ASHFORD ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	New York, United States

Employees

Total Number of Employees	8
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	186	$590.8M
Non-Discretionary	30	$134.2M
Total	216	$725.0M

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	51	$611.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	7	$47.2M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	23	$66.7M
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	11-25

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING SERVICES
Compensation	% of AUMFixed feesPerformance-based feesCARRIED INTEREST

Identifiers

SEC RIA File Number	801-60563
SEC ERA File Number	801-60563
SEC CIK Numbers	1861158
SEC CRD Numbers	114238
Legal Entity Identifier	None

Principal Office

30 B GROVE STREET
PITTSFORD
NY
United States

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic