SAGE FINANCIAL ADVISORS INC.
Adviser information for SAGE FINANCIAL ADVISORS INC. last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 317 | $190.2M |
| Non-Discretionary | 0 | $0 |
| Total | 317 | $190.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 26 | $8.3M |
| HNW Individuals | 74 | $177.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.9M |
| Charitable organizations | <5 | $1.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 202 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshopsTAX PREPARATION, PLANNING, AND COMPLIANCE |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesSEMINAR FEES |
Identifiers
| SEC RIA File Number | 801-60717 |
|---|---|
| SEC ERA File Number | 801-60717 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116933 |
| Legal Entity Identifier | None |
Principal Office
8980 E. RAINTREE DRIVESUITE 120
SCOTTSDALE
AZ
United States
Monday - Friday, 8:00 A.M. - 4:00 P.M.
Tel: 480-305-8060, Fax: 480-305-8061
Chief Compliance Officer
KELLY A. CHRISTENSEN
PRESIDENT
8980 E. RAINTREE DRIVE
SUITE 120
SCOTTSDALE
AZ
United States
Tel:
480-305-8060
Fax:
480-305-8061
K*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHRISTENSEN, KELLY, ALAN | Individual | – | PRESIDENT, DIRECTOR, CHIEF COMPLIANCE OFFICER | 06/1999 | < 5% |
| CHRISTENSEN, JULIA, L. | Individual | KA & JL CHRISTENSEN FAMILY TRUST | TRUSTEE & BENEFICIARY | 03/2015 | |
| KA & JL CHRISTENSEN FAMILY TRUST | Domestic Entity | – | SHAREHOLDER | 03/2015 | > 75% |
| CHRISTENSEN, KELLY, ALAN | Individual | KA & JL CHRISTENSEN FAMILY TRUST | TRUSTEE & BENEFICIARY | 06/1999 |