ALKEON CAPITAL MANAGEMENT, LLC
Adviser information for ALKEON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 76 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 27 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 33 | $17.3B |
| Non-Discretionary | 0 | $0 |
| Total | 33 | $17.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $3.4B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 30 | $13.6B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $300.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 55 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
350 MADISON AVENUE20TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 212-716-6840, Fax: None
Websites
Chief Compliance Officer
GREG JAKUBOWSKY
CHIEF OPERATING OFFICER
350 MADISON AVENUE
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-716-6570
G**********@****************M
(Full email address available in API data)
Regulatory Contact
JENNIFER SHUFRO
MANAGING DIRECTOR OF LEGAL AND COMPLIANCE
350 MADISON AVE
20TH FLOOR
NEW YORK
NY
United States
Tel:
212-716-6575
J******@****************M
(Full email address available in API data)
Industry Affiliates
| ALKEON CAPITAL ADVISERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALKEON INNOVATION (GENERAL PARTNER) S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| ALKEON INNOVATION ADVISERS II, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ALKEON INNOVATION ADVISERS, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| BREAKWATER GROUP DISTRIBUTION SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SILVERBAY CAPITAL MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALKEON GROWTH MASTER FUND, LTD. | Hedge Fund | $8,175.0M | $1.0M | 5342 |
| ALKEON GROWTH OFFSHORE FUND II, LTD. | Hedge Fund | $305.8M | $0.5M | 289 |
| ALKEON GROWTH OFFSHORE FUND, LTD. | Hedge Fund | $1,319.3M | $0.5M | 929 |
| ALKEON GROWTH PARTNERS II, L.P | Hedge Fund | $1,367.8M | $1.5M | 1040 |
| ALKEON GROWTH PARTNERS, LP | Hedge Fund | $3,096.5M | $1.5M | 1298 |
| ALKEON GROWTH PW PARTNERS, LP | Hedge Fund | $1,336.9M | $1.5M | 1099 |
| ALKEON GROWTH RJ PARTNERS, LP | Hedge Fund | $746.7M | $1.0M | 687 |
| ALKEON INNOVATION FUND II, LP | Hedge Fund | $1,047.2M | $1.0M | 1384 |
| ALKEON INNOVATION FUND II, PRIVATE SERIES, LP | Hedge Fund | $1,008.5M | $1.0M | 1528 |
| ALKEON INNOVATION FUND, LP | Hedge Fund | $617.0M | $1.0M | 796 |
| ALKEON INNOVATION II PRIVATE CLIENT FUND, LP | Hedge Fund | $19.4M | $0.3M | 70 |
| ALKEON INNOVATION II PRIVATE CLIENT OFFSHORE FUND, LP | Hedge Fund | $2.5M | $0.3M | 9 |
| ALKEON INNOVATION MASTER FUND II, LP | Hedge Fund | $1,363.5M | $1.0M | 2048 |
| ALKEON INNOVATION MASTER FUND II, PRIVATE SERIES, LP | Hedge Fund | $1,266.2M | $1.0M | 1913 |
| ALKEON INNOVATION MASTER FUND, LP | Hedge Fund | $755.8M | $1.0M | 952 |
| ALKEON INNOVATION OFFSHORE FUND II, LP | Hedge Fund | $294.2M | $1.0M | 585 |
| ALKEON INNOVATION OFFSHORE FUND II, PRIVATE SERIES, LP | Hedge Fund | $257.6M | $1.0M | 385 |
| ALKEON INNOVATION OFFSHORE FUND, LTD. | Hedge Fund | $108.1M | $1.0M | 156 |
| ALKEON INNOVATION OPPORTUNITY FUND, LP | Venture Capital Fund | $15.9M | $1.0M | 19 |
| ALKEON INNOVATION OPPORTUNITY MASTER FUND, LP | Venture Capital Fund | $44.1M | $1.0M | 28 |
| ALKEON INNOVATION OPPORTUNITY OFFSHORE FUND, LP | Venture Capital Fund | $25.1M | $1.0M | 9 |
| ALKEON PRINCIPALS LLC | SEE PART 2A | $68.1M | $0.0M | 44 |
| ALKEON SELECT SERIES SPC FUND, LTD. | Hedge Fund | $1,191.1M | $1.0M | 46 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPARAGGIS, PANAYOTIS, D | Individual | – | MANAGING DIRECTOR | 11/2001 | 50-75% |
| JAKUBOWSKY, GREGORY, DANIEL | Individual | – | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | 02/2006 | < 5% |
| MYKONIATIS, GEORGE | Individual | – | CHIEF FINANCIAL OFFICER | 02/2006 | < 5% |
| SHUFRO, JENNIFER, WENDY | Individual | – | MANAGING DIRECTOR OF LEGAL AND COMPLIANCE | 07/2013 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AKERO THERAPEUTICS INC | COM | 13M | 534K | OPPENHEIMER & CO INC |
| AKERO THERAPEUTICS INC | COM | 66M | 3M | – |
| ALPHABET INC | CAP STK CL A | 1B | 7M | – |
| ALPHABET INC | CAP STK CL A | 232M | 1M | OPPENHEIMER & CO INC |
| ALPHABET INC | CAP STK CL A | 64M | 350K | – |
| ALTO NEUROSCIENCE INC | COM SHS | 10M | 935K | – |
| AMAZON COM INC | COM | 2B | 11M | – |
| AMAZON COM INC | COM | 408M | 2M | OPPENHEIMER & CO INC |
| AMAZON COM INC | COM | 145M | 750K | – |
| AMAZON COM INC | COM | 1B | 7M | – |
| AMAZON COM INC | COM | 216M | 1M | OPPENHEIMER & CO INC |
| AMERICAN TOWER CORP NEW | COM | 14M | 72K | OPPENHEIMER & CO INC |
| AMERICAN TOWER CORP NEW | COM | 70M | 358K | – |
| AMPHENOL CORP NEW | CL A | 24M | 352K | OPPENHEIMER & CO INC |
| AMPHENOL CORP NEW | CL A | 116M | 2M | – |
| ANALOG DEVICES INC | COM | 86M | 375K | OPPENHEIMER & CO INC |
| ANALOG DEVICES INC | COM | 443M | 2M | – |
| APPLE INC | COM | 12M | 57K | – |
| APPLIED MATLS INC | COM | 196M | 831K | – |
| APPLIED MATLS INC | COM | 40M | 169K | OPPENHEIMER & CO INC |
| ARGENX SE | SPONSORED ADR | 22M | 51K | OPPENHEIMER & CO INC |
| ARGENX SE | SPONSORED ADR | 107M | 249K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 92M | 90K | OPPENHEIMER & CO INC |
| ASML HOLDING N V | N Y REGISTRY SHS | 478M | 467K | – |
| BAIDU INC | SPON ADR REP A | 25M | 292K | OPPENHEIMER & CO INC |
| BAIDU INC | SPON ADR REP A | 124M | 1M | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 7M | 1M | OPPENHEIMER & CO INC |
| BIOCRYST PHARMACEUTICALS INC | COM | 36M | 6M | – |
| BLOCK INC | CL A | 84M | 1M | – |
| BLOCK INC | CL A | 17M | 266K | OPPENHEIMER & CO INC |
| BLUEPRINT MEDICINES CORP | COM | 16M | 151K | OPPENHEIMER & CO INC |
| BLUEPRINT MEDICINES CORP | COM | 80M | 742K | – |
| BOOKING HOLDINGS INC | COM | 91M | 23K | OPPENHEIMER & CO INC |
| BOOKING HOLDINGS INC | COM | 444M | 112K | – |
| CABALETTA BIO INC | COM | 3M | 401K | OPPENHEIMER & CO INC |
| CABALETTA BIO INC | COM | 17M | 2M | – |
| CADENCE DESIGN SYSTEM INC | COM | 77M | 249K | OPPENHEIMER & CO INC |
| CADENCE DESIGN SYSTEM INC | COM | 423M | 1M | – |
| CARLYLE GROUP INC | COM | 276M | 7M | – |
| CARLYLE GROUP INC | COM | 55M | 1M | OPPENHEIMER & CO INC |
| CHIPOTLE MEXICAN GRILL INC | COM | 29M | 466K | OPPENHEIMER & CO INC |
| CHIPOTLE MEXICAN GRILL INC | COM | 151M | 2M | – |
| CINTAS CORP | COM | 7M | 10K | OPPENHEIMER & CO INC |
| CINTAS CORP | COM | 35M | 50K | – |
| CONSTELLATION ENERGY CORP | COM | 84M | 417K | OPPENHEIMER & CO INC |
| CONSTELLATION ENERGY CORP | COM | 411M | 2M | – |
| DELL TECHNOLOGIES INC | CL C | 33M | 238K | OPPENHEIMER & CO INC |
| DELL TECHNOLOGIES INC | CL C | 167M | 1M | – |
| DLOCAL LTD | CLASS A COM | 5M | 618K | OPPENHEIMER & CO INC |
| DLOCAL LTD | CLASS A COM | 32M | 4M | – |
| DOORDASH INC | CL A | 46M | 422K | OPPENHEIMER & CO INC |
| DOORDASH INC | CL A | 226M | 2M | – |
| ELASTIC N V | ORD SHS | 27M | 233K | OPPENHEIMER & CO INC |
| ELASTIC N V | ORD SHS | 138M | 1M | – |
| EQUINIX INC | COM | 51M | 68K | OPPENHEIMER & CO INC |
| EQUINIX INC | COM | 258M | 342K | – |
| EXPEDIA GROUP INC | COM NEW | 22M | 176K | OPPENHEIMER & CO INC |
| EXPEDIA GROUP INC | COM NEW | 114M | 902K | – |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 31M | 4M | OPPENHEIMER & CO INC |
| FULL TRUCK ALLIANCE CO LTD | SPONSORED ADS | 157M | 20M | – |
| GE AEROSPACE | COM NEW | 8M | 51K | OPPENHEIMER & CO INC |
| GE AEROSPACE | COM NEW | 40M | 249K | – |
| GE VERNOVA INC | COM | 28M | 166K | – |
| GE VERNOVA INC | COM | 6M | 34K | OPPENHEIMER & CO INC |
| HILTON WORLDWIDE HLDGS INC | COM | 304M | 1M | – |
| HILTON WORLDWIDE HLDGS INC | COM | 62M | 283K | OPPENHEIMER & CO INC |
| INTERCONTINENTAL EXCHANGE IN | COM | 207M | 2M | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 39M | 287K | OPPENHEIMER & CO INC |
| INVESCO QQQ TR | UNIT SER 1 | 7B | 14M | – |
| INVESCO QQQ TR | UNIT SER 1 | 335M | 700K | – |
| INVESCO QQQ TR | UNIT SER 1 | 1B | 3M | OPPENHEIMER & CO INC |
| INVESCO QQQ TR | UNIT SER 1 | 1B | 3M | OPPENHEIMER & CO INC |
| INVESCO QQQ TR | UNIT SER 1 | 407M | 850K | – |
| INVESCO QQQ TR | UNIT SER 1 | 7B | 15M | – |
| INVESCO QQQ TR | UNIT SER 1 | 144M | 300K | – |
| INVESCO QQQ TR | UNIT SER 1 | 144M | 300K | – |
| JD.COM INC | SPON ADS CL A | 29M | 1M | OPPENHEIMER & CO INC |
| JD.COM INC | SPON ADS CL A | 143M | 6M | – |
| JFROG LTD | ORD SHS | 542K | 14K | – |
| KE HLDGS INC | SPONSORED ADS | 23M | 2M | OPPENHEIMER & CO INC |
| KE HLDGS INC | SPONSORED ADS | 135M | 10M | – |
| KEROS THERAPEUTICS INC | COM | 12M | 265K | OPPENHEIMER & CO INC |
| KEROS THERAPEUTICS INC | COM | 61M | 1M | – |
| KLA CORP | COM NEW | 622M | 754K | – |
| KLA CORP | COM NEW | 117M | 142K | OPPENHEIMER & CO INC |
| LAM RESEARCH CORP | COM | 350M | 329K | – |
| LAM RESEARCH CORP | COM | 68M | 64K | OPPENHEIMER & CO INC |
| LAS VEGAS SANDS CORP | COM | 157M | 4M | – |
| LAS VEGAS SANDS CORP | COM | 31M | 709K | OPPENHEIMER & CO INC |
| LOAR HOLDINGS INC | COM SHS | 14M | 271K | – |
| LOAR HOLDINGS INC | COM SHS | 3M | 54K | OPPENHEIMER & CO INC |
| LOWES COS INC | COM | 16M | 73K | OPPENHEIMER & CO INC |
| LOWES COS INC | COM | 83M | 376K | – |
| MARQETA INC | CLASS A COM | 5M | 943K | OPPENHEIMER & CO INC |
| MARQETA INC | CLASS A COM | 26M | 5M | – |
| MARRIOTT INTL INC NEW | CL A | 47M | 195K | OPPENHEIMER & CO INC |
| MARRIOTT INTL INC NEW | CL A | 231M | 956K | – |
| MARTIN MARIETTA MATLS INC | COM | 237M | 438K | – |
| MARTIN MARIETTA MATLS INC | COM | 48M | 89K | OPPENHEIMER & CO INC |
| MASTERCARD INCORPORATED | CL A | 53M | 121K | OPPENHEIMER & CO INC |
| MASTERCARD INCORPORATED | CL A | 291M | 659K | – |
| MERCADOLIBRE INC | COM | 55M | 34K | OPPENHEIMER & CO INC |
| MERCADOLIBRE INC | COM | 291M | 177K | – |
| MEREO BIOPHARMA GROUP PLC | SPON ADS | 17M | 5M | – |
| META PLATFORMS INC | CL A | 108M | 215K | – |
| META PLATFORMS INC | CL A | 2B | 3M | – |
| META PLATFORMS INC | CL A | 257M | 510K | OPPENHEIMER & CO INC |
| META PLATFORMS INC | CL A | 239M | 473K | OPPENHEIMER & CO INC |
| META PLATFORMS INC | CL A | 1B | 2M | – |
| MICROSOFT CORP | COM | 484M | 1M | OPPENHEIMER & CO INC |
| MICROSOFT CORP | COM | 119M | 267K | OPPENHEIMER & CO INC |
| MICROSOFT CORP | COM | 2B | 5M | – |
| MICROSOFT CORP | COM | 653M | 1M | – |
| NETEASE INC | SPONSORED ADS | 12M | 128K | OPPENHEIMER & CO INC |
| NETEASE INC | SPONSORED ADS | 71M | 740K | – |
| NETFLIX INC | COM | 44M | 65K | OPPENHEIMER & CO INC |
| NETFLIX INC | COM | 226M | 335K | – |
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 101M | 1M | – |
| NEW ORIENTAL ED & TECHNOLOGY | SPON ADR | 20M | 261K | OPPENHEIMER & CO INC |
| NVIDIA CORPORATION | COM | 439M | 4M | OPPENHEIMER & CO INC |
| NVIDIA CORPORATION | COM | 169M | 1M | – |
| NVIDIA CORPORATION | COM | 2B | 17M | – |
| NVIDIA CORPORATION | COM | 142M | 1M | – |
| ORIC PHARMACEUTICALS INC | COM | 5M | 644K | OPPENHEIMER & CO INC |
| ORIC PHARMACEUTICALS INC | COM | 22M | 3M | – |
| PAYLOCITY HLDG CORP | COM | 3M | 25K | – |
| PMV PHARMACEUTICALS INC | COM | 3M | 2M | – |
| PMV PHARMACEUTICALS INC | COM | 617K | 381K | OPPENHEIMER & CO INC |
| QUANTA SVCS INC | COM | 17M | 68K | OPPENHEIMER & CO INC |
| QUANTA SVCS INC | COM | 84M | 332K | – |
| RHYTHM PHARMACEUTICALS INC | COM | 7M | 169K | OPPENHEIMER & CO INC |
| RHYTHM PHARMACEUTICALS INC | COM | 34M | 831K | – |
| RINGCENTRAL INC | CL A | 7M | 252K | OPPENHEIMER & CO INC |
| RINGCENTRAL INC | CL A | 36M | 1M | – |
| RINGCENTRAL INC | NOTE 3/1 | 27M | 30M | – |
| RINGCENTRAL INC | NOTE 3/0 | 19M | 20M | – |
| ROSS STORES INC | COM | 39M | 269K | OPPENHEIMER & CO INC |
| ROSS STORES INC | COM | 196M | 1M | – |
| S&P GLOBAL INC | COM | 63M | 142K | – |
| S&P GLOBAL INC | COM | 12M | 28K | OPPENHEIMER & CO INC |
| SAREPTA THERAPEUTICS INC | COM | 73M | 464K | – |
| SAREPTA THERAPEUTICS INC | COM | 15M | 95K | OPPENHEIMER & CO INC |
| SERVICENOW INC | COM | 53M | 68K | OPPENHEIMER & CO INC |
| SERVICENOW INC | COM | 261M | 332K | – |
| SHERWIN WILLIAMS CO | COM | 15M | 51K | OPPENHEIMER & CO INC |
| SHERWIN WILLIAMS CO | COM | 76M | 256K | – |
| SHOPIFY INC | NOTE 0.125%11/0 | 4M | 4M | – |
| SMARTSHEET INC | COM CL A | 6M | 141K | OPPENHEIMER & CO INC |
| SMARTSHEET INC | COM CL A | 31M | 695K | – |
| SONY GROUP CORP | SPONSORED ADR | 5M | 55K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 8B | 14M | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2B | 3M | OPPENHEIMER & CO INC |
| SS&C TECHNOLOGIES HLDGS INC | COM | 111M | 2M | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 22M | 354K | OPPENHEIMER & CO INC |
| SYNOPSYS INC | COM | 62M | 104K | OPPENHEIMER & CO INC |
| SYNOPSYS INC | COM | 336M | 565K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 187M | 1M | OPPENHEIMER & CO INC |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 229M | 1M | OPPENHEIMER & CO INC |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1B | 7M | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 61M | 350K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 995M | 6M | – |
| TERADYNE INC | COM | 19M | 127K | OPPENHEIMER & CO INC |
| TERADYNE INC | COM | 144M | 970K | – |
| TERADYNE INC | COM | 26M | 175K | OPPENHEIMER & CO INC |
| TERADYNE INC | COM | 92M | 623K | – |
| TESLA INC | COM | 888M | 4M | – |
| TESLA INC | COM | 181M | 914K | OPPENHEIMER & CO INC |
| TJX COS INC NEW | COM | 86M | 780K | OPPENHEIMER & CO INC |
| TJX COS INC NEW | COM | 450M | 4M | – |
| TOAST INC | CL A | 13M | 500K | – |
| TRANSDIGM GROUP INC | COM | 38M | 30K | OPPENHEIMER & CO INC |
| TRANSDIGM GROUP INC | COM | 212M | 166K | – |
| UBER TECHNOLOGIES INC | COM | 51M | 696K | OPPENHEIMER & CO INC |
| UBER TECHNOLOGIES INC | COM | 261M | 4M | – |
| UIPATH INC | CL A | 51M | 4M | – |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 15M | 374K | OPPENHEIMER & CO INC |
| ULTRAGENYX PHARMACEUTICAL IN | COM | 77M | 2M | – |
| VISA INC | COM CL A | 60M | 228K | OPPENHEIMER & CO INC |
| VISA INC | COM CL A | 326M | 1M | – |
| VISTRA CORP | COM | 315M | 4M | – |
| VISTRA CORP | COM | 64M | 747K | OPPENHEIMER & CO INC |
| VULCAN MATLS CO | COM | 35M | 141K | OPPENHEIMER & CO INC |
| VULCAN MATLS CO | COM | 172M | 692K | – |
| WYNN RESORTS LTD | COM | 44M | 490K | OPPENHEIMER & CO INC |
| WYNN RESORTS LTD | COM | 216M | 2M | – |
| XP INC | CL A | 8M | 469K | OPPENHEIMER & CO INC |
| XP INC | CL A | 38M | 2M | – |
| YUM BRANDS INC | COM | 10M | 79K | OPPENHEIMER & CO INC |
| YUM BRANDS INC | COM | 51M | 388K | – |