PRUDEO PARTNERS, LLC
Adviser information for PRUDEO PARTNERS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | South Carolina, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 5 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,459 | $402.2M |
| Non-Discretionary | 14 | $10.6M |
| Total | 1,473 | $412.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 467 | $161.4M |
| HNW Individuals | 104 | $246.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $54,177 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 6 | $5.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-60743 |
|---|---|
| SEC ERA File Number | 801-60743 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113961 |
| Legal Entity Identifier | None |
Principal Office
602 MEETING STREETSUITE C
WEST COLUMBIA
SC
United States
Monday - Friday, 8:00 - 4:00
Tel: 803-739-6311, Fax: 803-739-6318
Chief Compliance Officer
SARAH J. SUTTON
602 MEETING STREET
SUITE C
WEST COLUMBIA
SC
United States
Tel:
662-470-1970
S******@*********M
(Full email address available in API data)
Regulatory Contact
SALLY MCFARLAND
CLIENT RELATIONSHIP MANAGER
602 MEETING STREET
SUITE C
WEST COLUMBIA
SC
United States
Tel:
803.739.6311
Fax:
803.739.6318
S*********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MILLER, LAWRENCE, JAMES | Individual | – | OWNER | 05/2016 | 5-10% |
| TODD, ANDREW, CRESWELL | Individual | – | PRESIDENT / CEO | 05/2016 | 25-50% |
| KRUMHOLZ, MICHAEL, LEE | Individual | – | PARTNER | 05/2016 | 50-75% |
| SUTTON, SARAH, JEAN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |