KANAWHA CAPITAL MANAGEMENT, LLC
Adviser information for KANAWHA CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,249 | $1.4B |
| Non-Discretionary | 16 | $26.3M |
| Total | 1,265 | $1.4B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 153 | $89.4M |
| HNW Individuals | 324 | $1.3B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $17.0M |
| Charitable organizations | 7 | $34.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 1 | $18.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-60800 |
|---|---|
| SEC ERA File Number | 801-60800 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118458 |
| Legal Entity Identifier | None |
Principal Office
7201 GLEN FOREST DRIVESUITE 200
RICHMOND
VA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 804-359-3900, Fax: 804-359-2153
Chief Compliance Officer
KEVIN S. SEAY
MANAGING DIRECTOR
7201 GLEN FOREST DRIVE
SUITE 200
RICHMOND
VA
United States
Tel:
804-359-3900
Fax:
804-359-2153
S***@*********M
(Full email address available in API data)
Regulatory Contact
ANDREW DONALDSON
COMPLIANCE SUPERVISER
7201 GLEN FOREST DRIVE
SUITE 200
RICHMOND
VA
United States
Tel:
804-359-3900
Fax:
804-359-2153
D********@*********M
(Full email address available in API data)
Industry Affiliates
| AXIOM ASSET MANAGEMENT | Other investment adviser, including financial planners |
| DELTA ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| DUNCKER STREETT & CO. | Other investment adviser, including financial planners |
| GRANT TANI BARASH & ALTMAN, LLC | Other investment adviser, including financial planners |
| HARVEY INVESTMENT COMPANY, LLC | Other investment adviser, including financial planners |
| HIGHTOWER ADVISORS, LLC | Other investment adviser, including financial planners |
| HIGHTOWER SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
| HIGHTOWER TRUST COMPANY N.A. | Trust company |
| MADISON AVENUE SOLUTIONS, LLC | Other investment adviser, including financial planners |
| THE RIKOON GROUP, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HIGHTOWER HOLDING, LLC | Domestic Entity | WT ACQUISITION, LLC | OWNER | 05/2017 | > 75% |
| WILLIFORD, RICHARD, SELFE | Individual | – | MANAGING DIRECTOR | 11/2001 | 5-10% |
| SINGLETON, CHRISTOPHER, JEROME | Individual | – | CHIEF INVESTMENT OFFICER | 07/2007 | < 5% |
| GARNER, THOMAS, KIRBY | Individual | – | PRESIDENT | 03/2020 | < 5% |
| WT ACQUISITION, LLC | Domestic Entity | – | OWNER | 05/2017 | > 75% |
| SEAY, KEVIN, SCOTT | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2020 | < 5% |
| BERG, DANIEL, JEREMY | Individual | – | DIRECTOR OF FINANCE | 03/2019 | < 5% |
| THL HT SPV, L.P. | Domestic Entity | HIGHTOWER HOLDING, LLC | 25-50% OWNER OF APPLICANT'S HOLDING COMPANY | 12/2020 | 25-50% |
| BOYLE, JOHN, THOMAS | Individual | – | PRINCIPAL | 11/2019 | < 5% |