Hedge Fund Database

CARLSON CAPITAL, L.P.

Adviser information for CARLSON CAPITAL, L.P. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 56
Investment Advisory/Research 22
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 15 $2.0B
Non-Discretionary 0 $0
Total 15 $2.0B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 14 $1.8B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 1 $253.2M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 67

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-60758
SEC ERA File Number 801-60758
SEC CIK Numbers 1056973
SEC CRD Numbers 118156
Legal Entity Identifier XJC7517PZOP2KEVT5Z73

Principal Office

2100 MCKINNEY AVE
SUITE 1900
DALLAS
TX
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 214-932-9600, Fax: 214-932-9712

Websites

www.carlsoncapital.com www.linkedin.com/company/carlson-capital-l.p./

Chief Compliance Officer

RAHIM IBRAHIM
SENIOR COUNSEL
2100 MCKINNEY AVE.
SUITE 1900
DALLAS
TX
United States
Tel: 214-932-9636
(Full email address available in API data)

Industry Affiliates

CARLSON CAPITAL GP, L.P. Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
CARLSON CAPITAL UK LLP Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
BLACK DIAMOND ARBITRAGE LTD. Hedge Fund $1.9M $1.0M 157
BLACK DIAMOND ARBITRAGE OFFSHORE LTD. Hedge Fund $493.7M $1.0M 394
BLACK DIAMOND ARBITRAGE PARTNERS, L.P. Hedge Fund $0.6M $1.0M 236
BLACK DIAMOND CLEAN ENERGY OFFSHORE LTD. Hedge Fund $0.0M $1.0M 3
BLACK DIAMOND CLEAN ENERGY, L.P. Hedge Fund $6.4M $1.0M 3
BLACK DIAMOND INTERMEDIATE LTD. Hedge Fund $3.5M $1.0M 26
BLACK DIAMOND LTD. Hedge Fund $0.0M $1.0M 1
BLACK DIAMOND OFFSHORE LTD. Hedge Fund $14.2M $1.0M 7
BLACK DIAMOND PARTNERS, L.P. Hedge Fund $0.0M $1.0M 5
DOUBLE BLACK DIAMOND INTERMEDIATE LTD. Hedge Fund $3.5M $5.0M 26
DOUBLE BLACK DIAMOND LTD. Hedge Fund $2.7M $5.0M 25
DOUBLE BLACK DIAMOND OFFSHORE LTD. Hedge Fund $1,194.5M $5.0M 111
DOUBLE BLACK DIAMOND, L.P. Hedge Fund $12.1M $5.0M 85

Control Persons

Name Type Entity Title Since Ownership
CARLSON, CLINT, DUANE Individual – PRESIDENT, CHIEF INVESTMENT OFFICER 08/1993 > 75%
CARLSON, NANCY, PACKER Individual – LIMITED PARTNER 08/1993 < 5%
CARLSON, CLINT, DUANE Individual ASGARD INVESTMENT CORP. II SOLE SHAREHOLDER/DIRECTOR 01/2022 > 75%
ASGARD INVESTMENT CORP. II Domestic Entity – GENERAL PARTNER 05/2010 < 5%
GOLDAMMER, TRAVIS, AARON Individual – CHIEF OPERATING OFFICER 08/2021 < 5%
Ibrahim, Rahim Individual – SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER 06/2023 < 5%

No. Employees, Historic

2001000202020212022202320242025131 on 3/30/2020131 on 9/10/2020131 on 2/22/202195 on 3/30/202195 on 3/31/202195 on 4/21/202195 on 6/29/202195 on 9/22/202195 on 2/2/202275 on 3/30/202275 on 4/4/202275 on 8/25/202275 on 8/26/202275 on 11/3/202251 on 3/23/202351 on 6/7/202351 on 9/1/202356 on 3/25/2024

RAUM, Historic

20B10B020202021202220232024202512909624347 on 3/30/202012909624347 on 9/10/202012909624347 on 2/22/20217700525210 on 3/30/20217700525210 on 3/31/20217700525210 on 4/21/20217700525210 on 6/29/20217700525210 on 9/22/20217700525210 on 2/2/20225356823255 on 3/30/20225356823255 on 4/4/20225356823255 on 8/25/20225356823255 on 8/26/20225356823255 on 11/3/20222100843314 on 3/23/20232100843314 on 6/7/20232100843314 on 9/1/20232024075403 on 3/25/2024

No. Clients, Historic

3015020202021202220232024202528 on 3/30/202028 on 9/10/202028 on 2/22/202125 on 3/30/202125 on 3/31/202125 on 4/21/202125 on 6/29/202125 on 9/22/202125 on 2/2/202222 on 3/30/202222 on 4/4/202222 on 8/25/202222 on 8/26/202222 on 11/3/202215 on 3/23/202315 on 6/7/202315 on 9/1/202315 on 3/25/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AAON INC COM PAR $0.004 3M 31K –
ALPINE INCOME PPTY TR INC COM 1M 78K –
ANSYS INC COM 3M 10K –
APA CORPORATION COM 1M 35K –
APARTMENT INVT & MGMT CO CL A 4M 459K –
ATLASSIAN CORPORATION CL A 3M 16K –
AUTODESK INC COM 8M 33K –
BANK AMERICA CORP COM 4M 99K –
BEACON ROOFING SUPPLY INC COM 4M 40K –
BEAZER HOMES USA INC COM NEW 10M 365K –
BRISTOL-MYERS SQUIBB CO COM 2M 43K –
CANADIAN PACIFIC KANSAS CITY COM 4M 50K –
CAPRI HOLDINGS LIMITED SHS 4M 120K –
CATALENT INC COM 3M 45K –
CHAMPIONX CORPORATION COM 2M 69K –
CHORD ENERGY CORPORATION COM NEW 6M 35K –
CITIZENS FINL GROUP INC COM 16M 438K –
CIVITAS RESOURCES INC COM NEW 5M 77K –
COGNITION THERAPEUTICS INC COM 232K 140K –
CONFLUENT INC CLASS A COM 2M 74K –
COTERRA ENERGY INC COM 8M 311K –
CSX CORP COM 13M 399K –
CTO RLTY GROWTH INC NEW COM 5M 269K –
CUMMINS INC COM 6M 22K –
CYBERARK SOFTWARE LTD SHS 5M 17K –
CYTOKINETICS INC COM NEW 2M 38K –
D R HORTON INC COM 9M 62K –
DEVON ENERGY CORP NEW COM 2M 43K –
DISCOVER FINL SVCS COM 3M 20K –
DIVERSIFIED ENERGY COMPANY P SHS NEW 3M 244K –
DOCUSIGN INC COM 13M 242K –
ENOVIX CORPORATION COM 215K 2K –
EQUITY LIFESTYLE PPTYS INC COM 4M 60K –
FIRST AMERN FINL CORP COM 3M 53K –
FORESTAR GROUP INC COM 3M 81K –
FREYR BATTERY INC COM NEW 2M 1M –
GLATFELTER CORPORATION COM 7M 5M –
HEICO CORP NEW CL A 5M 28K –
HERC HLDGS INC COM 8M 64K –
HESS CORP COM 17M 114K –
HEXCEL CORP NEW COM 5M 81K –
HF SINCLAIR CORP COM 3M 66K –
HUBSPOT INC COM 14M 24K –
INFORMATICA INC COM CL A 371K 12K –
INVITATION HOMES INC COM 1M 35K –
ISHARES INC MSCI JPN ETF NEW 7M 97K –
LENNAR CORP CL A 16M 104K –
LGI HOMES INC COM 10M 112K –
LIBERTY BROADBAND CORP COM SER C 5M 89K –
LIBERTY ENERGY INC COM CL A 3M 156K –
LOWES COS INC COM 3M 15K –
MATADOR RES CO COM 10M 172K –
MERITAGE HOMES CORP COM 3M 19K –
MICROSOFT CORP COM 8M 18K –
MOBILEYE GLOBAL INC COMMON CLASS A 3M 108K –
MORGAN STANLEY COM NEW 7M 68K –
NORFOLK SOUTHN CORP COM 3M 14K –
NORTHERN TR CORP COM 13M 151K –
OKLO INC COM CL A 212K 25K –
ORACLE CORP COM 12M 83K –
OREILLY AUTOMOTIVE INC COM 14M 13K –
OSHKOSH CORP COM 6M 55K –
OVINTIV INC COM 3M 55K –
PALO ALTO NETWORKS INC COM 5M 13K –
PAYCOR HCM INC COM 479K 38K –
PERMIAN RESOURCES CORP CLASS A COM 3M 207K –
PFIZER INC COM 1M 40K –
PNC FINL SVCS GROUP INC COM 7M 46K –
PNM RES INC COM 6M 164K –
POPULAR INC COM NEW 12M 140K –
PROSPERITY BANCSHARES INC COM 7M 119K –
R1 RCM INC COM 2M 123K –
RAPID7 INC COM 733K 17K –
SECURITY NATL FINL CORP CL A NEW 2M 213K –
SOLID POWER INC CLASS A COM 495K 300K –
SPDR SER TR S&P REGL BKG 2M 51K –
STATE STR CORP COM 7M 99K –
SUPER MICRO COMPUTER INC COM 1M 2K –
SWK HLDGS CORP COM NEW 155M 9M –
TENABLE HLDGS INC COM 10M 225K –
TFF PHARMACEUTICALS INC COM NEW 487K 293K –
TOPBUILD CORP COM 4M 11K –
TRANE TECHNOLOGIES PLC SHS 7M 22K –
TREX CO INC COM 4M 54K –
TRI POINTE HOMES INC COM 7M 177K –
TRUIST FINL CORP COM 4M 96K –
UNIQURE NV SHS 974K 217K –
UNITED PARCEL SERVICE INC CL B 5M 37K –
US BANCORP DEL COM NEW 3M 77K –
VIPER ENERGY INC CL A 6M 158K –
WELLS FARGO CO NEW COM 12M 199K –
WESCO INTL INC COM 4M 24K –
WORKDAY INC CL A 12M 55K –