THE CAPITAL CHART ROOM, LTD
Adviser information for THE CAPITAL CHART ROOM, LTD last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 211 | $326.5M |
| Non-Discretionary | 9 | $12.2M |
| Total | 220 | $338.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 13 | $4.2M |
| HNW Individuals | 11 | $12.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $475,037 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 33 | $321.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-60779 |
|---|---|
| SEC ERA File Number | 801-60779 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 117980 |
| Legal Entity Identifier | None |
Principal Office
2821 WEST 7TH STREETSUITE 550
FORT WORTH
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 817-801-6455, Fax: 817-801-6513
Chief Compliance Officer
JEFFREY M. HOLLER
PRESIDENT AND CEO
2821 WEST 7TH STREET
SUITE 550
FORT WORTH
TX
United States
Tel:
817-801-6455
Fax:
817-801-6513
J******@**********************M
(Full email address available in API data)
Regulatory Contact
DAVID C. HOPKINS
2821 WEST 7TH STREET
SUITE 550
FORT WORTH
TX
United States
Tel:
817-801-6455
Fax:
817-801-6513
D*******@**********************M
(Full email address available in API data)
Industry Affiliates
| INSURANCE AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TCCR MANAGEMENT, LLC | Domestic Entity | – | GENERAL PARTNER | 11/2001 | < 5% |
| TCCR HOLDINGS, LTD. | Domestic Entity | – | LIMITED PARTNER | 01/2002 | > 75% |
| HOLLER, JEFFREY, MARK | Individual | TCCR HOLDINGS, LTD. | PRESIDENT & PARTNERSHIP MANAGER | 01/2002 | > 75% |
| HOLLER, JEFFREY, MARK | Individual | – | PRESIDENT, CEO & CHIEF COMPLIANCE OFFICER | 01/2002 | < 5% |