KOHLHEPP INVESTMENT ADVISORS, LTD.
Adviser information for KOHLHEPP INVESTMENT ADVISORS, LTD. last updated from Form ADV on February 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 843 | $168.4M |
| Non-Discretionary | 57 | $4.8M |
| Total | 900 | $173.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 270 | $56.4M |
| HNW Individuals | 48 | $115.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-60581 |
|---|---|
| SEC ERA File Number | 801-60581 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113989 |
| Legal Entity Identifier | None |
Principal Office
3655 ROUTE 202SUITE 100
DOYLESTOWN
PA
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 215-340-5777, Fax: 215-340-5788
Chief Compliance Officer
EDWARD J KOHLHEPP
FOUNDER, CEO
3655 ROUTE 202
SUITE 100
DOYLESTOWN
PA
United States
Tel:
215-340-5777
Fax:
215-340-5788
E**@*******************M
(Full email address available in API data)
Regulatory Contact
MARY BETH KOHLHEPP ROCHE
DIRECTOR OF OPERATIONS
3655 ROUTE 202
SUITE 100
DOYLESTOWN
PA
United States
Tel:
215-340-5777
Fax:
215-340-5788
M*******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KOHLHEPP, EDWARD, JOHN | Individual | – | FOUNDER, CEO AND CHIEF COMPLIANCE OFFICER | 09/1998 | 50-75% |
| KOHLHEPP, EDWARD, JOSEPH | Individual | – | PRESIDENT | 12/2012 | 50-75% |