0
TRANE TECHNOLOGIES PLC SHS 6M 17K 0
TRUIST FINL CORP COM 911K 23K 0
TWILIO INC CL A 437K 8K 0
UBER TECHNOLOGIES INC COM 8M 106K 0
UNILEVER PLC SPON ADR NEW 2M 34K 0
UNIVERSAL TECHNICAL INST INC COM 1M 66K 0
VANGUARD INDEX FDS SMALL CP ETF 1M 5K 0
VANGUARD INDEX FDS TOTAL STK MKT 705K 3K 0
VANGUARD INDEX FDS SML CP GRW ETF 2M 9K 0
VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 1M 24K 0
VANGUARD SCOTTSDALE FDS INT-TERM CORP 351K 4K 0
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 10M 176K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 265K 5K 0
VERIZON COMMUNICATIONS INC COM 3M 68K 0
VERTEX PHARMACEUTICALS INC COM 10M 21K 0
VICTORY CAP HLDGS INC COM CL A 900K 19K 0
VISA INC COM CL A 294K 1K 0
VULCAN MATLS CO COM 266K 1K 0
WALMART INC COM 9M 133K 0
WELLS FARGO CO NEW COM 2M 28K 0