EUCLID INVESTMENT ADVISORY, LLC
Adviser information for EUCLID INVESTMENT ADVISORY, LLC last updated from Form ADV on May 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 74 | $70.0M |
| Non-Discretionary | 0 | $0 |
| Total | 74 | $70.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 15 | $8.0M |
| HNW Individuals | 54 | $50.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 5 | $12.0M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 74 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60766 |
|---|---|
| SEC ERA File Number | 801-60766 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116740 |
| Legal Entity Identifier | None |
Principal Office
4701 SANGAMORE ROADN100
BETHESDA
MD
United States
Monday - Friday, 9:00AM - 4:30PM
Tel: 301-500-0097, Fax: None
Chief Compliance Officer
WILLIAM H HOOVER
PRINCIPAL/CCO
4701 SANGAMORE RD
N100
BETHESDA
MD
United States
Tel:
561-310-6850
Fax:
240-731-0083
B******@*****************M
(Full email address available in API data)
Industry Affiliates
| CREEKMUR ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SMOAK, FREDERIC, MEISTER | Individual | – | PRINCIPAL/CHIEF INVESTMENT OFFICER | 12/2000 | > 75% |
| HOOVER, WILLIAM, HOWARD | Individual | – | PRINCIPAL/CCO | 01/2015 | 10-25% |
| CREEKMUR, JOHN, MARK | Individual | – | PRINCIPAL | 04/2020 | 25-50% |