PRUNEYARD FINANCIAL GROUP, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	California, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	1
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	276	$123.0M
Non-Discretionary	1	$403,662
Total	277	$123.4M

Clients

Type	Number	RAUM
Individuals	71	$16.2M
HNW Individuals	42	$67.2M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	<5	$39.6M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	<5	$403,631
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	1
No. of Financial Planning Clients	1-10

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation	% of AUMFixed fees
Other Business Activities	Insurance broker or agentAccountant or accounting firm

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	85.0M

Portfolio Manager to Program	Sponsor
PFG MONEY MANAGEMENT PROGRAM	PRUNEYARD FINANCIAL GROUP, INC.

Identifiers

SEC RIA File Number	801-60693
SEC ERA File Number	801-60693
SEC CIK Numbers	1730438
SEC CRD Numbers	117378
Legal Entity Identifier	None

Principal Office

51 EAST CAMPBELL AVENUE
SUITE 140
CAMPBELL
CA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic