Hedge Fund Database

VICUS CAPITAL, INC.

Adviser information for VICUS CAPITAL, INC. last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Pennsylvania, United States

Employees

Total Number of Employees 87
Investment Advisory/Research 87
Registered Broker-Dealer Representatives 65
Registered State Investment Advisers 87
Licensed Agents of an Insurance Company 67
No. of Firms/People that Solicit Clients 3

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 7,929 $2.1B
Non-Discretionary 501 $152.9M
Total 8,430 $2.3B

Clients

Type Number RAUM
Individuals 3,754 $683.6M
HNW Individuals 1,829 $1.5B
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 52 $23.3M
Charitable organizations 3 $751,188
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 60 $47.2M
Other 0 $0
Type Number
No. of Non-RAUM Clients 297
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-60628
SEC ERA File Number 801-60628
SEC CIK Numbers 1544806
SEC CRD Numbers 116021
Legal Entity Identifier None

Principal Office

476 ROLLING RIDGE DRIVE
SUITE 315
STATE COLLEGE
PA
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 855-558-4287, Fax: 814-235-3500

Websites

vicuscapital.com/ www.linkedin.com/company/vicus-capital/

Chief Compliance Officer

KIMBERLI J. CASNER
SENIOR VICE PRESIDENT
476 ROLLING RIDGE DRIVE
SUITE 315
STATE COLLEGE
PA
United States
Tel: 8142312221
Fax: 8142353500
(Full email address available in API data)

Regulatory Contact

ERIC K. DARE
PRESIDENT & CEO
476 ROLLING RIDGE DRIVE
SUITE 315
STATE COLLEGE
PA
United States
Tel: (855) 558-4287
Fax: (814) 235-3500
(Full email address available in API data)

Industry Affiliates

AEGIS RETIREMENT STRATEGIES Pension consultant
AEGIS RETIREMENT STRATEGIES Pension consultant
BEVERIDGE INSURANCE INC., DBA BEVERIDGE AND ASSOCIATES Insurance company or agency
BROWN, SCHULTZ, SHERIDAN & FRITZ Accountant or accounting firm
FRM INSURANCE GROUP Insurance company or agency
HUNTER INSURANCE & FINANCIAL Insurance company or agency
KOSTUKOVICH FINANCIAL GROUP, LLC Accountant or accounting firm
MCGLOTHIN INSURANCE Insurance company or agency
NOVIELLO CONSULTING SERVICES Accountant or accounting firm
RICK LEET AGENCY Insurance company or agency
RICK LEET AGENCY Insurance company or agency
SCHOOLEY TAX & ACCOUNTING, LLC Accountant or accounting firm

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
DARE, EDWARD, KRAMER Individual – EXECUTIVE VICE-PRESIDENT 02/2009 50-75%
CASNER, KIMBERLI, JEAN Individual – CHIEF COMPLIANCE OFFICER 02/2005 < 5%
DARE, ERIC, KRAMER Individual – PRESIDENT AND CEO 01/2010 50-75%
KAY, DAWN ELLEN Individual – VICE PRESIDENT - FINANCE 01/2014 < 5%
Bates, Jacqueline, Nyree Clark Individual – CHIEF OPERATIONS OFFICER 01/2018 < 5%

No. Employees, Historic

9045020202021202220232024202581 on 3/20/202081 on 6/30/202087 on 3/17/202187 on 2/28/202287 on 3/1/202287 on 11/4/202287 on 11/4/202287 on 2/24/202387 on 3/19/2024

RAUM, Historic

3B2B02020202120222023202420251775074371 on 3/20/20201775074371 on 6/30/20201860440628 on 3/17/20212320184392 on 2/28/20222320184392 on 3/1/20222320184392 on 11/4/20222320184392 on 11/4/20222014773022 on 2/24/20232254526552 on 3/19/2024

No. Clients, Historic

6,0003,00002020202120222023202420253997 on 3/20/20203997 on 6/30/20204415 on 3/17/20215142 on 2/28/20225142 on 3/1/20225142 on 11/4/20225142 on 11/4/20225362 on 2/24/20235698 on 3/19/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ISHARES S&P 500 INDEX ETF 179M 328K –
ISHARES CORE MSCI EAFE ETF 86M 1M –
ISHARES CORE S&P MID CAP ETF ETF 74M 1M –
ISHARES S&P SMALLCAP 600 ETF ETF 48M 447K –
MICROSOFT COM 41M 92K –
ISHARES AGGREGATE BOND ETF ETF 37M 381K –
INVESCO S&P 500 EQUAL WEIGHT ETF ETF 33M 201K –
FIDELITY TOTAL BOND ETF ETF 30M 676K –
ISHARES TR S&P 100 INDEX FUND ETF 29M 111K –
SPDR PORTFOLIO S&P 500 VALUE ETF ETF 28M 567K –
ISHARES CORE MSCI EMERGING MKTS ETF 24M 446K –
VANGUARD S&P 500 ETF ETF 22M 43K –
FID MSCI INFO TECHNOLOGY INDEX ETF ETF 20M 118K –
ISHARES AMT-FREE MUNI BOND ETF ETF 19M 177K –
ISHARES CORE DIVIDEND GROWTH ETF ETF 19M 324K –
SPDR PORTFOLIO S&P 500 GROWTH ETF ETF 18M 221K –
INVESCO QQQ TRUST ETF 18M 37K –
BHP GROUP LTD SPONSORED ADS ADR 16M 273K –
FIDELITY MSCI INDL INDEX ETF ETF 14M 220K –
APPLE INC COM 13M 62K –
COLGATE PALMOLIVE CO COM COM 12M 120K –
FIDELITY MSCI HEALTH CARE INDEX ETF ETF 11M 153K –
ISHARES GOLD TRUST ETF ETF 10M 233K –
PIMCO ACTIVE BD ETF ETF 10M 112K –
VANGUARD VALUE ETF ETF 9M 57K –
SPDR DOUBLELINE TOT RETURN TACT ETF ETF 9M 228K –
VANGUARD LONG-TERM TREASURY INDX FD ETF 9M 150K –
VANGUARD GROWTH ETF ETF 8M 21K –
FIRST TR TCW UNCONSTRAINED PLUS BD ETF 7M 297K –
CAPITAL GROUP US MULTI-SECTOR INCM ETF 7M 260K –
ISHARES S&P 500 VALUE ETF ETF 6M 35K –
ISHARES S&P SMALLCAP 600 VALUE ETF ETF 6M 62K –
NVIDIA CORPORATION COM COM 6M 47K –
ISHARES MSCI INTL QUALITY FACTR ETF ETF 6M 148K –
VANGUARD EXTENDED MARKET ETF ETF 6M 33K –
GOOGLE INC COM 5M 30K –
JPMORGAN EQUITY PREMIUM INCOME ETF ETF 5M 89K –
AMAZON.COM INC COM 5M 25K –
ISH CORE TOTAL USD BOND MARKET ETF ETF 5M 108K –
IQ MACKAY MUNI INTERMEDIATE ETF ETF 5M 198K –
SPDR PORT DEVELOPED WORLD EX-US ETF ETF 4M 126K –
VANGUARD TOTAL STK MKT ETF 4M 14K –
NUVEEN ESG LARGE-CAP VALUE ETF ETF 4M 96K –
JPMORGAN MUNICIPAL ETF ETF 3M 69K –
VANGUARD TAX-EXEMPT BOND ETF ETF 3M 69K –
ISHR JPMORG USD EMERG MARKTS BD ETF ETF 3M 39K –
GOLDMAN SACHS ACCESS TREAS 0-1 YEAR ETF 3M 33K –
SPDR PORTFOLIO S&P 500 ETF ETF 3M 48K –
ISHR S&P NORTH AMER TECH-SOFTWARE ETF 3M 34K –
SPDR S&P CAPITAL MARKETS ETF ETF 3M 27K –
ISHR IBOXX HIGH YIELD CORP BD ETF ETF 3M 38K –
KBW INSURANCE ETF 3M 57K –
ISH DOW JONES US HOME CONST ETF ETF 3M 27K –
FIDELITY ENHANCED INTERNATIONAL ETF ETF 2M 87K –
ISHARES 20 YR TREASURY ETF ETF 2M 25K –
REAL ESTATE SELECT SECTOR SPDR FUND ETF 2M 59K –
JPMORGAN CHASE & CO. COM COM 2M 11K –
META PLATFORMS INC CL A COM 2M 4K –
MKT VCTRSTR LHMAN BRS AMT-FR INTRMD ETF 2M 47K –
UTILITIES SELECT SECTOR SPDR FUND ETF 2M 32K –
ISH BROAD USD HGH YD CORP BD ETF ETF 2M 59K –
EXXON MOBIL CORP COM COM 2M 18K –
AVANTIS U.S. EQUITY ETF ETF 2M 23K –
SPDR GOLD MINISHARES TRUST ETF 2M 43K –
VANGUARD HIGH DIVIDEND YIELD ETF 2M 16K –
ISHARES MSCI KLD 400 SOCIAL ETF ETF 2M 18K –
BERKSHIRE HATHAWAY INC DEL CL A COM 2M 3 –
VANGUARD SMALL CAP ETF ETF 2M 8K –
ISHARES S&P SMALLCAP 600 GROWTH ETF ETF 2M 14K –
ISHARES ESG AWARE MSCI EAFE ETF ETF 2M 23K –
VANGUARD LONG TERM CORP BOND FD ETF ETF 2M 22K –
JANUS HENDERSON SHT DURATION INCOME ETF 2M 34K –
VANGUARD SHORT TERM CORP BD FD ETF ETF 2M 21K –
VANGUARD Intmd-TERM CORP BD ETF ETF 2M 20K –
NUVEEN ESG SMALL-CAP ETF ETF 2M 41K –
ISHARES S&P MIDCAP 400 VALUE ETF ETF 2M 14K –
BERKSHIRE HATHAWAY INC DEL CL B NEW COM 2M 4K –
VCTRY US SMLL CP HGH IVD VLTLTY WTD ETF 1M 28K –
ISHR TRST COR MSCI TOT INTL STK ETF ETF 1M 22K –
ISHARES S&P MIDCAP 400 GROWTH INDEX ETF 1M 17K –
SCHWAB FUNDAMENTAL US SMALL CO INDX ETF 1M 27K –
INSPIRE CORPORATE BOND ETF ETF 1M 62K –
VANGUARD INTERMEDIATE-TERM BOND ETF 1M 18K –
ALPHABET INC CAP STK CL C COM 1M 7K –
FRST TRST TCW OPPORTUNISTIC FXD INC ETF 1M 31K –
WISDOMTREE FLOATING RATE TREASRY FD ETF 1M 26K –
CHEVRON CORP NEW COM COM 1M 8K –
VISA INC COM 1M 5K –
GLOBAL X NASDAQ 100 COVERED CALL ETF 1M 65K –
PACER US CASH COWS 100 ETF ETF 1M 21K –
MERCK & CO INC COM 1M 9K –
ISHR TRUST CORE SHRT TERM US BD ETF ETF 1M 23K –
INSPIRE 100 ETF ETF 1M 29K –
BROADCOM INC COM COM 1M 671 –
ISHR GLD TRST MICR ETF BENEF INTRST ETF 1M 46K –
LOCKHEED MARTIN CORP COM 1M 2K –
HOME DEPOT COM 1M 3K –
PRUDENTIAL FINL INC COM 1M 9K –
UNITEDHEALTH GROUP COM 1M 2K –
VANGUARD FTSE ALL-WORLD EX-US ETF 1M 17K –
JOHNSON & JOHNSON COM COM 1M 7K –
LOWES COS INC COM COM 966K 4K –
SCHWAB US DIVIDEND EQUITY ETF ETF 948K 12K –
ISHARES TR S&P 1500 INDEX FD ETF 947K 8K –
WISDOMTREE SMALLCAP DIVIDEND ETF 916K 29K –
VANGUARD DIVIDEND APPRECIATION ETF ETF 901K 5K –
ISHARES 1-3 YR TREASURY BOND ETF ETF 900K 11K –
NUVEEN ESG MID-CAP GROWTH ETF ETF 890K 21K –
GLDMN SCHS ACT EBETA US LRG CAP EQ ETF 868K 8K –
PROCTER AND GAMBLE CO COM COM 867K 5K –
WISDOMTREE MIDCAP DIVIDEND ETF 788K 17K –
SPDR MSCI USA STRATEGICFACTORS ETF ETF 769K 5K –
FIDELITY MSCI ENERGY INDEX ETF ETF 765K 30K –
ELI LILLY & CO COM COM 747K 825 –
ISHR INT SELECT DIV ETF ETF 743K 27K –
AT&T INC COM COM 741K 39K –
ISHARES 7-10 YR TREASURY BOND ETF ETF 734K 8K –
DISNEY WALT CO COM COM 732K 7K –
iSH 0-5 YR HIGH YIELD CORP BD ETF ETF 713K 17K –
VANGUARD MEGA CAP VALUE ETF ETF 703K 6K –
NETFLIX COM INC COM 702K 1K –
JOHN HANCOCK MULTIFACTOR MID CAP ETF 695K 13K –
SPDR S&P 500 ETF TRUST ETF 691K 7K –
SPDR PORTFOLIO S&P 400 MID CAP ETF ETF 686K 13K –
PEPSICO INC COM COM 654K 4K –
ISHARES 10-20 YEAR TREASURY BND ETF ETF 649K 6K –
MEDTRONIC PLC SHS COM 649K 8K –
TMTHY PN TMTHY PN US LRG/MD CP CR ETF 645K 16K –
ISH 5-10 YR INVEST GRADE CORP BD ETF 631K 12K –
MASTERCARD INC COM 628K 1K –
NUVEEN ESG LARGE-CAP GROWTH ETF ETF 628K 8K –
RTX CORPORATION COM COM 627K 6K –
ABBOTT LABS COM COM 626K 6K –
TJX COS INC NEW COM COM 621K 6K –
INTL BUSINESS MACHINES COM 615K 4K –
ADVANCED MICRO DEVICES INC COM COM 608K 4K –
COMCAST CORP NEW CL A COM 599K 15K –
CHUBB LIMITED COM COM 598K 2K –
ORACLE CORPORATION COM 596K 4K –
COCA COLA CO COM COM 591K 9K –
STRYKER CORP COM 590K 2K –
WALMART INC COM COM 584K 9K –
VALERO ENERGY CORP COM 584K 4K –
ADOBE SYS INC COM 582K 1K –
BECTON DICKINSON & CO COM COM 578K 2K –
QUALCOMM INC COM COM 563K 3K –
BANK AMERICA CORP COM COM 558K 14K –
SCHWAB US MID-CAP ETF ETF 546K 7K –
GENERAL MOTORS CORP COM 528K 11K –
CISCO SYS INC COM 526K 11K –
SOUTHERN CO COM COM 520K 7K –
ISHARES FLOATING RATE BOND ETF ETF 518K 10K –
SALESFORCE COM COM 518K 2K –
ABBVIE INC COM COM 517K 3K –
SPDR PORTFOLIO EMERGING MARKETS ETF ETF 507K 13K –
INTUITIVE SURGICAL, INC. COM 501K 1K –
ISHR TR DOW JONESUS AEROSPACE & DEF ETF 499K 4K –
UNION PAC CORP COM COM 499K 2K –
EATON CORP PLC SHS COM 495K 2K –
TECHNOLOGY SELECT SECTOR SPDR ETF 493K 2K –
CATERPILLAR INC COM COM 489K 1K –
COSTCO WHOLESALE CORP COM 487K 573 –
PALO ALTO NETWORKS INC COM COM 481K 1K –
HEALTH CARE SELECT SECTOR SPDR ETF 479K 3K –
MASCO CORP COM COM 478K 7K –
LINDE PLC SHS COM 473K 1K –
THERMO FISHER SCIENTIFIC INC COM COM 465K 842 –
UBER TECHNOLOGIES INC COM COM 459K 6K –
SHERWIN WILLIAMS CO COM COM 459K 2K –
S&P GLOBAL INC COM COM 455K 1K –
WELLS FARGO CO NEW COM COM 453K 8K –
MICRON TECHNOLOGY COM 447K 3K –
HARTFORD MUNICIPAL OPPORTUNITIES ETF 446K 12K –
FEDEX CORP COM 445K 1K –
HONEYWELL INTL INC COM 425K 2K –
SPDR PORTFOLIO AGGREGATE BOND ETF ETF 421K 17K –
PIMCO INTERMEDIATE MUNI BD ACTIVE ETF 418K 8K –
TIMOTHY PLAN US SMALL CAP CORE ETF ETF 416K 12K –
INSPIRE GLOBAL HOPE ETF ETF 415K 11K –
TARGET CORP COM COM 415K 3K –
NEXTERA ENERGY INC COM COM 414K 6K –
ISHR EDGE MSCI US MOMENT FACTOR ETF ETF 412K 2K –
PNC FINL SVCS GROUP INC COM COM 411K 3K –
WISDOMTREE MIDCAP EARNINGS ETF ETF 405K 7K –
TRAVELERS COMPANIES INC COM COM 405K 2K –
EOG RESOURCES INC COM 403K 3K –
CITIGROUP INC COM 401K 6K –
GILEAD SCIENCES INC COM 398K 6K –
ANALOG DEVICES INC COM COM 383K 2K –
AMERICAN EXPRESS CO COM COM 383K 2K –
METLIFE INC COM COM 382K 5K –
SIMON PPTY GROUP INC NEW COM REIT 377K 2K –
VANGUARD SHORT TERM GOVT BD IDX FD ETF 373K 6K –
ISHARES TR HIGH DIVID EQUITY FD ETF 373K 3K –
ISHARES S&P 500 GROWTH ETF ETF 368K 4K –
FIFTH THIRD BANCORP COM 364K 10K –
WILLIAMS COS INC COM COM 354K 8K –
GRAINGER W W INC COM COM 352K 390 –
ETFS SILVER TR SILVER SHS ETF ETF 352K 13K –
ZOETIS INC COM CL A COM 351K 2K –
ENBRIDGE INC COM COM 346K 10K –
ISHARES TR LEHMAN SHORT TREA BDFD ETF 342K 3K –
AIR PRODS & CHEMS INC COM COM 341K 1K –
INTEL CORP COM COM 340K 11K –
SPDR PORT S&P 600 SMALL CAP ETF ETF 338K 8K –
MCDONALDS CORP COM COM 334K 1K –
APOLLO GLOBAL MGMT INC COM COM 333K 3K –
ASML HOLDING N V N Y REGISTRY SHS ADR 332K 325 –
GOLDMAN SACHS GROUP INC COM 330K 730 –
MARATHON PETE CORP COM 330K 2K –
SERVICENOW INC COM COM 329K 418 –
GE AEROSPACE COM NEW COM 327K 2K –
ECOLAB INC COM COM 327K 1K –
VERIZON COMMUNICATIONS COM 321K 8K –
NOVARTIS AG ADR ADR 310K 3K –
GENERAL DYNAMICS CORP COM COM 310K 1K –
ALCON AG ORD SHS COM 307K 3K –
CVS HEALTH CORP COM COM 305K 5K –
CONOCOPHILLIPS COM COM 302K 3K –
T-MOBILE US INC COM COM 301K 2K –
UNITED PARCEL SERVICE INC COM 300K 2K –
SEMPRA ENERGY COM 298K 4K –
INTUIT INC COM 298K 453 –
ACCENTURE LTD BERMUDA CL A COM 298K 981 –
WASTE MANAGEMENT INC COM 294K 1K –
LAM RESEARCH CORP COM COM 292K 275 –
NUVEEN ESG MID-CAP VALUE ETF ETF 292K 9K –
ALTRIA GROUP INC COM COM 287K 6K –
DANAHER CORP COM 284K 1K –
EMERSON ELEC CO COM COM 278K 3K –
NUVEEN MUN VALUE FD CEF 275K 32K –
AMPHENOL CORP NEW CL A COM 272K 4K –
MARSH & MCLENNAN COS INC COM COM 271K 1K –
TAIWAN SEMICONDUCTR MNFCTRNG CO LTD ADR 270K 2K –
ABRDN PHYSICAL GOLD SHARES ETF ETF 263K 12K –
AMERICAN INTL GROUP INC COM NEW COM 261K 4K –
SAP SE SPON ADR ADR 257K 1K –
AMERICAN TOWER CORP REIT 257K 1K –
EQUINIX INC COM REIT 255K 337 –
WEYERHAEUSER CO REIT 250K 9K –
HERSHEY CO COM COM 248K 1K –
PAYCHEX INC COM 248K 2K –
VANGUARD MID CAP ETF 242K 999 –
WISDOMTREE LARGE CAP DIVIDEND ETF 238K 3K –
ISHARES DJ SELECT DIVIDEND ETF 238K 2K –
NIKE INC CLASS B COM 234K 3K –
AMERIPRISE FINL INC COM COM 233K 546 –
TESLA MOTORS INC COM 233K 1K –
INVESCO OPT YD DVRSFD CMMDTY STRTGY ETF 232K 16K –
PFIZER INC COM COM 230K 8K –
WORKDAY INC COM COM 225K 1K –
CADENCE DESIGN SYSTEM INC COM COM 224K 729 –
VULCAN MATLS CO COM COM 223K 896 –
MONSTER BEVERAGE CORP COM 221K 4K –
SPDR SER TR S&P SEMICONDUCTOR ETF ETF 221K 894 –
DISCOVER FINANCIAL SERVICES LLC COM 221K 2K –
PPG INDS INC COM COM 221K 2K –
CENTENE CORP DEL COM COM 218K 3K –
PUBLIC STORAGE INC REIT 216K 752 –
BERKLEY W R CORP COM COM 216K 3K –
ELEVANCE HEALTH INC COM COM 215K 396 –
BOEING CO COM COM 212K 1K –
PSHRS SP500 LOW VOLATILITY ETF ETF 208K 3K –
BROWN & BROWN INC COM COM 208K 2K –
CLOROX CO DEL COM COM 205K 2K –
VANECK SHORT MUNI ETF ETF 205K 12K –
FREEPORT MCMORAN COPPER COM 204K 4K –
FULTON FINANCIAL CORP-PA COM 203K 12K –
AUTOMATIC DATA PROCESSING INC COM COM 202K 848 –
PULTE GROUP INC COM COM 201K 2K –
BRISTOL-MYERS SQUIBB CO COM COM 200K 5K –
RIVIAN AUTOMOTIVE INC COM CL A COM 183K 14K –
FORD MOTOR COMPANY COM 145K 12K –
VODAFONE GROUP NEW ADR F ADR 112K 13K –
LLOYDS BANKING GROUP PLC SPONSORED ADR 103K 38K –
HALEON PLC SPON ADS ADR 99K 12K –
NATWEST GROUP PLC SPONS ADR ADR 85K 11K –
FINVOLUTION GROUP SPONSORED ADS ADR 68K 14K –
URBAN ONE INC CL D NON VTG COM 20K 13K –