QUANTITATIVE STRATEGIES, INC.
Adviser information for QUANTITATIVE STRATEGIES, INC. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 205 | $172.1M |
| Non-Discretionary | 0 | $0 |
| Total | 205 | $172.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 169 | $103.0M |
| HNW Individuals | 26 | $57.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $11.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Principal Office
27001 AGOURA ROAD, SUITE 150CALABASAS
CA
United States
Monday - Friday, 7:30 A.M. - 4:30 P.M.
Tel: 818-708-6888, Fax: 818-466-6774
Websites
Chief Compliance Officer
PAUL OKAWA
CHIEF COMPLIANCE OFFICER
27001 AGOURA ROAD, SUITE 150
CALABASAS
CA
United States
Tel:
(818) 708-6888
Fax:
818-466-6774
P***@*****************M
(Full email address available in API data)
Regulatory Contact
MORRIE REIFF
27001 AGOURA ROAD, SUITE 150
CALABASAS
CA
United States
Tel:
(818) 708-6888
Fax:
818-466-6774
M*****@*********M
(Full email address available in API data)
Industry Affiliates
| PLANNED ASSET MANAGEMENT | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OKAWA, PAUL, SUEYUKI | Individual | – | INVESTMENT MANAGER | 10/2001 | < 5% |
| REIFF, MORRIE, WOLBRUM | Individual | – | DIRECTOR | 10/2001 | < 5% |
| OKAWA, PAUL, SUEYUKI | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2006 | < 5% |
| PLANNED ASSET MANAGEMENT | Domestic Entity | – | PARENT / OWNER | 03/2012 | > 75% |
| REIFF, MORRIE, WOLBRUM | Individual | PLANNED ASSET MANAGEMENT | OWNER, MANAGING MEMBER, PRESIDENT | 05/1985 | 50-75% |
| Reiff, Joni, L | Individual | PLANNED ASSET MANAGEMENT | MEMBER | 01/2016 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 23rd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 5M | 86K | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 8M | 122K | – |
| ISHARES TR | S&P 500 GRWT ETF | 35M | 383K | – |
| ISHARES TR | ISHS 5-10YR INVT | 9M | 178K | – |
| ISHARES TR | CORE MSCI TOTAL | 5M | 70K | – |
| ISHARES TR | CORE S&P SCP ETF | 7M | 67K | – |
| ISHARES TR | IBOXX INV CP ETF | 23M | 216K | – |
| ISHARES TR | S&P 500 VAL ETF | 35M | 195K | – |
| ISHARES TR | 10-20 YR TRS ETF | 12M | 117K | – |
| ISHARES TR | BROAD USD HIGH | 7M | 196K | – |
| ISHARES TR | USD INV GRDE ETF | 5M | 98K | – |
| ISHARES TR | CORE US AGGBD ET | 300K | 3K | – |
| ISHARES TR | MSCI ACWI ETF | 651K | 6K | – |
| ISHARES TR | MORNINGSTR US EQ | 3M | 36K | – |
| ISHARES TR | ISHS 1-5YR INVS | 1M | 21K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 10M | 44K | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 7M | 85K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 264K | 706 | – |
| VANGUARD INDEX FDS | VALUE ETF | 204K | 1K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 229K | 5K | – |
| VANGUARD WORLD FD | CONSUM STP ETF | 300K | 1K | – |