FLOYD CAPITAL MANAGEMENT
FLOYD, BENJAMIN JOSEPH Legal Name
Adviser information for FLOYD CAPITAL MANAGEMENT last updated from Form ADV on January 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 271 | $222.8M |
| Non-Discretionary | 0 | $0 |
| Total | 271 | $222.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 17 | $810,980 |
| HNW Individuals | 227 | $186.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 4 | $1.3M |
| Charitable organizations | <5 | $686,518 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 14 | $18.4M |
| Other | 7 | $14.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
6004 SUMMERFIELD DR, STE ATEXARKANA
TX
United States
Monday - Friday, 8:00-4:00
Tel: 903-794-2704, Fax: 214-889-2704
Chief Compliance Officer
BEN FLOYD
OWNER
6004 SUMMERFIELD DR, STE A
TEXARKANA
TX
United States
Tel:
903-794-2704
Fax:
214-889-2704
B*********@********M
(Full email address available in API data)
Regulatory Contact
BEN FLOYD
OWNER
6004 SUMMERFIELD DR, STE A
TEXARKANA
TX
United States
Tel:
903-794-2704
Fax:
214-889-2704
B*********@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FLOYD, BENJAMIN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 06/1986 | > 75% |