Hedge Fund Database

BURGUNDY ASSET MANAGEMENT LTD.

Adviser information for BURGUNDY ASSET MANAGEMENT LTD. last updated from Form ADV on September 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End JUNE
Legal Location Canada

Employees

Total Number of Employees 146
Investment Advisory/Research 54
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,195 $19.4B
Non-Discretionary 0 $0
Total 3,195 $19.4B

Clients

Type Number RAUM
Individuals 1,466 $553.7M
HNW Individuals 1,395 $7.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 6 $1.0B
Pension and profit sharing plans 87 $5.0B
Charitable organizations 208 $2.9B
State or municipal gov entities 0 $0
Other investment advisers <5 $1.1B
Insurance companies 6 $174.6M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 25 $1.0B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 98

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-60503
SEC ERA File Number 801-60503
SEC CIK Numbers 1315868
SEC CRD Numbers 114317
Legal Entity Identifier 5493002OQQTCON2GMX20

Principal Office

BAY WELLINGTON TOWER, 181 BAY STREET, STE 4510
TORONTO, ONTARIO
Canada
Monday - Friday, 8 AM TO 5 PM
Tel: (416) 869-3222, Fax: (416) 869-9036

Websites

www.burgundyasset.com/ www.linkedin.com/company/burgundy-asset-management/ twitter.com/burgundyasset?lang=en

Chief Compliance Officer

KAREN MINTZ
VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL
BAY WELLINGTON TOWER, 181 BAY STREET, STE 4510
TORONTO, ONTARIO
Canada
Tel: (416) 869-8990
Fax: 416-869-9036
(Full email address available in API data)

Regulatory Contact

KYLE COATSWORTH
VICE PRESIDENT, HEAD OF INSTITUTIONAL
BAY WELLINGTON TOWER, 181 BAY STREET, STE 4510
TORONTO, ONTARIO
Canada
Tel: 416-869-8953
Fax: (416) 869-9036
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BURGUNDY FUNDS, DST - EMERGING MARKETS PORTFOLIO DELAWARE STATUTORY TRUST $110.3M $1.0M 4
BURGUNDY FUNDS, DST - FOCUS ASIAN EQUITY PORTFOLIO DELAWARE STATUTORY TRUST $33.8M $1.0M 7
BURGUNDY FUNDS, DST - GLOBAL EQUITY PORTFOLIO DELAWARE STATUTORY TRUST $245.9M $1.0M 18
BURGUNDY FUNDS, DST - SMALLER COMPANIES PORTFOLIO DELAWARE STATUTORY TRUST $355.2M $1.0M 92
BURGUNDY FUNDS, DST SMALL/MID CAP PORTFOLIO DELAWARE STATUTORY TRUST $128.9M $1.0M 24
BURGUNDY FUNDS, DST-EAFE PORTFOLIO DELAWARE STATUTORY TRUST $118.3M $1.0M 14

Control Persons

Name Type Entity Title Since Ownership
ROONEY, RICHARD, ELGIN Individual – VICE CHAIR AND DIRECTOR 02/1995 < 5%
ARRELL, ANTHONY, HUGH Individual – CHAIRMAN, DIRECTOR AND SHAREHOLDER 01/1993 < 5%
LAUCAM HOLDINGS LIMITED Foreign Entity – SHAREHOLDER 01/1993 50-75%
ARRELL, ANTHONY, HUGH Individual LAUCAM HOLDINGS LIMITED PRESIDENT AND SOLE DIRECTOR 03/1979 50-75%
VANDERWOOD, DAVID Individual – SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER 06/2003 < 5%
PHO, CRAIG, DWAINE Individual – SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER 05/2012 < 5%
BROEKAERT, KENNETH Individual – SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER 05/2012 < 5%
DE PLACE FILIPPINI, ANNE-METTE Individual – SENIOR VICE PRESIDENT, CHIEF INVESTMENT OFFICER, DIRECTOR AND SHAREHOLDER 06/2018 < 5%
DUNSDON, JENNIFER Individual – SENIOR VICE-PRESIDENT, DIRECTOR AND SHAREHOLDER 01/2019 < 5%
CORDEIRO, JULIE Individual – VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER & GENERAL COUNSEL, AND SHAREHOLDER 01/2019 < 5%
SANKEY, ROBERT, GARETH Individual – CEO, DIRECTOR AND SHAREHOLDER 01/2019 < 5%
2461671 ONTARIO INC. Foreign Entity – SHAREHOLDER 04/2022 < 5%
BOUTIN, STEVE Individual – SENIOR VICE PRESIDENT, DIRECTOR AND SHAREHOLDER 07/2020 < 5%
Keil, Mark, Helmut Individual – VICE PRESIDENT, CHIEF FINANCIAL OFFICER 07/2021 < 5%
MINTZ, KAREN Individual – VICE PRESIDENT, CHIEF COMPLIANCE OFFICER & ASSOCIATE GENERAL COUNSEL 06/2022 < 5%
Coatsworth, Kyle Individual – VICE PRESIDENT, HEAD OF INSTITUTIONAL AND DIRECTOR 06/2023 < 5%
1000532722 ONTARIO INC. Foreign Entity – SHAREHOLDER 05/2023 5-10%

No. Employees, Historic

2001000201920202021202220232024158 on 9/30/2019158 on 6/29/2020152 on 9/28/2020156 on 9/28/2021156 on 9/30/2021156 on 12/1/2021151 on 9/22/2022151 on 10/27/2022146 on 9/28/2023

RAUM, Historic

30B15B020192020202120222023202425265866873 on 9/30/201925265866873 on 6/29/202022330512756 on 9/28/202024302645774 on 9/28/202124302645774 on 9/30/202124302645774 on 12/1/202118233360048 on 9/22/202218233360048 on 10/27/202219358909391 on 9/28/2023

No. Clients, Historic

4,0002,00002019202020212022202320242992 on 9/30/20192992 on 6/29/20203053 on 9/28/20203058 on 9/28/20213058 on 9/30/20213058 on 12/1/20213157 on 9/22/20223157 on 10/27/20223193 on 9/28/2023

Holdings

From latest 13F, filed August 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
GALLAGHER ARTHUR J & CO COM 146M 565K –
ALLISON TRANSMISSION HLDGS I COM 285M 4M –
AMERICAN HOMES 4 RENT CL A 137M 4M –
AMAZON COM INC COM 178M 924K –
ATOUR LIFESTYLE HLDGS LTD SPONSORED ADS 11M 614K –
ATS CORPORATION COM 5M 162K –
ARMSTRONG WORLD INDS INC NEW COM 130M 1M –
AUTOZONE INC COM 63M 21K –
BOEING CO COM 9M 50K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 2M 22K –
BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS 59M 2M –
BROOKFIELD INFRASTRUCTURE CO COM SB VTG SHS A 2M 46K –
BANK MONTREAL QUE COM 13M 160K –
BROOKFIELD CORP CL A LTD VT SH 80M 2M –
BANK NOVA SCOTIA HALIFAX COM 56M 1M –
BERKSHIRE HATHAWAY INC DEL CL A 99M 162 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 55M 135K –
CABLE ONE INC COM 103M 291K –
CARRIER GLOBAL CORPORATION COM 236M 4M –
CBIZ INC COM 165M 2M –
CDW CORP COM 424K 2K –
COLLIERS INTL GROUP INC SUB VTG SHS 49M 438K –
CME GROUP INC COM 135M 684K –
CANADIAN NAT RES LTD COM 897K 25K –
CANADIAN NATL RY CO COM 56M 470K –
CENCORA INC COM 200M 888K –
COPART INC COM 38M 702K –
CHARLES RIV LABS INTL INC COM 222K 1K –
CURTISS WRIGHT CORP COM 647K 2K –
DOLLAR TREE INC COM 197M 2M –
DOUBLEVERIFY HLDGS INC COM 54M 3M –
ELECTRONIC ARTS INC COM 203M 1M –
EBAY INC. COM 91M 2M –
EURONET WORLDWIDE INC COM 79M 767K –
EQUIFAX INC COM 65M 270K –
EMCOR GROUP INC COM 169M 463K –
ENBRIDGE INC COM 6M 173K –
EQUITY COMWLTH COM SH BEN INT 72M 4M –
EVERI HLDGS INC COM 6M 684K –
FIRST AMERN FINL CORP COM 8M 155K –
GRACO INC COM 68M 857K –
CGI INC CL A SUB VTG 64M 646K –
GLOBUS MED INC CL A 172M 3M –
GENERAC HLDGS INC COM 56M 423K –
GENTEX CORP COM 146M 4M –
GOGO INC COM 30M 3M –
ALPHABET INC CAP STK CL A 347M 2M –
HDFC BANK LTD SPONSORED ADS 23M 360K –
HOULIHAN LOKEY INC CL A 161M 1M –
HILLMAN SOLUTIONS CORP COM 75M 9M –
HENRY SCHEIN INC COM 105M 2M –
HEARTLAND EXPRESS INC COM 6M 453K –
INTERCONTINENTAL EXCHANGE IN COM 265M 2M –
JEFFERIES FINL GROUP INC COM 53M 1M –
JOHNSON & JOHNSON COM 196M 1M –
OPENLANE INC COM 148M 9M –
KENNAMETAL INC COM 117M 5M –
KENVUE INC COM 104M 6M –
LABCORP HOLDINGS INC COM SHS 17M 86K –
LIGHT & WONDER INC COM 138M 1M –
GRAND CANYON ED INC COM 119M 850K –
LOWES COS INC COM 8M 35K –
LANDSTAR SYS INC COM 475K 3K –
MASTERCARD INCORPORATED CL A 157M 355K –
MAIN STR CAP CORP COM 56M 1M –
MCDONALDS CORP COM 15M 61K –
MONDELEZ INTL INC CL A 208M 3M –
MARKETAXESS HLDGS INC COM 79M 393K –
3M CO COM 9M 85K –
MICROSOFT CORP COM 354M 791K –
NUTRIEN LTD COM 5M 96K –
NEWS CORP NEW CL B 64M 2M –
NEWS CORP NEW CL A 192M 7M –
NEW YORK TIMES CO CL A 61M 1M –
ORACLE CORP COM 100M 709K –
PENSKE AUTOMOTIVE GRP INC COM 116M 778K –
PEGASYSTEMS INC COM 4M 59K –
PROCTER AND GAMBLE CO COM 160M 968K –
PRIMERICA INC COM 293M 1M –
RESTAURANT BRANDS INTL INC COM 82M 1M –
ROGERS COMMUNICATIONS INC CL B 94M 3M –
ROSS STORES INC COM 187M 1M –
ROYAL BK CDA COM 69M 652K –
SKYLINE CHAMPION CORPORATION COM 52M 768K –
TD SYNNEX CORPORATION COM 66M 574K –
SOLVENTUM CORP COM SHS 595K 11K –
SIMPSON MFG INC COM 102M 605K –
SS&C TECHNOLOGIES HLDGS INC COM 310M 5M –
STANTEC INC COM 85M 1M –
STRATEGIC ED INC COM 134M 1M –
TELUS CORPORATION COM 2M 136K –
TORONTO DOMINION BK ONT COM NEW 52M 950K –
TRUIST FINL CORP COM 92M 2M –
THOMSON REUTERS CORP. COM 268K 2K –
TC ENERGY CORP COM 10M 258K –
SIXTH STREET SPECIALTY LENDI COM 45M 2M –
MARRIOTT VACATIONS WORLDWIDE COM 23M 261K –
WASTE CONNECTIONS INC COM 40M 230K –
WYNDHAM HOTELS & RESORTS INC COM 164M 2M –
WILEY JOHN & SONS INC CL A 40M 988K –
WILLIS TOWERS WATSON PLC LTD SHS 271M 1M –
FULL TRUCK ALLIANCE CO LTD SPONSORED ADS 284K 35K –
YUM CHINA HLDGS INC COM 2M 66K –