Hedge Fund Database

AEGON ASSET MANAGEMENT US

AEGON USA INVESTMENT MANAGEMENT, LLC Legal Name

Adviser information for AEGON ASSET MANAGEMENT US last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Iowa, United States

Employees

Total Number of Employees 258
Investment Advisory/Research 83
Registered Broker-Dealer Representatives 14
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 5

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 204 $88.4B
Non-Discretionary 9 $161.5M
Total 213 $88.5B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 16 $14.5B
Business development companies 0 $0
Pooled investment vehicles 37 $13.1B
Pension and profit sharing plans 10 $2.2B
Charitable organizations 5 $144.2M
State or municipal gov entities <5 $417.1M
Other investment advisers 8 $409.8M
Insurance companies 20 $57.6B
Sovereign wealth funds and foreign official institutions <5 $37.3M
Corporations or other businesses <5 $88.3M
Other 5 $41.4M
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 34

Services

Advisory Services Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CREDIT RESEARCH
Compensation % of AUMFixed feesPerformance-based fees

Identifiers

SEC RIA File Number 801-60667
SEC ERA File Number 801-60667
SEC CIK Numbers 1454937
SEC CRD Numbers 114537
Legal Entity Identifier 4DJIF67XTB552L0E3L78

Principal Office

6300 C STREET SW
CEDAR RAPIDS
IA
United States
Monday - Friday, 8:00 A.M. - 4:30 P.M.
Tel: 319-355-5408, Fax: None

Websites

www.aegonam.com www.linkedin.com/company/aegonam

Chief Compliance Officer

ALINA SAYRE
CHIEF COMPLIANCE OFFICER
222 W. ADAMS STREET
SUITE 2050
CHICAGO
IL
United States
Tel: 312-800-6883
(Full email address available in API data)

Regulatory Contact

HANNAH SCHAEFER
SENIOR COMPLIANCE MANAGER
6300 C STREET SW
CEDAR RAPIDS
IA
United States
Tel: 319-355-5408
(Full email address available in API data)

Industry Affiliates

AEGON ASSET MANAGEMENT HUNGARY B.V. Accountant or accounting firm
AEGON ASSET MANAGEMENT PAN-EUROPE BV Other investment adviser, including financial planners
AEGON ASSET MANAGEMENT UK PLC Other investment adviser, including financial planners
AEGON ESPANA S.A.U. DE SEGUROS Y REASEGUROS Insurance company or agency
AEGON INDUSTRIAL FUND MANAGEMENT CO., LTD Other investment adviser, including financial planners
AEGON INVESTMENT MANAGEMENT B.V. Other investment adviser, including financial planners
AEGON REAL ASSETS US Other investment adviser, including financial plannersReal estate broker or dealerSponsor, GP, manager of pooled investment vehicles
IRONWOOD RE Insurance company or agency
LA BANQUE POSTALE ASSET MANAGEMENT S.A. Other investment adviser, including financial planners
LIICA RE II, INC. Insurance company or agency
RIVER RIDGE INSURANCE COMPANY Insurance company or agency
TLIC OAKBROOK REINSURANCE INC. Insurance company or agency
TLIC WATERTREE REINSURANCE, INC. Insurance company or agency
TRANSAMERICA ASSET MANAGEMENT, INC. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
TRANSAMERICA CAPITAL, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency
TRANSAMERICA CASUALTY INSURANCE COMPANY Insurance company or agency
TRANSAMERICA FINANCIAL LIFE INSURANCE COMPANY Insurance company or agency
TRANSAMERICA INTERNATIONAL RE (BERMUDA) LTD. Insurance company or agency
TRANSAMERICA INVESTORS SECURITIES CORPORATION Broker-dealer, municipal securities dealer, or gov securities broker or dealer
TRANSAMERICA LIFE (BERMUDA) LTD Insurance company or agency
TRANSAMERICA LIFE INSURANCE COMPANY Insurance company or agency
TRANSAMERICA LIFE INTERNATIONAL (BERMUDA) LTD Insurance company or agency
TRANSAMERICA RETIREMENT ADVISORS, LLC Other investment adviser, including financial plannersPension consultant
TRANSAMERICA TRUST COMPANY Trust company

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
AEGON AM FUNDS, LLC - AEGON SUSTAINABLE FIXED INCOME FUND LONG ONLY, NO PERFORMANCE FEE $27.4M $1.0M 3
APOP III, LLC Private Equity Fund $107.3M $0.1M 29
CEDAR FUNDING II CLO, LTD Securitized Asset Fund $340.4M $1.0M 5
CEDAR FUNDING IV CLO, LTD Securitized Asset Fund $563.9M $1.0M 3
CEDAR FUNDING IX CLO, LTD Securitized Asset Fund $482.5M $1.0M 4
CEDAR FUNDING V CLO, LLC Securitized Asset Fund $388.5M $1.0M 2
CEDAR FUNDING VI CLO, LTD Securitized Asset Fund $487.8M $1.0M 2
CEDAR FUNDING VII CLO, LTD Securitized Asset Fund $470.8M $1.0M 3
CEDAR FUNDING VIII CLO, LTD Securitized Asset Fund $492.3M $1.0M 2
CEDAR FUNDING X CLO, LTD Securitized Asset Fund $395.4M $1.0M 2
CEDAR FUNDING XI CLO, LTD Securitized Asset Fund $387.3M $1.0M 2
CEDAR FUNDING XII CLO, LTD Securitized Asset Fund $442.7M $1.0M 2
CEDAR FUNDING XIV CLO, LTD Securitized Asset Fund $376.2M $1.0M 1
CEDAR FUNDING XV CLO, LTD Securitized Asset Fund $398.8M $1.0M 2
CEDAR FUNDING XVII CLO, LTD. Securitized Asset Fund $412.3M $1.0M 1
PFL CORPORATE ACCOUNT ONE INSURANCE COMPANY SEPARATE ACCOUNT $1,381.3M $1.0M 48
TA-APOP II, LLC Private Equity Fund $238.4M $0.1M 27

Control Persons

Name Type Entity Title Since Ownership
AEGON INTERNATIONAL B.V. Foreign Entity TRANSAMERICA CORPORATION OWNER 12/2007 > 75%
AEGON LTD. Foreign Entity AEGON INTERNATIONAL B.V. OWNER 12/2007 > 75%
TRANSAMERICA CORPORATION Domestic Entity AUSA HOLDING, LLC OWNER 12/2004 > 75%
AEGON USA ASSET MANAGEMENT HOLDING, LLC Domestic Entity – MEMBER 10/2009 > 75%
AUSA HOLDING, LLC Domestic Entity AEGON USA ASSET MANAGEMENT HOLDING, LLC OWNER 10/2009 > 75%
THOMPSON, CHRISTOPHER, C Individual – CHIEF EXECUTIVE OFFICER AND ELECTED MANAGER 06/2019 < 5%
THOMPSON, CHRISTOPHER, C Individual AEGON USA ASSET MANAGEMENT HOLDING, LLC ELECTED MANAGER 06/2019
OSTERHAUS, LARA, ANN Individual – ELECTED MANAGER 03/2021 < 5%
OSTERHAUS, LARA, ANN Individual AEGON USA ASSET MANAGEMENT HOLDING, LLC ELECTED MANAGER 03/2021
JONES, STEPHEN, JAMES MARSHALL Individual – AAM CIO, FIXED INCOME, EQUITY AND MULTI-ASSET 04/2022 < 5%
SAYRE, ALINA Individual – CHIEF COMPLIANCE OFFICER 11/2023 < 5%

No. Employees, Historic

40020002019202020212022202320242025318 on 4/25/2019318 on 6/26/2019318 on 10/7/2019318 on 2/14/2020323 on 3/30/2020323 on 7/31/2020323 on 11/20/2020323 on 11/20/2020323 on 1/27/2021307 on 3/29/2021307 on 1/3/2022304 on 3/29/2022304 on 5/9/2022304 on 9/8/2022304 on 11/4/2022289 on 3/29/2023289 on 11/10/2023258 on 3/26/2024

RAUM, Historic

200B100B0201920202021202220232024202595974159980 on 4/25/201995974159980 on 6/26/201995974159980 on 10/7/201995974159980 on 2/14/2020101036870023 on 3/30/2020101036870023 on 7/31/2020101036870023 on 11/20/2020101036870023 on 11/20/2020101036870023 on 1/27/2021113207978442 on 3/29/2021113207978442 on 1/3/2022108880313198 on 3/29/2022108880313198 on 5/9/2022108880313198 on 9/8/2022108880313198 on 11/4/202287349594698 on 3/29/202387349594698 on 11/10/202388549358554 on 3/26/2024

No. Clients, Historic

2001000201920202021202220232024202585 on 4/25/201985 on 6/26/201985 on 10/7/201985 on 2/14/202088 on 3/30/202088 on 7/31/202088 on 11/20/202088 on 11/20/202088 on 1/27/202184 on 3/29/202184 on 1/3/202289 on 3/29/202289 on 5/9/202289 on 9/8/202289 on 11/4/202296 on 3/29/202396 on 11/10/2023101 on 3/26/2024

Holdings

From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALLIANT ENERGY CORP NOTE 3.875% 3/1 734K – TRANSAMERICA CORP
APOLLO GLOBAL MGMT INC SER A MAND CNV 2M 32K TRANSAMERICA CORP
BANK AMERICA CORP 7.25%CNV PFD L 5M 4K TRANSAMERICA CORP
BOOKING HOLDINGS INC NOTE 0.750% 5/0 2M – TRANSAMERICA CORP
CBL & ASSOC PPTYS INC COMMON STOCK 1M 49K TRANSAMERICA CORP
CLEAR CHANNEL OUTDOOR HLDGS COM 218K 154K TRANSAMERICA CORP
EATON VANCE TAX MNGED BUY WR COM 307K 22K TRANSAMERICA CORP
EURONET WORLDWIDE INC NOTE 0.750% 3/1 570K – TRANSAMERICA CORP
EXPEDIA GROUP INC NOTE 2/1 1M – TRANSAMERICA CORP
FIRST TR SR FLTG RATE INCOME COM 303K 30K TRANSAMERICA CORP
FORD MTR CO DEL NOTE 3/1 3M – TRANSAMERICA CORP
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 906K 145K TRANSAMERICA CORP
IHEARTMEDIA INC COM CL A 227K 209K TRANSAMERICA CORP
INVESCO EXCH TRADED FD TR II SR LN ETF 2M 78K TRANSAMERICA CORP
ISHARES TR IBOXX HI YD ETF 290K 4K TRANSAMERICA CORP
NEW AMER HIGH INCOME FD INC COM NEW 369K 50K TRANSAMERICA CORP
NEW MTN FIN CORP NOTE 7.500%10/1 156K – TRANSAMERICA CORP
NEXTERA ENERGY INC UNIT 09/01/2025 3M 60K TRANSAMERICA CORP
PGIM HIGH YIELD BOND FUND IN COM 270K 21K TRANSAMERICA CORP
PIONEER DIVERSIFIED HIGH INC COM 225K 19K TRANSAMERICA CORP
PPL CAP FDG INC NOTE 2.875% 3/1 1M – TRANSAMERICA CORP
PROSPECT CAP CORP NOTE 6.375% 3/0 216K – TRANSAMERICA CORP
RIVERNORTH OPPORTUNITIES FD COM 615K 50K TRANSAMERICA CORP
SOUTHERN CO NOTE 3.875%12/1 2M – TRANSAMERICA CORP
SOUTHWEST AIRLS CO NOTE 1.250% 5/0 2M – TRANSAMERICA CORP
SPDR SER TR PORTFOLIO SHORT 249K 8K TRANSAMERICA CORP
SSGA ACTIVE ETF TR BLACKSTONE SENR 2M 49K TRANSAMERICA CORP
SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 289K 8K TRANSAMERICA CORP
VANGUARD BD INDEX FDS SHORT TRM BOND 224K 3K TRANSAMERICA CORP
VANGUARD BD INDEX FDS TOTAL BND MRKT 3M 45K TRANSAMERICA CORP
VANGUARD INDEX FDS TOTAL STK MKT 84M 313K TRANSAMERICA CORP
VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 662K 11K TRANSAMERICA CORP
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 426K 6K TRANSAMERICA CORP
WELLS FARGO CO NEW PERP PFD CNV A 5M – TRANSAMERICA CORP
WESTERN ASSET HIGH INCOM FD COM 264K 61K TRANSAMERICA CORP