COLRAIN CAPITAL LLC
Adviser information for COLRAIN CAPITAL LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 21 | $102.3M |
| Non-Discretionary | 0 | $0 |
| Total | 21 | $102.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $102.3M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60755 |
|---|---|
| SEC ERA File Number | 801-60755 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118098 |
| Legal Entity Identifier | None |
Principal Office
867 BOYLSTON STREET5TH FLOOR
BOSTON
MA
United States
Monday - Friday, 8:30 AM - 5:30 PM
Tel: 617-897-5800, Fax: 617-897-5801
Chief Compliance Officer
TARA ROSA
CHIEF COMPLIANCE OFFICER
867 BOYLSTON STREET
5TH FLOOR
BOSTON
MA
United States
Tel:
617-897-5861
Fax:
617-897-5801
T********@*****************M
(Full email address available in API data)
Regulatory Contact
PETER BLUM
MANAGING PARTNER
867 BOYLSTON STREET
5TH FLOOR
BOSTON
MA
United States
Tel:
617-897-5812
Fax:
617-897-5801
P*********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLUM, PETER, R | Individual | – | MANAGING DIRECTOR | 02/2017 | 10-25% |
| QUINLISK, TIMOTHY, E | Individual | – | MANAGING DIRECTOR | 02/2017 | 10-25% |
| BARTON, WILLIAM, ROGERS | Individual | – | MANAGING DIRECTOR | 02/2017 | 10-25% |
| ROSA, TARA, JANELL | Individual | – | CCO | 07/2018 | 10-25% |