Hedge Fund Database

ACR ALPINE CAPITAL RESEARCH, LLC

Adviser information for ACR ALPINE CAPITAL RESEARCH, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 27
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 6
Registered State Investment Advisers 8
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 5,759 $3.8B
Non-Discretionary 6 $1.9B
Total 5,765 $5.6B

Clients

Type Number RAUM
Individuals 4,764 $1.6B
HNW Individuals 788 $1.5B
Banking or thrift institutions 0 $0
Investment companies 2 $135.0M
Business development companies 0 $0
Pooled investment vehicles 2 $95.2M
Pension and profit sharing plans 70 $97.1M
Charitable organizations 53 $120.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 80 $146.0M
Other 6 $1.9B
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsEducational seminars/workshopsINVESTMENT ADVISORY TO UMA MODELS
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 1.0B
Both for Same 0
Portfolio Manager to Program Sponsor
OSM PLATFORM RAYMOND JAMES
MAS PLATFORM MERRILL LYNCH
IMS PLATFORM MORGAN STANLEY
OPPORTUNITY PROGRAM STIFEL, NICOLAUS & COMPANY, INCORPORATED
MAP RBC
MAC UBS FINANCIAL SERVICES
STAR OPPENHEIMER & CO.
MANAGED ACCOUNT COMMAND PERSHING LLC
PERSHING ADVISORY SOLUTIONS PERSHING
MAS PLATFORM LPL FINANCIAL
MS PLATFORM LPL FINANCIAL

Identifiers

SEC RIA File Number 801-60694
SEC ERA File Number 801-60694
SEC CIK Numbers 1508822
SEC CRD Numbers 110933
Legal Entity Identifier 549300IUER5ETD955618

Principal Office

190 CARONDELET PLAZA
SUITE 1300
ST. LOUIS
MO
United States
Monday - Friday, 8AM - 5PM
Tel: 314-932-7600, Fax: 314-932-1111

Websites

www.international.acr-investfunds.com www.linkedin.com/company/acr-alpine-capital-research-llc/ www.opportunity.acr-investfunds.com www.acr-invest.com acr-investfunds.com

Chief Compliance Officer

JOSEPH F. STOWELL III
190 CARONDELET PLAZA
SUITE 1300
ST. LOUIS
MO
United States
Tel: 314-932-7600
Fax: 314-932-1111
(Full email address available in API data)

Regulatory Contact

MITUL NAKUM
CHIEF OPERATING OFFICER
190 CARONDELET PLAZA
SUITE 1300
ST. LOUIS
MO
United States
Tel: 314-932-7600
Fax: 314-932-1111
(Full email address available in API data)

Industry Affiliates

ACR ALPINE CAPITAL RESEARCH, LP Commodity pool operator or commodity trading advisor
ACR CV, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPINE PARTNERS MANAGEMENT, LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
ALPINE PRIVATE WEALTH Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ACR OPPORTUNITY L.P. Hedge Fund $63.9M $0.5M 32
ACR STRATEGIC CREDIT, LP Hedge Fund $45.1M $0.5M 27

Control Persons

Name Type Entity Title Since Ownership
TOMPRAS, NICHOLAS, VIRGIL Individual – CHIEF EXECUTIVE OFFICER AND CHIEF INVESTMENT OFFICER 11/1999 < 5%
GRAYSON, DARRYL, STEPHEN Individual – MANAGING DIRECTOR 09/2015 < 5%
SCIBELLI, ANTHONY, CHRISTOPHER Individual – MANAGING DIRECTOR 09/2016 < 5%
TOMPRAS, NICHOLAS, VIRGIL Individual NICHOLAS V TOMPRAS LIVING TRUST 9/23/23 AS AMENDED TRUSTEE 12/2016
NAKUM, MITUL, DEVJI Individual – CHIEF OPERATING OFFICER 03/2017 < 5%
ACR ALPINE CAPITAL RESEARCH, LP Domestic Entity – DIRECT OWNER 05/2018 > 75%
ACR ALPINE CAPITAL GP, LLC Domestic Entity ACR ALPINE CAPITAL RESEARCH, LP GENERAL PARTNER 05/2018
ALPINE INVESTMENT MANAGEMENT, LLC Domestic Entity ACR ALPINE CAPITAL GP, LLC ELECTED MANAGER 05/2018 > 75%
STOWELL III, JOSEPH, FRANCIS Individual – CHIEF COMPLIANCE OFFICER 07/2018 < 5%
ALPINE HOLDINGS CORP Domestic Entity ALPINE INVESTMENT MANAGEMENT, LLC SOLE MEMBER 07/2022 > 75%
NICHOLAS V TOMPRAS LIVING TRUST 9/23/23 AS AMENDED Domestic Entity ALPINE HOLDINGS CORP SOLE DIRECTOR 07/2022 > 75%
Tompras, Jennifer Individual NICHOLAS V TOMPRAS LIVING TRUST 9/23/23 AS AMENDED TRUSTEE 12/2016

No. Employees, Historic

30150201920202021202220232024202526 on 8/29/201926 on 8/30/201925 on 3/30/202025 on 6/23/202025 on 3/30/202125 on 10/1/202125 on 10/1/202125 on 3/24/202229 on 3/20/202329 on 4/24/202327 on 3/29/2024

RAUM, Historic

6B3B020192020202120222023202420253614018756 on 8/29/20193614018756 on 8/30/20193695329635 on 3/30/20203695329635 on 6/23/20202467107626 on 3/30/20212467107626 on 10/1/20212467107626 on 10/1/20214559630505 on 3/24/20224437234009 on 3/20/20234437234009 on 4/24/20235621339769 on 3/29/2024

No. Clients, Historic

6,0003,000020192020202120222023202420254650 on 8/29/20194650 on 8/30/20194539 on 3/30/20204539 on 6/23/20204258 on 3/30/20214258 on 10/1/20214258 on 10/1/20214531 on 3/24/20225301 on 3/20/20235301 on 4/24/20235765 on 3/29/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ARROW ELECTRS INC COM 1M 10K ALPINE PRIVATE CAPITAL, LLC
ARROW ELECTRS INC COM 18K 146 –
BARCLAYS PLC ADR 11M 1M –
BERKSHIRE HATHAWAY INC DEL CL B NEW 47M 116K ALPINE PRIVATE CAPITAL, LLC
BERKSHIRE HATHAWAY INC DEL CL B NEW 192M 473K –
CHEVRON CORP NEW COM 153M 976K –
CHEVRON CORP NEW COM 34M 215K ALPINE PRIVATE CAPITAL, LLC
CITIGROUP INC COM NEW 237M 4M –
CITIGROUP INC COM NEW 59M 924K ALPINE PRIVATE CAPITAL, LLC
COMSTOCK RES INC COM 340K 33K ALPINE PRIVATE CAPITAL, LLC
DELL TECHNOLOGIES INC CL C 6M 43K –
DELL TECHNOLOGIES INC CL C 5M 37K ALPINE PRIVATE CAPITAL, LLC
ELLINGTON CREDIT COMPANY COM SHS BEN INT 87K 13K ALPINE PRIVATE CAPITAL, LLC
FEDEX CORP COM 130M 435K –
FEDEX CORP COM 28M 93K ALPINE PRIVATE CAPITAL, LLC
FIVE POINT HOLDINGS LLC COM CL A 1M 343K –
FIVE POINT HOLDINGS LLC COM CL A 2M 619K ALPINE PRIVATE CAPITAL, LLC
FLOOR & DECOR HLDGS INC CL A 404K 4K ALPINE PRIVATE CAPITAL, LLC
GENERAL MTRS CO COM 58M 1M ALPINE PRIVATE CAPITAL, LLC
GENERAL MTRS CO COM 236M 5M –
GOLDMAN SACHS ETF TR ACCES TREASURY 82M 824K ALPINE PRIVATE CAPITAL, LLC
GOLDMAN SACHS ETF TR ACCES TREASURY 413M 4M –
HESS CORP COM 24K 161 –
HESS CORP COM 2M 12K ALPINE PRIVATE CAPITAL, LLC
HOWARD HUGHES HOLDINGS INC COM 706K 11K –
HOWARD HUGHES HOLDINGS INC COM 1M 18K ALPINE PRIVATE CAPITAL, LLC
IAC INC COM NEW 3M 56K ALPINE PRIVATE CAPITAL, LLC
IAC INC COM NEW 1M 22K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 773K 9K –
JEFFERIES FINL GROUP INC COM 7M 134K –
JEFFERIES FINL GROUP INC COM 5M 106K ALPINE PRIVATE CAPITAL, LLC
JOHNSON & JOHNSON COM 32M 218K ALPINE PRIVATE CAPITAL, LLC
JOHNSON & JOHNSON COM 140M 960K –
JPMORGAN CHASE & CO. COM 38M 187K ALPINE PRIVATE CAPITAL, LLC
JPMORGAN CHASE & CO. COM 166M 820K –
LENNAR CORP CL A 31M 208K ALPINE PRIVATE CAPITAL, LLC
LENNAR CORP CL A 138M 919K –
LENNAR CORP CL B 6M 40K –
LENNAR CORP CL B 3M 22K ALPINE PRIVATE CAPITAL, LLC
LIBERTY GLOBAL LTD COM CL A 12M 707K ALPINE PRIVATE CAPITAL, LLC
LIBERTY GLOBAL LTD COM CL A 41M 2M –
LIBERTY GLOBAL LTD COM CL C 123M 7M –
LIBERTY GLOBAL LTD COM CL C 22M 1M ALPINE PRIVATE CAPITAL, LLC
LIBERTY LATIN AMERICA LTD COM CL C 251K 26K ALPINE PRIVATE CAPITAL, LLC
LIBERTY LATIN AMERICA LTD COM CL C 4M 458K –
MAGNA INTL INC COM 40M 955K ALPINE PRIVATE CAPITAL, LLC
MAGNA INTL INC COM 174M 4M –
MERCK & CO INC COM 21K 171 –
MERCK & CO INC COM 2M 12K ALPINE PRIVATE CAPITAL, LLC
MGM RESORTS INTERNATIONAL COM 2M 37K ALPINE PRIVATE CAPITAL, LLC
MGM RESORTS INTERNATIONAL COM 3M 58K –
MICROSOFT CORP COM 162M 364K –
MICROSOFT CORP COM 42M 93K ALPINE PRIVATE CAPITAL, LLC
NERDY INC CL A COM 1M 633K ALPINE PRIVATE CAPITAL, LLC
NERDY INC CL A COM 598K 358K –
NINE ENERGY SERVICE INC COM 25K 15K –
SOLID POWER INC CLASS A COM 140K 85K –
SOUTHERN MO BANCORP INC COM 39K 868 –
SOUTHERN MO BANCORP INC COM 3M 60K ALPINE PRIVATE CAPITAL, LLC
THOR INDS INC COM 26M 279K ALPINE PRIVATE CAPITAL, LLC
THOR INDS INC COM 116M 1M –
VODAFONE GROUP PLC NEW SPONSORED ADR 33M 4M ALPINE PRIVATE CAPITAL, LLC
VODAFONE GROUP PLC NEW SPONSORED ADR 161M 18M –