Hedge Fund Database

PEREGRINE ASSET ADVISERS, INC.

Adviser information for PEREGRINE ASSET ADVISERS, INC. last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Oregon, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 4
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 496 $516.4M
Non-Discretionary 6 $3.2M
Total 502 $519.7M

Clients

Type Number RAUM
Individuals 454 $183.7M
HNW Individuals 34 $317.4M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 5 $10.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 9 $8.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMFixed feesANNUAL ACCOUNT FEE

Identifiers

SEC RIA File Number 801-60608
SEC ERA File Number 801-60608
SEC CIK Numbers 1535227
SEC CRD Numbers 115738
Legal Entity Identifier None

Principal Office

9755 SW BARNES RD
SUITE 610
PORTLAND
OR
United States
Monday - Friday, 8:00 TO 4:00
Tel: 503-459-4651, Fax: 503-459-4653

Websites

www.peregrineaa.com www.facebook.com/peregrineaa www.northlinewealth.com

Chief Compliance Officer

DAN BOTTI
PRINCIPAL
9755 SW BARNES RD
SUITE 610
PORTLAND
OR
United States
Tel: 503-459-4651
Fax: 503-459-4653
(Full email address available in API data)

Regulatory Contact

DAN BOTTI
CHIEF COMPLIANCE OFFICER
9755 SW BARNES RD
SUITE 610
PORTLAND
OR
United States
Tel: 503.459.4651
Fax: 503.459.4653
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BOTTI, DANIEL, STEWART Individual – PRESIDENT/CHIEF COMPLIANCE OFFICER 12/2000 > 75%

No. Employees, Historic

105020192020202120222023202420256 on 11/19/20195 on 2/5/20205 on 5/6/20205 on 9/21/20204 on 3/2/20214 on 6/14/20213 on 2/3/20223 on 3/4/20223 on 1/9/20233 on 1/9/20232 on 2/1/20232 on 9/1/20232 on 9/1/20232 on 9/1/20232 on 9/1/20236 on 2/9/2024

RAUM, Historic

600M300M02019202020212022202320242025323934172 on 11/19/2019342949061 on 2/5/2020342949061 on 5/6/2020342949061 on 9/21/2020376841103 on 3/2/2021376841103 on 6/14/2021378843919 on 2/3/2022378843919 on 3/4/2022378843919 on 1/9/2023378843919 on 1/9/2023310019906 on 2/1/2023503952999 on 9/1/2023503952999 on 9/1/2023503952999 on 9/1/2023503952999 on 9/1/2023519668992 on 2/9/2024

No. Clients, Historic

60030002019202020212022202320242025343 on 11/19/2019318 on 2/5/2020318 on 5/6/2020318 on 9/21/2020357 on 3/2/2021357 on 6/14/2021331 on 2/3/2022331 on 3/4/2022331 on 1/9/2023331 on 1/9/2023322 on 2/1/2023482 on 9/1/2023482 on 9/1/2023482 on 9/1/2023482 on 9/1/2023502 on 2/9/2024

Holdings

From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 411K 4K –
ABBVIE INC COM 913K 5K –
ACCENTURE PLC IRELAND SHS CLASS A 297K 980 –
ADTALEM GLOBAL ED INC COM 4M 64K –
ADVANCED MICRO DEVICES INC COM 306K 2K –
ALIBABA GROUP HLDG LTD SPONSORED ADS 680K 9K –
ALLIENT INC COM 446K 18K –
ALPHABET INC CAP STK CL C 2M 11K –
ALPHABET INC CAP STK CL A 3M 18K –
ALTRIA GROUP INC COM 300K 7K –
AMAZON COM INC COM 3M 16K –
AMERICAN WTR WKS CO INC NEW COM 220K 2K –
AMGEN INC COM 1M 5K –
APPLE INC COM 8M 36K –
ARISTA NETWORKS INC COM 545K 2K –
ARM HOLDINGS PLC SPONSORED ADS 240K 1K –
ASTRAZENECA PLC SPONSORED ADR 385K 5K –
AT&T INC COM 205K 11K –
AUTOMATIC DATA PROCESSING IN COM 496K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BIOGEN INC COM 214K 923 –
BLACKROCK LTD DURATION INCOM COM SHS 883K 63K –
BOEING CO COM 207K 1K –
BRISTOL-MYERS SQUIBB CO COM 954K 23K –
BROADCOM INC COM 368K 229 –
CANADIAN PACIFIC KANSAS CITY COM 325K 4K –
CATERPILLAR INC COM 460K 1K –
CHEVRON CORP NEW COM 2M 10K –
CISCO SYS INC COM 325K 7K –
CITIGROUP INC COM NEW 228K 4K –
COCA COLA CO COM 322K 5K –
COGNIZANT TECHNOLOGY SOLUTIO CL A 215K 3K –
COLGATE PALMOLIVE CO COM 1M 11K –
COMMERCE BANCSHARES INC COM 1M 24K –
CONOCOPHILLIPS COM 378K 3K –
COSTCO WHSL CORP NEW COM 2M 3K –
CSX CORP COM 356K 11K –
DANAHER CORPORATION COM 204K 815 –
DAVITA INC COM 208K 2K –
DBX ETF TR XTRACK MSCI EURP 375K 9K –
DISNEY WALT CO COM 353K 4K –
DOUBLELINE INCOME SOLUTIONS COM 444K 35K –
DUKE ENERGY CORP NEW COM NEW 1M 12K –
ELI LILLY & CO COM 7M 8K –
ENERSYS COM 701K 7K –
EXXON MOBIL CORP COM 2M 14K –
FEDEX CORP COM 2M 7K –
FIDELITY WISE ORIGIN BITCOIN SHS 4M 69K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 205K 1K –
GE AEROSPACE COM NEW 3M 17K –
GE VERNOVA INC COM 2M 14K –
GENERAC HLDGS INC COM 658K 5K –
GENERAL MLS INC COM 622K 10K –
GENERAL MTRS CO COM 4M 76K –
GOLD ROYALTY CORP COMMON SHARES 665K 40K –
GOLDMAN SACHS GROUP INC COM 392K 866 –
HERSHEY CO COM 633K 3K –
HOME DEPOT INC COM 1M 4K –
HONEYWELL INTL INC COM 336K 2K –
HOWMET AEROSPACE INC COM 4M 54K –
IDEXX LABS INC COM 398K 816 –
INTEL CORP COM 843K 27K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 1M 9K –
ISHARES INC EM MKTS DIV ETF 1M 41K –
ISHARES TR ISHS 1-5YR INVS 1M 26K –
ISHARES TR GRWT ALLOCAT ETF 316K 6K –
ISHARES TR 0-3 MNTH TREASRY 295K 3K –
ISHARES TR MSCI USA ESG SLC 460K 4K –
ISHARES TR NATIONAL MUN ETF 1M 12K –
ISHARES TR BLACKROCK ULTRA 216K 4K –
ISHARES TR CORE S&P MCP ETF 401K 7K –
ISHARES TR CORE S&P500 ETF 251K 458 –
ISHARES TR CORE US AGGBD ET 418K 4K –
ISHARES TR AGGRES ALLOC ETF 2M 24K –
ISHARES TR IBOXX INV CP ETF 524K 5K –
ISHARES TR INTL SEL DIV ETF 656K 24K –
ISHARES TR ISHARES BIOTECH 445K 3K –
ISHARES TR RUSSELL 2000 ETF 2M 10K –
ISHARES TR S&P 500 GRWT ETF 3M 35K –
ISHARES TR S&P 500 VAL ETF 3M 16K –
ISHARES TR S&P MC 400GR ETF 2M 18K –
ISHARES TR S&P MC 400VL ETF 1M 12K –
ISHARES TR CORE S&P SCP ETF 299K 3K –
ISHARES TR S&P SML 600 GWT 1M 9K –
ISHARES TR SP SMCP600VL ETF 934K 10K –
ISHARES TR SELECT DIVID ETF 2M 16K –
ISHARES TR PFD AND INCM SEC 452K 14K –
ISHARES TR 20 YR TR BD ETF 7M 71K –
ISHARES TR MSCI ACWI ETF 1M 11K –
ITRON INC COM 2M 21K –
JOHNSON & JOHNSON COM 2M 12K –
JOHNSON CTLS INTL PLC SHS 655K 10K –
JPMORGAN CHASE & CO. COM 1M 6K –
LANTHEUS HLDGS INC COM 4M 46K –
LIFE TIME GROUP HOLDINGS INC COMMON STOCK 3M 166K –
LOWES COS INC COM 215K 976 –
MANULIFE FINL CORP COM 256K 10K –
MARATHON PETE CORP COM 286K 2K –
MCDONALDS CORP COM 530K 2K –
MERCK & CO INC COM 2M 14K –
META PLATFORMS INC CL A 589K 1K –
MICROSOFT CORP COM 12M 26K –
MODINE MFG CO COM 3M 35K –
NETFLIX INC COM 470K 696 –
NEWMONT CORP COM 459K 11K –
NEXTERA ENERGY INC COM 294K 4K –
NIKE INC CL B 1M 15K –
NORTHROP GRUMMAN CORP COM 831K 2K –
NUSCALE PWR CORP CL A COM 152K 13K –
NUTRIEN LTD COM 719K 14K –
NVIDIA CORPORATION COM 21M 172K –
NXP SEMICONDUCTORS N V COM 1000K 4K –
ONEOK INC NEW COM 4M 54K –
ORACLE CORP COM 806K 6K –
PARSONS CORP DEL COM 4M 54K –
PEPSICO INC COM 2M 12K –
PHILIP MORRIS INTL INC COM 213K 2K –
PHILLIPS 66 COM 625K 4K –
PIMCO ETF TR ENHAN SHRT MA AC 3M 25K –
PROCTER AND GAMBLE CO COM 7M 41K –
PROSHARES TR ULTRAPRO SHT QQQ 2M 5K –
PROSHARES TR ULTRASHRT S&P500 230K 10K –
QUANTA SVCS INC COM 4M 16K –
REPUBLIC SVCS INC COM 222K 1K –
RIO TINTO PLC SPONSORED ADR 276K 4K –
RTX CORPORATION COM 337K 3K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 252K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 253K 2K –
SHELL PLC SPON ADS 411K 6K –
SHERWIN WILLIAMS CO COM 6M 19K –
SPDR GOLD TR GOLD SHS 5M 23K –
SPDR S&P 500 ETF TR TR UNIT 8M 15K –
SPDR SER TR BBG CONV SEC ETF 942K 13K –
SPOTIFY TECHNOLOGY S A SHS 5M 15K –
STRYKER CORPORATION COM 288K 846 –
TESLA INC COM 1M 6K –
THE CIGNA GROUP COM 275K 831 –
THERMO FISHER SCIENTIFIC INC COM 316K 571 –
TJX COS INC NEW COM 291K 3K –
TRANSDIGM GROUP INC COM 202K 158 –
UNILEVER PLC SPON ADR NEW 560K 10K –
UNION PAC CORP COM 246K 1K –
VALERO ENERGY CORP COM 423K 3K –
VANECK ETF TRUST GOLD MINERS ETF 320K 9K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 21K –
VANGUARD INDEX FDS TOTAL STK MKT 389K 1K –
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 10K –
VANGUARD INDEX FDS GROWTH ETF 237K 634 –
VANGUARD INDEX FDS SMALL CP ETF 520K 2K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 205K 5K –
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 31K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 1M 15K –
VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 235K 3K –
VANGUARD WORLD FD HEALTH CAR ETF 282K 1K –
VANGUARD WORLD FD INF TECH ETF 2M 4K –
VERISK ANALYTICS INC COM 229K 849 –
VERIZON COMMUNICATIONS INC COM 377K 9K –
VIRTU FINL INC CL A 823K 37K –
VISA INC COM CL A 3M 13K –
VISTRA CORP COM 206K 2K –
WALMART INC COM 323K 5K –
WEYERHAEUSER CO MTN BE COM NEW 224K 8K –
WISDOMTREE TR JAPN HEDGE EQT 717K 6K –
XYLEM INC COM 5M 38K –