MENGIS CAPITAL MANAGEMENT, INC.
Adviser information for MENGIS CAPITAL MANAGEMENT, INC. last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 607 | $778.5M |
| Non-Discretionary | 40 | $40.8M |
| Total | 647 | $819.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 133 | $42.8M |
| HNW Individuals | 142 | $643.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.4M |
| Charitable organizations | 13 | $55.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 16 | $73.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly charges |
Principal Office
ONE SW COLUMBIASUITE 780
PORTLAND
OR
United States
Monday - Friday, 7:00AM-3:00PM PST
Tel: 503-916-0776, Fax: 503-916-0781
Websites
Chief Compliance Officer
CYNTHIA M ASCHBACHER
CHIEF COMPLIANCE OFFICER
ONE SW COLUMBIA, SUITE 780
PORTLAND
OR
United States
Tel:
503-916-0776
Fax:
503-916-0781
C****@****************M
(Full email address available in API data)
Regulatory Contact
JEFFREY MENGIS
PRESIDENT
ONE SW COLUMBIA
SUITE 780
PORTLAND
OR
United States
Tel:
503-916-0776
Fax:
503-916-0781
J***@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MENGIS, JOSEPH, JEFFREY | Individual | – | PRESIDENT/DIRECTOR | 09/2001 | > 75% |
| ASCHBACHER, CYNTHIA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER/PORTFOLIO MGR. | 09/2007 | < 5% |
| PATTERSON, MICHAEL, DAVID | Individual | – | SHAREHOLDER/RESEARCH & PORTFOLIO MGR. | 01/2015 | 10-25% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 2M | 20K | – |
| AAR CORP COM | COM | 755K | 10K | – |
| ABBOTT LABORATORIES | COM | 469K | 5K | – |
| ABBVIE INC | COM | 2M | 9K | – |
| ADVANCED MICRO DEVIC | COM | 2M | 10K | – |
| AGILENT TECHNOLOGIES INC | COM | 4M | 27K | – |
| AIR PROD & CHEMICALS | COM | 575K | 2K | – |
| AIRBNB INC CLASS A | COM | 612K | 4K | – |
| ALCON INC F | COM | 308K | 3K | – |
| ALPHABET INC. CLASS A - GOOGL | COM | 2M | 10K | – |
| ALPHABET INC. CLASS C - GOOG | COM | 13M | 69K | – |
| AMAZON.COM INC | COM | 7M | 38K | – |
| AMERICAN EXPRESS CO | COM | 2M | 9K | – |
| AMGEN INC. | COM | 2M | 6K | – |
| ANALOG DEVICES INC | COM | 237K | 1K | – |
| APPLE INC | COM | 37M | 177K | – |
| APPLIED MATERIALS | COM | 710K | 3K | – |
| ASML HOLDING N V F SPONSORED A | COM | 235K | 230 | – |
| ATI INC | COM | 4M | 80K | – |
| AUTO DATA PROCESSING | COM | 3M | 12K | – |
| BANK AMERICA CORP | COM | 4M | 106K | – |
| BERKSHIRE HATHAWAY INC CL B | COM | 4M | 10K | – |
| BIOGEN INC | COM | 598K | 3K | – |
| BLACKROCK INC | COM | 319K | 405 | – |
| BOEING CO | COM | 2M | 13K | – |
| BORG WARNER INC | COM | 250K | 8K | – |
| BP PLC F SPONSORED ADR 1 ADR R | COM | 620K | 17K | – |
| BRISTOL-MYERS SQUIBB | COM | 3M | 75K | – |
| BROADCOM INC | COM | 242K | 151 | – |
| BRUKER CORP | COM | 4M | 60K | – |
| CABOT CORP COM | COM | 2M | 20K | – |
| CATERPILLAR INC | COM | 470K | 1K | – |
| CHARLES SCHWAB CORP | COM | 6M | 80K | – |
| CHENIERE ENERGY INC | COM | 201K | 1K | – |
| CHEVRON CORP | COM | 15M | 97K | – |
| CISCO SYSTEMS INC | COM | 299K | 6K | – |
| CITIGROUP INC | COM | 453K | 7K | – |
| CLOROX CO | COM | 898K | 7K | – |
| COLGATE-PALMOLIVE CO | COM | 2M | 20K | – |
| COLUMBIA BANKING SYS | COM | 205K | 10K | – |
| COMCAST CORP NEW CLASS A | COM | 735K | 19K | – |
| CORTEVA INC | COM | 274K | 5K | – |
| COSTCO WHOLESALE CO | COM | 13M | 15K | – |
| COTERRA ENERGY INC | COM | 2M | 83K | – |
| CUMMINS INC | COM | 1M | 5K | – |
| CVS HEALTH CORP | COM | 3M | 50K | – |
| DATADOG INC CL A COM | COM | 714K | 6K | – |
| DEERE & CO | COM | 11M | 30K | – |
| DEVON ENERGY CORP | COM | 474K | 10K | – |
| DUPONT DE NEMOURS INC IA | COM | 2M | 25K | – |
| EATON CORP PLC F | COM | 799K | 3K | – |
| EMERSON ELECTRIC CO | COM | 5M | 42K | – |
| ENBRIDGE INC F | COM | 265K | 7K | – |
| EQT CORP | COM | 296K | 8K | – |
| ERICSSON F SPONSORED ADR 1 ADR | COM | 323K | 52K | – |
| EXXON MOBIL CORP | COM | 8M | 68K | – |
| FEDEX CORP | COM | 3M | 10K | – |
| FIRST SOLAR INC | COM | 1M | 6K | – |
| FLOWSERVE CORP | COM | 2M | 32K | – |
| FREEPORT-MCMORAN INC | COM | 1M | 28K | – |
| GE HEALTHCARE TECHNOLOGI | COM | 2M | 22K | – |
| GENERAL DYNAMICS CO | COM | 1M | 3K | – |
| GENERAL MILLS INC | COM | 738K | 12K | – |
| HERITAGE FINL | COM | 185K | 10K | – |
| HERSHEY COMPANY | COM | 4M | 24K | – |
| HOME DEPOT INC | COM | 5M | 15K | – |
| HONEYWELL INTL INC | COM | 3M | 12K | – |
| HUBBELL INC | COM | 5M | 14K | – |
| IBM CORP | COM | 4M | 22K | – |
| INTEL CORP | COM | 2M | 68K | – |
| INTUITIVE SURGICAL | COM | 232K | 521 | – |
| JOHNSON & JOHNSON | COM | 8M | 52K | – |
| JPMORGAN CHASE & CO | COM | 12M | 58K | – |
| KEMPER CORP DEL | COM | 1M | 23K | – |
| KEYSIGHT TECHNOLOGIES INC SH | COM | 2M | 17K | – |
| KIMBERLY CLARK CORP | COM | 4M | 26K | – |
| KROGER CO | COM | 3M | 60K | – |
| LENNAR CORP CLASS A | COM | 2M | 13K | – |
| LILLY ELI & CO | COM | 7M | 7K | – |
| MARATHON PETE CORP | COM | 2M | 11K | – |
| MATTEL INC. | COM | 439K | 27K | – |
| MAXIMUS INC | COM | 429K | 5K | – |
| MCDONALDS CORP | COM | 1M | 4K | – |
| MEDTRONIC PLC F | COM | 7M | 88K | – |
| MERCK & CO. INC. | COM | 14M | 112K | – |
| META PLATFORMS INC CL A | COM | 1M | 2K | – |
| MICROSOFT CORP | COM | 36M | 81K | – |
| NESTLE S A F SPONSORED ADR 1 A | COM | 561K | 5K | – |
| NETFLIX INC | COM | 213K | 316 | – |
| NEXTERA ENERGY INC | COM | 268K | 4K | – |
| NIKE INC CLASS B | COM | 818K | 11K | – |
| NOVARTIS AG F SPONSORED ADR 1 | COM | 9M | 82K | – |
| NUGENE INTL INC COM | COM | 15K | 2M | – |
| NUSCALE PWR CORP CL A COM | COM | 219K | 19K | – |
| NUTRIEN LTD F | COM | 2M | 30K | – |
| NVIDIA CORP | COM | 1M | 12K | – |
| NXP SEMICONDUCTORS F | COM | 2M | 8K | – |
| OCCIDENTAL PETROL CO | COM | 731K | 12K | – |
| ORACLE CORP | COM | 1M | 9K | – |
| PACCAR INC | COM | 19M | 186K | – |
| PEPSICO INC | COM | 6M | 38K | – |
| PFIZER INC | COM | 2M | 70K | – |
| PHILIP MORRIS INTL | COM | 5M | 45K | – |
| PNC FINL SERVICES | COM | 2M | 12K | – |
| PROCTER & GAMBLE | COM | 3M | 19K | – |
| PRUDENTIAL FINL | COM | 431K | 4K | – |
| QUALCOMM INC | COM | 14M | 70K | – |
| QUANTA SERVICES INC | COM | 9M | 36K | – |
| QUANTUMSCAPE CORP CLASS A | COM | 50K | 10K | – |
| RAYTHEON TECHNOLOGIES CO | COM | 2M | 18K | – |
| SALESFORCE INC | COM | 283K | 1K | – |
| SCHLUMBERGER LTD F | COM | 3M | 63K | – |
| SEAGATE TECHNOLOGY HLD F | COM | 730K | 7K | – |
| SILK ROAD MEDICAL INC | COM | 276K | 10K | – |
| SOLVENTUM CORP COM SHS | COM | 219K | 4K | – |
| SPX TECHNOLOGIES INC REGSHS | COM | 3M | 21K | – |
| STARBUCKS CORP | COM | 3M | 35K | – |
| TELEDYNE TECHNOLOGIE | COM | 960K | 2K | – |
| THE COCA-COLA CO | COM | 3M | 50K | – |
| U S BANCORP | COM | 879K | 22K | – |
| UBER TECHNOLOGIES INC | COM | 2M | 32K | – |
| UNILEVER PLC F SPONSORED ADR 1 | COM | 762K | 14K | – |
| UNION PACIFIC CORP | COM | 617K | 3K | – |
| UNITED PARCEL SRVC CLASS B | COM | 2M | 12K | – |
| VALARIS PLC SHS CLASS A | COM | 1M | 16K | – |
| VALERO ENERGY CORP | COM | 2M | 12K | – |
| VERIZON COMMUNICATN | COM | 2M | 55K | – |
| VIATRIS INC | COM | 390K | 37K | – |
| WABTEC | COM | 1M | 8K | – |
| WALT DISNEY CO | COM | 2M | 23K | – |
| WASTE MANAGEMENT INC | COM | 1M | 6K | – |
| WATERS CORP | COM | 2M | 8K | – |
| WELLS FARGO & CO | COM | 660K | 11K | – |
| WEYERHAEUSER CO REIT | COM | 866K | 31K | – |
| WILLIAMS COS INC | COM | 284K | 7K | – |
| WOODWARD INC | COM | 3M | 20K | – |
| ABRDN BLMBR AL CM LN D SY K 1 | FD | 1M | 34K | – |
| AMERICAN FUNDS NEW PERSP ECTIV | FD | 301K | 5K | – |
| BAIRD CORE PLUS BOND INS T | FD | 114K | 11K | – |
| GOLDMAN SACHS ACCS TRS 0 1 YR | FD | 694K | 7K | – |
| GS ACTVBETA US LRG ETF | FD | 3M | 29K | – |
| GS INTL DVLPD ETF | FD | 10M | 296K | – |
| INVSC QQQ TRUST SRS 1 ETF | FD | 292K | 610 | – |
| ISHARES CORE S&P 500 ETF | FD | 3M | 5K | – |
| ISHARES CORE S&P MID-CAP ETF | FD | 242K | 4K | – |
| ISHARES RUSSELL 2000 ETF | FD | 575K | 3K | – |
| ISHARES S&P 500 GROWTH ETF | FD | 528K | 6K | – |
| ISHARES SELECT DIVIDEND ETF | FD | 302K | 3K | – |
| ISHARES TOTAL US STOCK MARKET | FD | 414K | 3K | – |
| SCHWAB FUNDAMENTAL US LARGE CO | FD | 358K | 5K | – |
| SCHWAB FUNDAMENTAL US SMALL CO | FD | 431K | 8K | – |
| SCHWAB INTERNATIONAL EQUITY ET | FD | 262K | 7K | – |
| SCHWAB SHORT TERM US TREASURY | FD | 205K | 4K | – |
| SCHWAB US BROAD MARKET ETF | FD | 885K | 14K | – |
| SCHWAB US DIVIDEND EQUITY ETF | FD | 2M | 29K | – |
| SCHWAB US LARGE CAP ETF | FD | 5M | 72K | – |
| SCHWAB US LARGE CAP VALUE ETF | FD | 418K | 6K | – |
| SCHWAB US MIDCAP ETF | FD | 4M | 53K | – |
| SCHWAB US SMALL CAP ETF | FD | 1M | 22K | – |
| SCHWAB US TIPS ETF | FD | 1M | 28K | – |
| VANECK MORNINGSTAR INTRNTNL MO | FD | 638K | 20K | – |
| VANECK MORNINGSTAR WIDE MOAT E | FD | 5M | 53K | – |
| VANGUARD DIVIDEND APPRECIATION | FD | 476K | 3K | – |
| VANGUARD ESG U.S. STOCK ETF | FD | 285K | 3K | – |
| VANGUARD FTSE ALL WORLD EX US | FD | 2M | 27K | – |
| VANGUARD INFORMATION TECHNOLOG | FD | 619K | 1K | – |
| VANGUARD INTERMEDIATE TERM BON | FD | 2M | 22K | – |
| VANGUARD INTERMEDIATE TERM COR | FD | 373K | 5K | – |
| VANGUARD MID CAP ETF | FD | 735K | 3K | – |
| VANGUARD SHORT-TERM BOND ETF | FD | 3M | 34K | – |
| VANGUARD TOTAL STOCK MARKET ET | FD | 258K | 966 | – |
| WISDOMTREE JAPAN HEDGED EQUITY | FD | 599K | 5K | – |
| WSDMTRE EMRG MKT EX STT OWN EN | FD | 543K | 18K | – |
| BANK AMERICA COR 4 FLT PFD | PFD | 976K | 43K | – |
| DUKE ENERGY C 5.75 PFD PFD SER | PFD | 246K | 10K | – |
| THE CHARLES S 5.95 PFD SER D | PFD | 415K | 17K | – |
| U.S. BANCORP 5.56 FPD | PFD | 811K | 38K | – |
| ISHARES GOLD ETF | TR UNIT | 3M | 73K | – |
| SPDR GOLD SHARES ETF | TR UNIT | 306K | 1K | – |
| SPDR S&P 500 ETF | TR UNIT | 4M | 7K | – |