Hedge Fund Database

MCMORGAN & COMPANY LLC

Adviser information for MCMORGAN & COMPANY LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 31
Investment Advisory/Research 19
Registered Broker-Dealer Representatives 12
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 237 $7.0B
Non-Discretionary 1 $5.5M
Total 238 $7.1B

Clients

Type Number RAUM
Individuals 23 $3.3M
HNW Individuals 27 $30.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 7 $2.0B
Pension and profit sharing plans 28 $2.2B
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 158 $2.8B
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMPerformance-based feesSERVICE FEES

Identifiers

SEC RIA File Number 801-60509
SEC ERA File Number 801-60509
SEC CIK Numbers 1162695
SEC CRD Numbers 115060
Legal Entity Identifier None

Principal Office

33 NEW MONTGOMERY STREET
SUITE 2000
SAN FRANCISCO
CA
United States
Monday - Friday, 8:30 AM - 4:30 PM
Tel: 415-788-9300, Fax: 415-616-9398

Websites

www.mcmorgan.com

Chief Compliance Officer

ANDREW JOSEF
GENERAL COUNSEL
33 NEW MONTGOMERY STREET
SUITE 2000
SAN FRANCISCO
CA
United States
Tel: 415-616-9300
Fax: 415-616-9398
(Full email address available in API data)

Regulatory Contact

TERESA PASILLAS
LEGAL ASSISTANT
33 NEW MONTGOMERY STREET
SUITE 2000
SAN FRANCISCO
CA
United States
Tel: 415-616-9118
Fax: 415-616-9398
(Full email address available in API data)

Industry Affiliates

MCMORGAN & COMPANY CAPITAL ADVISORS LLC Broker-dealer, municipal securities dealer, or gov securities broker or dealer
MCMORGAN INFRASTRUCTURE FUND I GP, LLC Sponsor, GP, manager of pooled investment vehicles
MCMORGAN INFRASTRUCTURE FUND II (ERISA) GP LLC Sponsor, GP, manager of pooled investment vehicles
MCMORGAN INFRASTRUCTURE FUND II GP LLC Sponsor, GP, manager of pooled investment vehicles
MCMORGAN NCVAD GP II, LLC Sponsor, GP, manager of pooled investment vehicles
MCMORGAN OPPORTUNITY FUND GP, LLC Sponsor, GP, manager of pooled investment vehicles
MCMORGAN VICKERS FUND VI, GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
MCMORGAN INFRASTRUCTURE FUND I, L.P. DIRECT INVESTMENTS $990.5M $10.0M 58
MCMORGAN INFRASTRUCTURE FUND II (CANADA) LP DIRECT INVESTMENTS $108.6M $1.0M 3
MCMORGAN INFRASTRUCTURE FUND II (ERISA) LP DIRECT INVESTMENTS $34.3M $10.0M 0
MCMORGAN INFRASTRUCTURE FUND II LP DIRECT INVESTMENTS $0.0M $10.0M 0
MCMORGAN OPPORTUNITY FUND, LP PRIVATE INVESTMENTS $7.0M $0.1M 24
MCMORGAN VICKERS FUND VI, L.P Venture Capital Fund $9.6M $5.0M 2

Control Persons

Name Type Entity Title Since Ownership
MORTON, BRIAN, THOMAS Individual – PRESIDENT, BOARD OF MANAGERS, MEMBER 09/2002 10-25%
SANTAGUIDA, JOHN, F. SCOTT Individual – CEO & BOARD OF MANAGERS 01/2008 10-25%
JOSEF, ANDREW, S Individual – GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER 07/2012 < 5%
ROSS, RYAN, JARED Individual – CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER 11/2020 < 5%
MCM HOLDINGS GP, LLC Domestic Entity – OWNER 04/2017 < 5%
MCM HOLDINGS, LP Domestic Entity – OWNER 04/2017 > 75%
TSUBOI, KEN, HIROSHI Individual – CHIEF INVESTMENT OFFICER 07/2020 < 5%
DERSE, THOMAS, ANTHONY Individual – PRESIDENT OF EQUITY DIVISION, PORTFOLIO MANAGER 11/2020 < 5%
LARSON, SCOTT, THOMAS Individual – CO-CHIEF INVESTMENT OFFICER OF EQUITY DIVISION, PORTFOLIO MANAGER 11/2020 < 5%

No. Employees, Historic

40200201920202021202220232024202526 on 5/17/201927 on 3/30/202027 on 7/28/202030 on 11/10/202029 on 3/30/202129 on 4/8/202129 on 1/18/202229 on 2/1/202230 on 3/30/202230 on 5/6/202230 on 7/5/202231 on 3/30/202331 on 6/22/202331 on 8/8/202331 on 10/13/202331 on 3/21/2024

RAUM, Historic

8B4B020192020202120222023202420256329401571 on 5/17/20197009341478 on 3/30/20207009341478 on 7/28/20207009341478 on 11/10/20207003794941 on 3/30/20217003794941 on 4/8/20217003794941 on 1/18/20227003794941 on 2/1/20227339730461 on 3/30/20227339730461 on 5/6/20227339730461 on 7/5/20226614281129 on 3/30/20236614281129 on 6/22/20236614281129 on 8/8/20236614281129 on 10/13/20237053394884 on 3/21/2024

No. Clients, Historic

30015002019202020212022202320242025131 on 5/17/2019127 on 3/30/2020127 on 7/28/2020127 on 11/10/2020148 on 3/30/2021148 on 4/8/2021148 on 1/18/2022148 on 2/1/2022193 on 3/30/2022193 on 5/6/2022193 on 7/5/2022176 on 3/30/2023176 on 6/22/2023176 on 8/8/2023176 on 10/13/2023243 on 3/21/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
BLACKROCK ETF TRUST US EQT FACTOR 38M 802K –
J P MORGAN EXCHANGE TRADED ULTRA SHRT INC 35M 700K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 131M 2M –
SELECT SECTOR SPDR TR TECHNOLOGY 13M 59K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 12M 152K –
ISHARES TR S&P 500 GRWT ETF 25M 273K –
VANGUARD INDEX FDS S&P 500 ETF SHS 61M 122K –
ISHARES TR S&P 100 ETF 7M 25K –
SPDR SER TR PORTFOLIO LN TSR 19M 681K –
ISHARES TR MSCI USA QLT FCT 24M 142K –
ISHARES TR HDG MSCI EAFE 6M 164K –
ISHARES TR GLOBAL ENERG ETF 6M 143K –
ISHARES TR FLTG RATE NT ETF 12M 231K –
BLACKROCK ETF TRUST II FLEXIBLE INCOME 13M 258K –
ISHARES TR EAFE VALUE ETF 27M 502K –
ISHARES TR EAFE GRWTH ETF 25M 248K –
ISHARES TR CORE TOTAL USD 82M 2M –
SHARKNINJA INC COM SHS 5M 62K –
SOLARWINDS CORP COM NEW 3M 217K –
WILLSCOT MOBIL MINI HLDNG CO COM CL A 3M 86K –
VISA INC COM CL A 842K 3K –
INFORMATICA INC COM CL A 4M 121K –
STERICYCLE INC COM 1M 25K –
JOHNSON & JOHNSON COM 845K 6K –
VERINT SYS INC COM 3M 86K –
PRESTIGE CONSMR HEALTHCARE I COM 2M 26K –
CROCS INC COM 4M 26K –
BLACKBAUD INC COM 5M 63K –
MEDPACE HLDGS INC COM 4M 10K –
BLACKLINE INC COM 2M 38K –
PEPSICO INC COM 687K 4K –
ASSETMARK FINL HLDGS INC COM 5M 139K –
MICROSOFT CORP COM 1M 2K –
WYNDHAM HOTELS & RESORTS INC COM 2M 24K –
SPS COMM INC COM 2M 11K –
BRIGHTVIEW HLDGS INC COM 2M 173K –
INTERNATIONAL MNY EXPRESS IN COM 4M 196K –
DOUGLAS DYNAMICS INC COM 2M 70K –
NAPCO SEC TECHNOLOGIES INC COM 4M 83K –
GENTEX CORP COM 3M 84K –
FRANKLIN COVEY CO COM 3M 87K –
DUCKHORN PORTFOLIO INC COM 2M 251K –
INSTRUCTURE HLDGS INC COM 5M 199K –
CCC INTELLIGENT SOLUTIONS HL COM 4M 376K –
SHUTTERSTOCK INC COM 2M 54K –
ZIMMER BIOMET HOLDINGS INC COM 400K 4K –
CISCO SYS INC COM 1M 29K –
THERMO FISHER SCIENTIFIC INC C COM 497K 898 –
ORACLE CORP COM 556K 4K –
EXLSERVICE HOLDINGS INC COM 4M 130K –
PHILIP MORRIS INTL INC COM 854K 8K –
HILLENBRAND INC COM 3M 71K –
DOMINOS PIZZA INC COM 740K 1K –
EUROPEAN WAX CTR INC CLASS A COM 2M 250K –
GODADDY INC CL A 2M 13K –
ALPHABET INC CAP STK CL C 1M 7K –