Hedge Fund Database

III CAPITAL MANAGEMENT

Adviser information for III CAPITAL MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Partnership
Fiscal Year End DECEMBER
Legal Location Nevada, United States

Employees

Total Number of Employees 8
Investment Advisory/Research 8
Registered Broker-Dealer Representatives 8
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 2

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 30 $39.5B
Non-Discretionary 0 $0
Total 30 $39.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 15 $29.9B
Pension and profit sharing plans <5 $331.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions <5 $7.3B
Corporations or other businesses 11 $1.9B
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 57
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-60505
SEC ERA File Number 801-60505
SEC CIK Numbers 1783139
SEC CRD Numbers 113539
Legal Entity Identifier 549300V9QR7WKGI1ON02

Principal Office

777 YAMATO ROAD
SUITE 300
BOCA RATON
FL
United States
Monday - Friday, 6 AM TO 3 AM
Tel: 561-544-4600, Fax: 561-544-4433

Websites

www.iiicm.com www.linkedin.com/company/iii-avm/ www.iiicapitalmanagement.com

Chief Compliance Officer

SCOTT WYLER
CHIEF EXECUTIVE OFFICER
777 YAMATO ROAD
SUITE 300
BOCA RATON
FL
United States
Tel: 561-544-4434
Fax: 561-544-4433
(Full email address available in API data)

Industry Affiliates

AVM, L.P. Broker-dealer, municipal securities dealer, or gov securities broker or dealerCommodity pool operator or commodity trading advisor
III ABSOLUTE RETURN MM LLC Sponsor, GP, manager of pooled investment vehicles
III CRE BRIDGE LOAN GP 1 LLC Sponsor or syndicator of limited partnerships
III VOLGA GP LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
III 1885 FUND LTD. Hedge Fund $175.4M $1.0M 1
III ABSOLUTE RETURN FUND LLC Hedge Fund $13,510.0M $1.0M 2
III ALPHA ONE CONVEXITY FUND LTD. Hedge Fund $420.7M $1.0M 1
III CRE BRIDGE LOAN FUND L.P. Real Estate Fund $18.0M $1.0M 3
III CREDIT OPPORTUNITIES HUB FUND LTD. Hedge Fund $271.9M $1.0M 79
III SELECT CREDIT HUB FUND LTD. Hedge Fund $169.5M $1.0M 11
III VOLGA MULTI-STRATEGY FUND L.P. Hedge Fund $1,279.1M $1.0M 2
III-KI OPPORTUNITIES FUND LLC Hedge Fund $2,564.0M $1.0M 1

Control Persons

Name Type Entity Title Since Ownership
WYLER, SCOTT, LAWRENCE Individual – CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER 02/1999 < 5%
WALLNER CO., INC. Domestic Entity – GENERAL PARTNER 04/1994 5-10%
TAYLOR PEPPER, LLC Domestic Entity – GENERAL PARTNER 01/2005 10-25%
PRINTZ, ROBERT, ANDREW Individual TAYLOR PEPPER, LLC SHAREHOLDER/OWNER 12/2004 > 75%
WAVERELY, LLC Domestic Entity – GENERAL PARTNER 01/2011 10-25%
COYLE, LESTER, NOEL Individual WAVERELY, LLC OWNER/SHAREHOLDER 01/2011 > 75%
VERDANDI, LLC Domestic Entity – GENERAL PARTNER 01/2013 < 5%
MOBILOU, INC. Domestic Entity – GENERAL PARTNER 01/2013 5-10%
WYLER, SCOTT, LAWRENCE Individual MOBILOU, INC. SHAREHOLDER/OWNER 01/2013 > 75%
OLOFSSON, THOMAS, ROLF Individual VERDANDI, LLC SHAREHOLDER/OWNER 01/2013 > 75%
ANUAR, YELENA, NMN Individual – CHIEF FINANCIAL OFFICER 07/2014 < 5%
HANSEN, KAREN, MARIE Individual – GENERAL COUNSEL 09/2017 < 5%
WILDER VENTURES INC. Domestic Entity – GENERAL PARTNER 01/2018 10-25%
PREST, JASON, NMN Individual WILDER VENTURES INC. MANAGER 12/2017 > 75%
KAMARLO, LLC Domestic Entity – GENERAL PARTNER 12/2020 < 5%
HANSEN, KAREN, MARIE Individual KAMARLO, LLC SHAREHOLDER/OWNER 12/2020 > 75%
JAGAZAY, LLC Domestic Entity – GENERAL PARTNER 01/2022 < 5%
LUCALAY LLC Domestic Entity – GENERAL PARTNER 01/2022 10-25%
ANUAR, YELENA, NMN Individual JAGAZAY, LLC SHAREHOLDER/OWNER 01/2022 > 75%
PELLEGRINO, CHRISTIAN, Minassian Individual LUCALAY LLC SHAREHOLDER/OWNER 01/2022 > 75%
VINER, CLIFFORD, GEORGE Individual WALLNER CO., INC. MANAGER 04/1994 > 75%
PRINTZ, ROBERT, ANDREW Individual – PRESIDENT 09/2000 < 5%

No. Employees, Historic

20100201920202021202220232024202511 on 5/23/201911 on 6/6/20199 on 3/27/20209 on 5/5/20209 on 10/6/20209 on 3/30/20219 on 4/2/20219 on 5/13/20219 on 11/1/202111 on 3/31/202211 on 5/12/202211 on 3/31/20238 on 8/1/20238 on 11/30/20238 on 3/29/2024

RAUM, Historic

80B40B0201920202021202220232024202541903159547 on 5/23/201941903159547 on 6/6/201973727074200 on 3/27/202073727074200 on 5/5/202073727074200 on 10/6/202029678058807 on 3/30/202129678058807 on 4/2/202129678058807 on 5/13/202129678058807 on 11/1/202157115755602 on 3/31/202257115755602 on 5/12/202233254393444 on 3/31/202333254393444 on 8/1/202333254393444 on 11/30/202339514428923 on 3/29/2024

No. Clients, Historic

40200201920202021202220232024202531 on 5/23/201931 on 6/6/201930 on 3/27/202030 on 5/5/202030 on 10/6/202024 on 3/30/202124 on 4/2/202124 on 5/13/202124 on 11/1/202129 on 3/31/202229 on 5/12/202225 on 3/31/202325 on 8/1/202325 on 11/30/202326 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ACADEMY SPORTS & OUTDOORS IN COM 2M 39K –
AIMFINITY INVESTMENT CORP I *W EXP 99/99/999 2K 92K –
AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 11M – –
ALIBABA GROUP HLDG LTD SPONSORED ADS 7M 97K –
AMERICAN AIRLS GROUP INC COM 38M 3M –
AMERICAN AIRLS GROUP INC COM 1M 115K –
AT&T INC COM 5M 259K –
ATI INC NOTE 3.500% 6/1 122M – –
BEL FUSE INC CL B 391K 6K –
BEYOND MEAT INC COM 671K 100K –
BEYOND MEAT INC COM 2M 225K –
BEYOND MEAT INC NOTE 3/1 9M – –
BIGBEAR AI HLDGS INC *W EXP 12/08/202 16K 97K –
BITCOIN DEPOT INC *W EXP 06/30/202 4K 75K –
BLEUACACIA LTD *W EXP 10/30/202 1K 92K –
BLEUACACIA LTD RIGHT 10/30/2026 6K 184K –
BLOCK INC CL A 9M 145K –
BLOCK INC NOTE 0.125% 3/0 70M – –
BOOKING HOLDINGS INC NOTE 0.750% 5/0 145M – –
BORGWARNER INC COM 3M 80K –
BOX INC NOTE 1/1 23M – –
BOYD GAMING CORP COM 3M 54K –
BURTECH ACQUISITION CORP *W EXP 12/18/202 35K 139K –
CACTUS ACQUISITION CORP 1 LT *W EXP 08/17/202 1K 21K –
CAESARS ENTERTAINMENT INC NE COM 730K 18K –
CARTICA ACQUISITION CORP *W EXP 04/30/202 9K 47K –
CHART INDS INC NOTE 1.000%11/1 78M – –
CHARTER COMMUNICATIONS INC N CL A 947K 3K –
COINBASE GLOBAL INC COM CL A 6M 25K –
CRH PLC ORD 3M 41K –
CYBERARK SOFTWARE LTD NOTE 11/1 96M – –
DENALI CAPITAL ACQUISITN COR *W EXP 99/99/999 667 41K –
DOUBLEVERIFY HLDGS INC COM 570K 29K –
DROPBOX INC NOTE 3/0 32M – –
DYNAVAX TECHNOLOGIES CORP NOTE 2.500% 5/1 21M – –
ECHOSTAR CORP CL A 10M 540K –
ECHOSTAR CORP CL A 3M 190K –
EFFECTOR THERAPEUTICS INC *W EXP 12/31/202 45 37K –
ENVESTNET INC NOTE 0.750% 8/1 30M – –
ENVOY MEDICAL INC *W EXP 09/29/202 574 10K –
ESGL HLDGS LTD *W EXP 10/19/202 580 61K –
ETSY INC NOTE 0.125%10/0 51M – –
EVEREST CONSOLIDATOR ACQ COR *W EXP 99/99/999 5K 24K –
FIRST MAJESTIC SILVER CORP COM 1M 250K –
FIRST MAJESTIC SILVER CORP NOTE 0.375% 1/1 6M – –
FORD MTR CO DEL COM 22M 2M –
FORD MTR CO DEL COM 1M 81K –
FUTURETECH II ACQUISITION CO *W EXP 08/18/202 2K 73K –
GOLDEN ENTMT INC COM 622K 20K –
GRANITE CONSTR INC COM 849K 14K –
GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 43M – –
HALOZYME THERAPEUTICS INC NOTE 0.250% 3/0 23M – –
HERC HLDGS INC COM 3M 20K –
HNR ACQUISITION CORP *W EXP 02/04/202 5K 92K –
HOLDCO NUVO GROUP D G LTD *W EXP 05/01/202 925 31K –
HYATT HOTELS CORP COM CL A 871K 6K –
INNOVIVA INC NOTE 2.500% 8/1 40M – –
INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 112M – –
INTEGRAL AD SCIENCE HLDNG CO COM 633K 65K –
INTERDIGITAL INC NOTE 3.500% 6/0 35M – –
INVESCO EXCH TRADED FD TR II SR LN ETF 125M 6M –
INVESTCORP INDIA ACQUISTN CO *W EXP 06/01/202 437 11K –
ISHARES TR 7-10 YR TRSY BD 15M 164K –
ISHARES TR IBOXX INV CP ETF 80M 750K –
ITRON INC NOTE 3/1 45M – –
KRAFT HEINZ CO COM 468K 15K –
LAMB WESTON HLDGS INC COM 2M 18K –
LANDSEA HOMES CORP COM 2M 183K –
LCI INDS NOTE 1.125% 5/1 38M – –
LUCID GROUP INC COM 22M 8M –
LUCID GROUP INC COM 22K 8K –
META PLATFORMS INC CL A 1M 2K –
MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 10M – –
MIDDLEBY CORP NOTE 1.000% 9/0 84M – –
MP MATERIALS CORP COM CL A 5M 423K –
NATIONAL VISION HLDGS INC NOTE 2.500% 5/1 32M – –
NEXSTAR MEDIA GROUP INC COMMON STOCK 818K 5K –
NEXTERA ENERGY INC COM 6M 87K –
NEXTERA ENERGY INC UNIT 06/01/2027 25M 505K –
NIKOLA CORP NOTE 8.250%12/1 206K – –
NIO INC SPON ADS 12M 3M –
NIO INC SPON ADS 226K 54K –
NORWEGIAN CRUISE LINE HLDG L SHS 902K 48K –
OUTFRONT MEDIA INC COM 3M 208K –
PENNYMAC MTG INVT TR COM 1M 100K –
PERCEPTION CAPITAL CORP III *W EXP 99/99/999 763 20K –
PG&E CORP COM 25M 1M –
PINSTRIPES HOLDINGS INC *W EXP 09/30/202 2K 21K –
PONO CAP TWO INC *W EXP 99/99/999 4K 50K –
POST HLDGS INC NOTE 2.500% 8/1 19M – –
PROGRESS SOFTWARE CORP COM 8M 141K –
PROGRESS SOFTWARE CORP COM 9M 170K –
PROGRESS SOFTWARE CORP COM 55K 1K –
PROGRESS SOFTWARE CORP NOTE 1.000% 4/1 33M – –
RENTOKIL INITIAL PLC SPONSORED ADR 4M 136K –
ROYAL CARIBBEAN GROUP COM 1M 7K –
ROYAL CARIBBEAN GROUP NOTE 6.000% 8/1 198M – –
SELECT SECTOR SPDR TR SBI CONS STPLS 2M 22K –
SELINA HOSPITALITY PLC *W EXP 10/27/202 2K 145K –
SILVERBOX CORP III *W EXP 02/28/202 11K 75K –
SNAP INC CL A 11M 675K –
SOUTHERN CO NOTE 3.875%12/1 67M – –
SPDR S&P 500 ETF TR TR UNIT 45M 83K –
SPIRIT AIRLS INC COM 8M 2M –
SPIRIT AIRLS INC COM 228K 62K –
SPIRIT AIRLS INC NOTE 1.000% 5/1 6M – –
STRIDE INC NOTE 1.125% 9/0 33M – –
SYNTEC OPTICS HLDGS INC *W EXP 99/99/999 5K 39K –
THE REALREAL INC NOTE 1.000% 3/0 7M – –
TKO GROUP HOLDINGS INC CL A 2M 18K –
UNITI GROUP INC COM 2M 682K –
US BANCORP DEL COM NEW 4M 100K –
VAIL RESORTS INC NOTE 1/0 30M – –
VENTAS RLTY LTD PARTNERSHIP NOTE 3.750% 6/0 11M – –
VESTIS CORPORATION COM SHS 3M 212K –
VOLATO GROUP INC *W EXP 12/04/202 400 23K –
WESTERN DIGITAL CORP. COM 13M 168K –
WESTERN DIGITAL CORP. COM 16M 211K –
WINNEBAGO INDS INC NOTE 1.500% 4/0 13M – –