CONRAD CAPITAL MANAGEMENT, INC.
Adviser information for CONRAD CAPITAL MANAGEMENT, INC. last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 636 | $71.3M |
| Non-Discretionary | 8 | $14.6M |
| Total | 644 | $85.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 115 | $38.8M |
| HNW Individuals | 15 | $35.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $12.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-60622 |
|---|---|
| SEC ERA File Number | 801-60622 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113648 |
| Legal Entity Identifier | None |
Principal Office
1300 VETERANS MEMORIAL HWYSUITE 230
HAUPPAUGE
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 631-439-7878, Fax: 631-439-7879
Websites
Chief Compliance Officer
DONALD E. CONRAD
PRESIDENT
1300 VETERANS MEMORIAL HWY
SUITE 230
HAUPPAUGE
NY
United States
Tel:
631-439-7878
Fax:
631-439-7879
D******@****************M
(Full email address available in API data)
Regulatory Contact
TAUNDRA HURT
DIRECTOR OF OPERATIONS
1300 VETERANS MEMORIAL HWY
SUITE 230
HAUPPAUGE
NY
United States
Tel:
631-439-7878
Fax:
631-439-7879
T****@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CONRAD, DONALD, EDWARD | Individual | – | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | 11/1997 | > 75% |