CAZ INVESTMENTS L.P.

Adviser information for CAZ INVESTMENTS L.P. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 48
Investment Advisory/Research 46
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 24
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8,044 $6.4B
Non-Discretionary 0 $0
Total 8,044 $6.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 1 $2.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 83 $6.4B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-60606
SEC ERA File Number 801-60606
SEC CIK Numbers 1159363
SEC CRD Numbers 113931
Legal Entity Identifier None

Principal Office

ONE RIVERWAY
SUITE 2000
HOUSTON
TX
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 713-403-8250, Fax: 713-403-8251

Chief Compliance Officer

ISAIAH MASSEY
MANAGING DIRECTOR
ONE RIVERWAY, SUITE 2000
HOUSTON
TX
United States
Tel: 713-403-8250
Fax: 713-403-8251
(Full email address available in API data)

Regulatory Contact

CHRISTOPHER A. ZOOK
CHAIRMAN / CHIEF INVESTMENT OFFICER
ONE RIVERWAY, SUITE 2000
HOUSTON
TX
United States
Tel: 713-403-8250
Fax: 713-403-8251
(Full email address available in API data)

Industry Affiliates

CAZ INVESTMENTS EQUITY AI LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY BB LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY CIO LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY CPF LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY DDF LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY DO LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY DPI LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY DTF LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY EE LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY EI3 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY EI4 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY ES LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY ESO LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY GPO LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY HCI LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY HCI2 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY HSO LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY ICON LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY II, L.P. Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY MRF2 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY MRF3 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY MWP LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY OGP LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PE LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PEA2 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PEO LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PEO2 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PEO3 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PEOB2 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PEOD5 LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PIF LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY PSO LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY RMF LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY VFF LP Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS EQUITY, L.P. Sponsor, GP, manager of pooled investment vehicles
CAZ INVESTMENTS REGISTERED ADVISER LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
CAZ REAL ESTATE RECOVERY FUND, L.P. Real Estate Fund $2.9M $0.5M 32
CAZ AI FUND, L.P. Private Equity Fund $2.9M $0.5M 62
CAZ BARBELL (QP) FUND, L.P. Hedge Fund $28.7M $1.0M 37
CAZ BARBELL FUND, L.P. Hedge Fund $38.5M $1.0M 67
CAZ BARBELL OFFSHORE FUND, LTD. Hedge Fund $11.6M $1.0M 30
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - 100T PORTFOLIO Private Equity Fund $8.5M $0.3M 51
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - ACP PORTFOLIO Private Equity Fund $65.0M $1.0M 26
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - CLS PORTFOLIO Private Equity Fund $8.4M $0.5M 52
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - DIDI B PORTFOLIO Private Equity Fund $0.0M $0.0M 0
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - DIDI PORTFOLIO Private Equity Fund $0.0M $0.0M 0
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - FUNDBOX PORTFOLIO Private Equity Fund $11.1M $0.5M 9
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - HPE (UB) PORTFOLIO Private Equity Fund $5.4M $0.1M 15
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - HPE PORTFOLIO Private Equity Fund $34.6M $0.1M 35
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - IF PORTFOLIO Private Equity Fund $11.1M $0.3M 4
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - ISQ PORTFOLIO Private Equity Fund $66.0M $1.0M 42
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - MCP PORTFOLIO Private Equity Fund $129.6M $1.0M 93
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - MSOUTH PORTFOLIO Private Equity Fund $25.6M $1.0M 35
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - ORTF2 PORTFOLIO Private Equity Fund $75.8M $0.3M 30
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - PLT (UB) PORTFOLIO Private Equity Fund $20.7M $0.3M 20
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - PLT PORTFOLIO Private Equity Fund $39.5M $0.3M 34
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - RS PORTFOLIO Private Equity Fund $10.8M $0.3M 6
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - VEP (UB) PORTFOLIO Private Equity Fund $9.2M $0.1M 21
CAZ CO-INVESTMENT OPPORTUNITIES FUND, L.P. - VEP PORTFOLIO Private Equity Fund $46.3M $0.1M 49
CAZ CO-INVESTMENT OPPORTUNITIES LIQUID FUND, L.P. - DIDI II PORTFOLIO Hedge Fund $17.2M $0.1M 227
CAZ CO-INVESTMENT OPPORTUNITIES LIQUID FUND, L.P. - OPENDOOR II PORTFOLIO Hedge Fund $2.2M $0.1M 41
CAZ CREDIT OPPORTUNITY (TE), L.P. Hedge Fund $2.8M $0.5M 11
CAZ CREDIT OPPORTUNITY, L.P. Hedge Fund $84.9M $0.5M 56
CAZ DFG DIVERSIFIED FUND, L.P. - VINTAGE I PORTFOLIO Private Equity Fund $30.2M $0.1M 97
CAZ DISLOCATION OPPORTUNITIES FUND - TE, L.P. Private Equity Fund $13.3M $1.0M 46
CAZ DISLOCATION OPPORTUNITIES FUND, L.P. Private Equity Fund $49.1M $1.0M 123
CAZ DISRUPTIVE TECHNOLOGIES FUND, L.P. - KV PORTFOLIO Private Equity Fund $131.2M $1.0M 339
CAZ DIVERSIFIED PRIVATE INVESTMENTS CLASS A FUND, L.P. Private Equity Fund $3.3M $1.0M 1
CAZ DIVERSIFIED PRIVATE INVESTMENTS FOUNDERS CLASS FUND, L.P. Hedge Fund $264.7M $3.0M 150
CAZ ENERGY EVOLUTION FUND - TE, L.P. Private Equity Fund $1.7M $1.0M 2
CAZ ENERGY EVOLUTION FUND, L.P. Private Equity Fund $2.4M $1.0M 8
CAZ ENERGY INFRASTRUCTURE FUND II, L.P. Private Equity Fund $1.5M $0.5M 38
CAZ ENERGY INFRASTRUCTURE FUND III-C, L.P. Private Equity Fund $1.3M $0.5M 13
CAZ ENERGY INFRASTRUCTURE FUND III, L.P. Private Equity Fund $11.3M $0.5M 62
CAZ ENERGY INFRASTRUCTURE FUND IV, LP Private Equity Fund $14.7M $1.0M 71
CAZ ENTERPRISE SOFTWARE OPPORTUNITIES FUND, L.P. Private Equity Fund $101.5M $1.0M 231
CAZ ESPORTS FUND, L.P. - ARTIST ESPORTS EDGE PORTFOLIO Private Equity Fund $24.4M $0.3M 103
CAZ ESPORTS FUND, L.P. - ARTIST SPV D PORTFOLIO Private Equity Fund $6.3M $0.5M 8
CAZ GP OWNERSHIP CLASS A FUND, L.P. Hedge Fund $300.4M $1.0M 406
CAZ GP OWNERSHIP CLASS B FUND, L.P. Hedge Fund $87.5M $1.0M 214
CAZ GP OWNERSHIP CLASS C FUND, L.P. Hedge Fund $757.2M $1.0M 687
CAZ GP OWNERSHIP CLASS D FUND, L.P. Hedge Fund $186.2M $1.0M 291
CAZ GP OWNERSHIP CLASS E FUND, L.P. Hedge Fund $553.0M $1.0M 483
CAZ GP OWNERSHIP CLASS F FUND, L.P. Hedge Fund $145.8M $1.0M 227
CAZ HALCYON OFFSHORE STRATEGIC OPPORTUNITIES FUND, L.P. Private Equity Fund $0.9M $0.5M 15
CAZ HALCYON STRATEGIC OPPORTUNITIES FUND, L.P. Private Equity Fund $5.2M $0.5M 98
CAZ HEALTHCARE FUND - ISRAEL II, L.P. Private Equity Fund $13.0M $0.5M 35
CAZ HEALTHCARE FUND - ISRAEL, L.P. Private Equity Fund $2.6M $0.5M 19
CAZ ICON B FUND, L.P. Private Equity Fund $5.0M $0.1M 29
CAZ ICON FUND, L.P. Private Equity Fund $8.0M $0.5M 26
CAZ MEDICAL ROYALTY FUND II, L.P. Private Equity Fund $1.3M $0.5M 66
CAZ MEDICAL ROYALTY FUND III, L.P. Private Equity Fund $28.8M $0.5M 147
CAZ MERCHANT WP I FUND, L.P. Private Equity Fund $39.0M $0.3M 74
CAZ OIL & GAS PRODUCTION FUND, L.P. Private Equity Fund $0.3M $0.5M 41
CAZ PARTNERS FUND LIQUID INCOME (TE), L.P. Hedge Fund $87.9M $0.1M 189
CAZ PARTNERS FUND, L.P. - LIQUID INCOME (QP) PORTFOLIO Hedge Fund $540.6M $0.5M 781
CAZ PARTNERS FUND, L.P. - LIQUID INCOME PORTFOLIO Hedge Fund $122.6M $0.5M 89
CAZ PARTNERS FUND, L.P. - PRIVATE EQUITY ACCESS PORTFOLIO Private Equity Fund $64.2M $0.5M 93
CAZ PRIVATE ENERGY FUND, L.P. Private Equity Fund $33.4M $1.0M 23
CAZ PRIVATE EQUITY ACCESS FUND II, L.P. - NON-CONDUIT SERIES Private Equity Fund $26.5M $1.0M 5
CAZ PRIVATE EQUITY ACCESS FUND II, L.P. - OFFSHORE SERIES Private Equity Fund $50.8M $1.0M 96
CAZ PRIVATE EQUITY ACCESS FUND II, L.P. - ONSHORE (QP) SERIES Private Equity Fund $139.1M $0.5M 150
CAZ PRIVATE EQUITY ACCESS FUND II, L.P. - ONSHORE SERIES Private Equity Fund $43.3M $0.5M 32
CAZ PRIVATE EQUITY OWNERSHIP (TE) FUND, L.P. Private Equity Fund $31.0M $0.5M 13
CAZ PRIVATE EQUITY OWNERSHIP BCP2 FUND, L.P. Private Equity Fund $39.4M $1.0M 34
CAZ PRIVATE EQUITY OWNERSHIP D5 FUND - TE, L.P. Private Equity Fund $5.8M $1.0M 13
CAZ PRIVATE EQUITY OWNERSHIP D5 FUND, L.P. Private Equity Fund $111.2M $1.0M 93
CAZ PRIVATE EQUITY OWNERSHIP FUND II (NC), L.P. Private Equity Fund $5.0M $0.5M 1
CAZ PRIVATE EQUITY OWNERSHIP FUND II, L.P. Private Equity Fund $349.7M $0.5M 124
CAZ PRIVATE EQUITY OWNERSHIP FUND III-F, L.P. Private Equity Fund $4.1M $1.0M 6
CAZ PRIVATE EQUITY OWNERSHIP FUND III, L.P. Private Equity Fund $598.2M $1.0M 240
CAZ PRIVATE EQUITY OWNERSHIP FUND, L.P. Private Equity Fund $127.2M $0.5M 78
CAZ PRIVATE INCOME FUND, L.P. Hedge Fund $64.3M $0.5M 56
CAZ PROFESSIONAL SPORTS OWNERSHIP FUND I - TE, L.P. Private Equity Fund $32.3M $1.0M 82
CAZ PROFESSIONAL SPORTS OWNERSHIP FUND I, L.P. Private Equity Fund $297.9M $1.0M 397
CAZ REAL ESTATE RECOVERY FUND II, L.P. Real Estate Fund $11.8M $0.5M 44
CAZ RISK MITIGATION FUND, L.P. - PURE HEDGE PORTFOLIO Hedge Fund $8.1M $1.0M 13
CAZ RISK MITIGATION FUND, L.P. - RISK MITIGATION PLUS INCOME PORTFOLIO Hedge Fund $9.0M $1.0M 16
CAZ RISK MITIGATION FUND, L.P. - RISK MITIGATION PORTFOLIO Hedge Fund $403.6M $1.0M 132
CAZ RISK MITIGATION PLUS INCOME FUND (TE), L.P. Hedge Fund $1.3M $1.0M 9
CAZ VALLEY FORGE FUND, L.P. Private Equity Fund $4.3M $0.5M 14

Control Persons

Name Type Entity Title Since Ownership
CAZ INVESTMENTS MANAGEMENT LLC Domestic Entity GENERAL PARTNER 08/2001 < 5%
ZOOK, CHRISTOPHER, ALAN Individual CAZ INVESTMENTS 2021 GP LLC OWNER 05/2021 > 75%
ZOOK, CHRISTOPHER, ALAN Individual CHAIRMAN/CHIEF INVESTMENT OFFICER 08/2001 < 5%
MASSEY, ISAIAH, LUKE Individual CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER 06/2014 < 5%
CAZ INVESTMENTS 2021 GP LLC Domestic Entity CAZ INVESTMENTS 2021 LP GENERAL PARTNER 05/2021
ZOOK, CHRISTOPHER, ALAN Individual YAHWEH HOLDINGS LTD OWNER 02/1998 50-75%
CAZ INVESTMENTS 2021 LP Domestic Entity LIMITED PARTNER 05/2021 > 75%
CAZ INVESTMENTS 2021 LP Domestic Entity CAZ INVESTMENTS MANAGEMENT LLC GENERAL PARTNER 05/2021
YAHWEH HOLDINGS LTD Domestic Entity CAZ INVESTMENTS 2021 LP LIMITED PARTNER 05/2021 25-50%
ZOOK, LISA, LABRANT Individual YAHWEH HOLDINGS LTD OWNER 02/1998 50-75%

No. Employees, Historic

5025020202021202220232024202525 on 1/31/202025 on 10/14/202012 on 3/5/202112 on 5/27/202112 on 6/8/202128 on 3/9/202233 on 3/29/202333 on 9/29/202348 on 3/27/2024

RAUM, Historic

7B4B02020202120222023202420251455543985 on 1/31/20201455543985 on 10/14/20201962125375 on 3/5/20211962125375 on 5/27/20211962125375 on 6/8/20212807452860 on 3/9/20225015915036 on 3/29/20235015915036 on 9/29/20236402686432 on 3/27/2024

No. Clients, Historic

2001000202020212022202320242025113 on 1/31/2020113 on 10/14/202055 on 3/5/202155 on 5/27/202155 on 6/8/202162 on 3/9/202279 on 3/29/202379 on 9/29/202384 on 3/27/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
GAMESQUARE HLDGS INC Common Stock 57 48K
BLOCK INC Common Stock 97 2K
DOCUSIGN INC Common Stock 107 2K
DROPBOX INC-CLASS A Common Stock 101 5K
GRAB HOLDINGS LTD - CL A Common Stock 7K 2M
GREENLIGHT CAPITAL RE LTD-A Common Stock 295 23K
HAGERTY INC-A Common Stock 156 15K
HIPPO HOLDINGS INC Common Stock 48 3K
LUMINAR TECHNOLOGIES INC Common Stock 224 150K
OPENDOOR TECHNOLOGIES INC Common Stock 2K 932K
P10 INC-A Common Stock 36K 4M
PALANTIR TECHNOLOGIES INC-A Common Stock 127 5K
SMARTSHEET INC-CLASS A Common Stock 40 900
SNOWFLAKE INC-CLASS A Common Stock 34 250
SPOTIFY TECHNOLOGY SA Common Stock 132 420
TRAEGER INC Common Stock 24 10K
ZOOM VIDEO COMMUNICATIONS-A Common Stock 59 1K
DESIGN THERAPEUTICS INC Common Stock 134 40K
ARS PHARMACEUTICALS INC Common Stock 85 10K
BLACKSTONE INC Common Stock 2K 14K
BLUE OWL CAPITAL INC Common Stock 5K 285K
JPMORGAN CHASE & CO Common Stock 1K 7K
PAYPAL HOLDINGS INC Common Stock 1K 19K
SPROTT INC Common Stock 877 21K
ISHARES BIOTECHNOLOGY ETF Common Stock 1K 11K
ISHARES MSCI EMERGING MARKET Common Stock 1K 24K
CYTODYN INC Common Stock 1 4K
GROVE COLLABORATIVE HOLDINGS Common Stock 24 13K
HYPERFINE INC Common Stock 4 5K
NEXTDOOR HOLDINGS INC Common Stock 56 20K
REDWIRE CORP Common Stock 72 10K
UPHEALTH INC Common Stock 8 20K
UNITED STATES COMMODITY INDE Common Stock 971 16K
MONDAY COM LIMITED Common Stock 23 96
BLUE OWL CAP CORP III Common Stock 8K 544K
SPY P 08/16/2024 480 Option 218K 400K