Hedge Fund Database

HILTON CAPITAL MANAGEMENT, LLC

Adviser information for HILTON CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 24
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 10
Registered State Investment Advisers 10
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,494 $1.2B
Non-Discretionary 68 $1.2B
Total 1,562 $2.4B

Clients

Type Number RAUM
Individuals 1,351 $367.6M
HNW Individuals 127 $228.0M
Banking or thrift institutions 0 $0
Investment companies 3 $132.9M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $10.4M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 7 $647.0M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 38 $126.0M
Other 23 $899.8M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 362.4M
Both for Same 0
Portfolio Manager to Program Sponsor
ADVISORS CHOICE AMERICAN PORTFOLIOS ADVISORS, INC
MASTERS PROGRAM WELLS FARGO ADVISORS
CORE ASSET MANAGER BRINKER CAPITAL SECURITIES, LLC
MANAGED ACCOUNT COMMAND BENJAMIN F. EDWARDS & COMPANY, INCORPORATED
DUAL CONTRACT ROBERT W. BAIRD & CO. INCORPORATED
MANAGED 360 PROGRAM BNY MELLON ADVISORS, INC.

Identifiers

SEC RIA File Number 801-60776
SEC ERA File Number 801-60776
SEC CIK Numbers 1541211
SEC CRD Numbers 116357
Legal Entity Identifier None

Principal Office

1010 FRANKLIN AVENUE
GARDEN CITY
NY
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 516-693-5380, Fax: 516-396-8499

Websites

www.hiltoncapitalmanagement.com www.hiltoncm.com

Chief Compliance Officer

LANCE FRIEDLER
GENERAL COUNSEL AND CCO
1010 FRANKLIN AVENUE
GARDEN CITY
NY
United States
Tel: 6462650620
(Full email address available in API data)

Industry Affiliates

RAFFERTY ASSET MANAGEMENT, LLC Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
RAFFERTY HOLDINGS, LLC Domestic Entity – MEMBER 12/2001 > 75%
MARTENS, BARBARA, LAUDISI Individual – CHIEF OPERATING OFFICER 09/2022 < 5%
GARVEY, WILLIAM, JAMES Individual – CO- CHIEF INVESTMENT OFFICER 12/2001 < 5%
O'NEILL, CHRISTOPHER, CRAIG Individual – PRESIDENT & CEO 01/2010 < 5%
OXENHAM, ALEXANDER, DAVID Individual – CO-CIO 03/2018 < 5%
HAY, KATHLEEN, RAFFERTY Individual RAFFERTY HOLDINGS, LLC MEMBER 12/2001 25-50%
RAFFERTY SERVICING INC Domestic Entity RAFFERTY HOLDINGS, LLC NON-MEMBER MANAGER 01/2019
CIPOLLA, JOSEPH, PAUL Individual RAFFERTY SERVICING INC OFFICER 01/2019
Reilly, Timothy, WILLIAM Individual – PRESIDENT 03/2020 < 5%
FRIEDLER, LANCE, SCOTT Individual – CHIEF COMPLIANCE OFFICER 09/2022 < 5%

No. Employees, Historic

30150201920202021202220232024202515 on 6/20/201915 on 10/1/201915 on 10/22/201915 on 3/30/202015 on 6/9/202017 on 3/30/202120 on 3/29/202220 on 10/24/202220 on 10/24/202225 on 3/30/202325 on 5/16/202325 on 10/5/202325 on 11/16/202325 on 11/20/202324 on 3/29/2024

RAUM, Historic

3B2B020192020202120222023202420251556902666 on 6/20/20191556902666 on 10/1/20191556902666 on 10/22/20192101558239 on 3/30/20202101558239 on 6/9/20201885899918 on 3/30/20212448223071 on 3/29/20222448223071 on 10/24/20222448223071 on 10/24/20222309263120 on 3/30/20232309263120 on 5/16/20232309263120 on 10/5/20232309263120 on 11/16/20232309263120 on 11/20/20232411710381 on 3/29/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251624 on 6/20/20191624 on 10/1/20191624 on 10/22/20191997 on 3/30/20201997 on 6/9/20201870 on 3/30/20211837 on 3/29/20221837 on 10/24/20221837 on 10/24/20221676 on 3/30/20231676 on 5/16/20231676 on 10/5/20231676 on 11/16/20231676 on 11/20/20231560 on 3/29/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS Common Stocks 224K 2K –
ABBVIE INC Common Stocks 613K 4K –
ACCENTURE PLC Common Stocks 11M 35K –
ADVANCED MICRO DEVICES Common Stocks 1M 8K –
AGNC INVESTMENT CORP Common Stocks 124K 13K –
ALEXANDRIA REAL EST Common Stocks 1M 9K –
ALPHABET INC -CL A Common Stocks 1M 8K –
ALPHABET INC -CL C Common Stocks 36M 198K –
AMAZON COM INC Common Stocks 16M 84K –
AMDOCS LIMITED Common Stocks 1M 18K –
AMERICOLD REALTY TRUST Common Stocks 2M 84K –
AMGEN INC Common Stocks 7M 21K –
APOLLO GLOBAL MGMT Common Stocks 10M 81K –
APPLE INC. Common Stocks 32M 152K –
APPLIED MATERIALS INC. Common Stocks 14M 58K –
APTARGROUP INC Common Stocks 1M 9K –
ARES CAPITAL CORP Common Stocks 7M 349K –
ARES MANAGEMENT CORP Common Stocks 12M 88K –
ASHLAND GLOBAL HOLDINGS Common Stocks 1M 15K –
ASTRAZENECA PLC Common Stocks 13M 172K –
AVALONBAY COMMUNITIES Common Stocks 9M 45K –
BANK OF AMERICA CORP Preferred Stock 929K 41K –
BECTON DICKINSON & CO. Common Stocks 6M 27K –
BIO-TECHNE CORP Common Stocks 2M 26K –
BJs WHOLESALE CLUB HOLDINGS Common Stocks 2M 23K –
BLACKSTONE GROUP LP Common Stocks 10M 80K –
BLUE OWL CAPITAL INC. Common Stocks 6M 319K –
BOOZ ALLEN HAMILTON HOLDINGS Common Stocks 15M 99K –
BRAXIA SCIENTIFIC CORP Common Stocks 150 30K –
BRISTOL MYERS SQUIBB CO Common Stocks 258K 6K –
BROADCOM LTD Common Stocks 3M 2K –
BROADRIDGE FINANCIAL SOLUTIONS Common Stocks 2M 8K –
BURLINGTON STORES INC Common Stocks 3M 11K –
CARRIER GLOBAL CORP Common Stocks 6M 93K –
CATERPILLAR INC Common Stocks 2M 7K –
CHARLES RIVER LABS INTL Common Stocks 1M 7K –
CHEVRONTEXACO CORP Common Stocks 382K 2K –
CIENA CORPORATION Common Stocks 2M 37K –
CLEAN HARBORS INC Common Stocks 4M 16K –
CLEARWAY ENERGY INC Common Stocks 1M 53K –
CMS ENERGY CORP Common Stocks 1M 20K –
COCA COLA CO Common Stocks 11M 178K –
COMMERCE BANCSHARES INC Common Stocks 2M 31K –
COMMERCIAL METALS COMPANY Common Stocks 1M 23K –
COMMUNICATIONS SERVICES SELECT SPDR FUND Equity ETFs 26M 304K –
COMMUNITY BANK SYSTEM INC. Common Stocks 2M 34K –
COTERRA ENERGY INC Common Stocks 1M 54K –
COTY INC Common Stocks 1M 129K –
CULLEN/FROST BANKERS INC. Common Stocks 5M 48K –
CYBERARK SOFTWA Common Stocks 3M 10K –
DARDEN RESTAURANTS INC COM Common Stocks 5M 35K –
DIGITALBRIDGE GROUP INC Common Stocks 2M 131K –
DYCOM INDS INC Common Stocks 3M 20K –
ELF BEAUTY INC Common Stocks 2M 11K –
EMCOR GROUP INC Common Stocks 3M 7K –
ENERGY SELECT SECTOR SPDR Equity ETFs 12M 137K –
ENERGY TRANSFER EQUITY L P UT LTD PTN Common Stocks 531K 33K –
ENLINK MIDSTREAM LLC Common Stocks 150K 11K –
ENTEGRIS INC Common Stocks 3M 19K –
ENTERPRISE PRODS PARTNERS L COM UNIT Common Stocks 4M 135K –
EQT CORP Common Stocks 2M 43K –
EXXON MOBIL CORP Common Stocks 538K 5K –
FIDELITY HIGH DIVIDEND ETF Equity ETFs 237K 5K –
FIDELITY MSCI CONSUMER DISCRETIONARY Equity ETFs 357K 4K –
FIRST TRUST SENIOR LOAN ETF Fixed Income ETF 1M 25K –
FS KKR CAPITAL CORP. Common Stocks 4M 181K –
GOLDMAN SACHS GROUP INC Common Stocks 10M 23K –
HELMERICH PAYNE INC Common Stocks 919K 25K –
HILTON SMALL-MIDCAP OPPORTUNITY ETF Equity ETFs 6M 267K –
HOME DEPOT INC Common Stocks 11M 33K –
HONEYWELL INTL INC COM Common Stocks 4M 18K –
HOULIHAN LOKEY INC Common Stocks 3M 20K –
ICF INTERNATIONAL INC Common Stocks 2M 13K –
IDACORP INC Common Stocks 1M 14K –
INVESCO PHLX SEMICONDUCTOR Equity ETFs 3M 61K –
INVESCO PREFERRED ETF Fixed Income ETF 2M 151K –
INVESCO QQQ TRUST UNIT SER 1 Equity ETFs 8M 17K –
INVESCO SENIOR LOAN ETF Fixed Income ETF 16M 775K –
iSHARES 0-5 YEAR HIGH YIELD CORPORATE BOND ETF Fixed Income ETF 38M 908K –
ISHARES 1-3 TREASURY BOND ETF Fixed Income ETF 542K 7K –
ISHARES 3-7 YR TREASURY BD ETF Fixed Income ETF 18M 159K –
ISHARES RUSSELL 1000 GROWTH ETF Equity ETFs 223K 612 –
ISHARES S&P PREFERRED STOCK INDEX FUND Preferred Stock 38M 1M –
ISHARES SHORT TERM CORPORATE Fixed Income ETF 9M 166K –
J P MORGAN CHASE & CO Common Stocks 9M 42K –
JACOBS SOLUTIONS INC Common Stocks 2M 14K –
JANUS HENDERSON AAA CLO ETF Fixed Income ETF 77M 2M –
JANUS HENDERSON B-BBB CLO ETF Fixed Income ETF 24M 483K –
JOHNSON & JOHNSON Common Stocks 886K 6K –
JPM NASDAQ EQUITY PREMIUM INCOME ETF Equity ETFs 51M 920K –
KINDER MORGAN INC Common Stocks 220K 11K –
KIWA BIO-TECH PRODUCTS GROUP Common Stocks 100 500K –
KYNDRYL HOLDINGS INC Common Stocks 3M 107K –
LANDSTAR SYSTEM INC Common Stocks 1M 8K –
LILLY ELI AND COMPANY Common Stocks 15M 17K –
LIVE NATION ENT INC Common Stocks 2M 26K –
LOCKHEED MARTIN CORP. Common Stocks 325K 696 –
LYONDELLBASELL INDU-CL A Common Stocks 5M 49K –
MACOM TECHNOLOGY Common Stocks 2M 20K –
MAGNITE INC Common Stocks 2M 161K –
MAGNOLIA OIL AND GAS CORP Common Stocks 1M 43K –
MAXIMUS INC Common Stocks 2M 21K –
MCCORMICK & CO Non Voting Common Stocks 5M 65K –
MCDONALDS CORP Common Stocks 11M 42K –
MERCK & COMPANY Common Stocks 6M 48K –
META PLATFORMS INC Common Stocks 451K 894 –
MICROSOFT Common Stocks 50M 112K –
MONDELEZ INTERNATIONAL INC Common Stocks 458K 7K –
MPLX LP Common Stocks 302K 7K –
NETLIST INC Common Stocks 437K 326K –
NEW YORK CMNTY BANCORP INC Common Stocks 836K 260K –
NEXTERA ENERGY INC. Common Stocks 879K 12K –
NOVO-NORDISK A/S ADR Common Stocks 9M 62K –
NVENT ELECTRIC PLC Common Stocks 3M 35K –
NVIDIA CORP Common Stocks 23M 183K –
ONEOK INC Common Stocks 2M 19K –
ORACLE SYS CORP Common Stocks 7M 53K –
PEPSICO INC Common Stocks 10M 60K –
PHILIP MORRIS INTL INC Common Stocks 308K 3K –
PIMCO ACCESS INCOME FUND Fixed Income Closed-End Fund 190K 12K –
PRIMO WATER CORPORATION Common Stocks 2M 76K –
PRIMORIS SERVICES CORP Common Stocks 3M 55K –
PROCTER & GAMBLE COMPANY Common Stocks 222K 1K –
PROLOGIS INC Common Stocks 5M 47K –
PRUDENTIAL ST DUR HY FUND Fixed Income Closed-End Fund 489K 38K –
PUBLIC STORAGE Common Stocks 6M 20K –
QUALCOMM INC Common Stocks 274K 1K –
RALPH LAUREN CORP Common Stocks 2M 13K –
RELIANCE STL & ALUM CO Common Stocks 2M 6K –
RENAISSANCERE HOLDINGS Common Stocks 2M 9K –
REXFORD INDUSTRIAL REALTY INC Common Stocks 1M 23K –
RH Common Stocks 1M 5K –
SAIA INC. Common Stocks 2M 5K –
SIMPLY GOOD FOODS Common Stocks 1M 39K –
SNDL INC Common Stocks 47K 25K –
SPDR BLACKSTONESENIOR LOAN ETF Fixed Income ETF 40M 951K –
SPDR BLOOMBERG 1-3 MONTH T BILL Fixed Income ETF 13M 142K –
SPDR BLOOMBERG SHORT TERM HY BOND ETF Fixed Income ETF 3M 126K –
SPDR ICE PREFERRED SECURITIES ETF Preferred Stock 290K 9K –
SPDR S&P 500 ETF TRUST Equity ETFs 836K 2K –
SYNNEX CORP Common Stocks 2M 14K –
TAIWAN SEMICONDUCTOR-SP ADR Common Stocks 15M 84K –
TARGA RESOURCES Common Stocks 768K 6K –
TARGET CORP Common Stocks 6M 42K –
TELEDYNE TECH INC Common Stocks 2M 5K –
TELEFLEX INC Common Stocks 989K 5K –
TENABLE HOLDINGS INC Common Stocks 2M 36K –
THOMSON REUTERS CORP Common Stocks 14M 82K –
THREED CAPITAL INC Common Stocks 36K 170K –
TILRAY INC Common Stocks 161K 97K –
TJX COMPANIES INC Common Stocks 14M 124K –
TRACTOR SUPPLY COMPANY Common Stocks 14M 50K –
ULTA BEAUTY INC Common Stocks 1M 3K –
UNITEDHEALTH GROUP INC Common Stocks 8M 16K –
US TREASURY 3 MONTH BILL ETF Fixed Income ETF 406K 8K –
UTILITIES SELECT SECTOR SPDR Equity ETFs 12M 176K –
VALVOLINE INC Common Stocks 2M 39K –
VANGUARD DIVIDEND APPREC Equity ETFs 366K 2K –
VANGUARD HEALTH CARE ETF Equity ETFs 592K 2K –
VANGUARD INT-TERM CORP BOND ETF Fixed Income ETF 37M 466K –
VANGUARD LONG TERM TREASURY Fixed Income ETF 288K 5K –
VANGUARD S/T CORP BOND ETF Fixed Income ETF 85M 1M –
VANGUARD SHORT TERM TREASURY Fixed Income ETF 19M 327K –
VILLAGE FARMS INTL INC Common Stocks 83K 81K –
VISA INC Common Stocks 9M 35K –
WAL MART STORES INC Common Stocks 7M 102K –
WASTE MGMT INC DEL Common Stocks 227K 1K –
WEBSTER FINANCIAL CORP 6.5percent Preferred Stock 880K 38K –
WELLS FARGO & CO. Common Stocks 10M 170K –
WILLIAMS COS INC Common Stocks 261K 6K –
WOLFSPEED INC Common Stocks 401K 18K –