Hedge Fund Database

MOMENTUM INDEPENDENT NETWORK INC.

Adviser information for MOMENTUM INDEPENDENT NETWORK INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 139
Investment Advisory/Research 139
Registered Broker-Dealer Representatives 139
Registered State Investment Advisers 139
Licensed Agents of an Insurance Company 76
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,906 $520.8M
Non-Discretionary 1,622 $596.4M
Total 3,528 $1.1B

Clients

Type Number RAUM
Individuals 1,698 $489.1M
HNW Individuals 1,073 $561.9M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $63.8M
Charitable organizations 5 $1.2M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 10 $1.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 10
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops
Compensation % of AUMHourly chargesFixed fees12B-1 FEES
Other Business Activities Broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 163.6M
Both for Same 0
Portfolio Manager to Program Sponsor
GATEWAY FUND STRATEGISTS PORTFOLIOS HILLTOP SECURITIES INC.
AVIATOR PROGRAM HILLTOP SECURITIES INC.
PASSPORT SERIES SMA HILLTOP SECURITIES INC.
CO-PILOT PROGAM HILLTOP SECURITIES INC.
MOMENTUM PATHWAY UMA HILLTOP SECURITIES INC.
PARTNER TPC HILLTOP SECURITIES INC.
EXPLORER PROGRAM HILLTOP SECURITIES INC.
ENDEAVOR ACTIVEPASSIVE HILLTOP SECURITIES INC.

Identifiers

SEC RIA File Number 801-60812
SEC ERA File Number 801-60812
SEC CIK Numbers 788704
SEC CRD Numbers 17587
Legal Entity Identifier None

Principal Office

717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM CST
Tel: 214-859-1800, Fax: None

Websites

www.jeffneisler.com www.highlandpartnersfs.com www.fuenteswealthadvisors.com www.hilltopsecurities.com www.blackgraniteig.com www.hilltopsecuritiesavon.com/ www.jameseshafer.com www.mikewoll.com www.allenstansfield.com www.txwealthmgt.com www.linkedin.com/company/hilltop-securities-inc-/ www.wallstreetinthewoods.com www.allenstansfield.com www.financyy.com www.kaighinclemons.com www.troylsmith.com www.waltervirden.com www.adamgzimmerman.com www.jarrodpatterson.com www.billjenkinsadvisor.com www.worthplanninggroup.com www.hoganim.com www.elkinsfinancial.com www.kakimotowealthmanagement.com www.gr-advisors.com www.wiseinvesting.info www.tiatomlin.com www.marlarinvestments.com www.susanclarksmith.com www.thieman-stinnett.com www.herrickadvisors.com www.mccormickfinancialadvisor.com www.lizwilsonfinancial.com www.wealthadvise.net www.financialvisiongroup.com www.wallacewealthmgmt.com www.gerald-finley.com www.mikevance.net www.beckwm.com

Chief Compliance Officer

SCOTT COYA
CHIEF COMPLIANCE OFFICER
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX
United States
Tel: 214-859-1540
Fax: 214-859-9328
(Full email address available in API data)

Regulatory Contact

LORNE STANDIFER
COMPLIANCE MANAGER
717 N. HARWOOD STREET
SUITE 3400
DALLAS
TX
United States
Tel: 214-859-1064
(Full email address available in API data)

Industry Affiliates

HILLTOP SECURITIES ASSET MANAGEMENT, LLC Other investment adviser, including financial plannersRegistered municipal advisorCommodity pool operator or commodity trading advisor
HILLTOP SECURITIES INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersRegistered municipal advisorCommodity pool operator or commodity trading advisor
HILLTOP SECURITIES INSURANCE AGENCY INC. Insurance company or agency
PLAINSCAPITAL BANK Banking or thrift institution
SOUTHWEST FINANCIAL INSURANCE AGENCY, INC. Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TEMPLE, WILLIAM BARRY Individual – MUNICIPAL PRINCIPAL 11/2004 < 5%
LEVENTHAL, LAURA Individual – TREASURER 12/2011 < 5%
LEVENTHAL, LAURA Individual – BOARD DIRECTOR 10/2013 < 5%
HILLTOP SECURITIES HOLDINGS, LLC Domestic Entity – PARENT 01/2015 > 75%
HILLTOP HOLDINGS INC. Domestic Entity HILLTOP SECURITIES HOLDINGS, LLC PARENT 01/2015 > 75%
MUSCHALEK, JOHN RICHARD Individual – BOARD DIRECTOR 03/2015 < 5%
WITTNEBEN, BRIAN LANE Individual – GENERAL COUNSEL/SECRETARY 03/2016 < 5%
ALEXANDER, LAURA BONNELL Individual – BOARD DIRECTOR 08/2017 < 5%
EDGE, JOSEPH MICHAEL Individual – BOARD DIRECTOR 10/2015 < 5%
MEDANICH, DAVID KING Individual – BOARD DIRECTOR 08/2017 < 5%
WINGES, MARTIN BRADLEY Individual – CEO 04/2019 < 5%
WINGES, MARTIN BRADLEY Individual – CHAIRMAN OF THE BOARD 07/2019 < 5%
EDGE, JOSEPH MICHAEL Individual – CHIEF FINANCIAL OFFICER 03/2016 < 5%
MUSCHALEK, JOHN RICHARD Individual – PRESIDENT 01/2020 < 5%
COYA, SCOTT Individual – CHIEF COMPLIANCE OFFICER 01/2022 < 5%
MCCAFFREY, SCOTT E Individual – MANAGING DIRECTOR - HEAD OF MOMENTUM INDEPENDENT NETWORK INC. 07/2023 < 5%

No. Employees, Historic

20010002019202020212022202320242025122 on 10/9/2019122 on 12/5/201970 on 3/31/202070 on 3/31/202070 on 4/1/202070 on 4/6/202070 on 5/4/202070 on 6/23/202070 on 7/28/202070 on 9/18/202070 on 10/26/202070 on 11/12/202070 on 11/12/202070 on 11/17/202070 on 12/2/202070 on 2/3/202170 on 2/3/202170 on 2/3/202170 on 2/5/202174 on 3/31/202174 on 4/1/202174 on 4/22/202174 on 4/23/202174 on 5/24/202174 on 5/27/202174 on 7/1/202174 on 8/6/202174 on 9/8/202174 on 9/21/202174 on 10/22/202174 on 11/11/202174 on 11/12/202174 on 1/11/2022106 on 3/30/2022106 on 3/31/2022106 on 4/8/2022106 on 4/18/2022106 on 9/1/2022106 on 9/22/2022106 on 9/23/2022106 on 12/1/2022140 on 3/30/2023140 on 6/1/2023140 on 9/20/2023140 on 11/13/2023140 on 12/19/2023140 on 1/4/2024139 on 3/28/2024

RAUM, Historic

2B1B02019202020212022202320242025421409165 on 10/9/2019421409165 on 12/5/2019549238769 on 3/31/2020549238769 on 3/31/2020548771349 on 4/1/2020548771349 on 4/6/2020548771349 on 5/4/2020548771349 on 6/23/2020548771349 on 7/28/2020548771349 on 9/18/2020548771349 on 10/26/2020548771349 on 11/12/2020548771349 on 11/12/2020548771349 on 11/17/2020548771349 on 12/2/2020548771349 on 2/3/2021548771349 on 2/3/2021548771349 on 2/3/2021548771349 on 2/5/2021478497372 on 3/31/2021647534686 on 4/1/2021647534686 on 4/22/2021647534686 on 4/23/2021647534686 on 5/24/2021647534686 on 5/27/2021647534686 on 7/1/2021647534686 on 8/6/2021647534686 on 9/8/2021647534686 on 9/21/2021647534686 on 10/22/2021647534686 on 11/11/2021647534686 on 11/12/2021647534686 on 1/11/2022863500246 on 3/30/2022863500246 on 3/31/2022863500246 on 4/8/2022863500246 on 4/18/2022863500246 on 9/1/2022863500246 on 9/22/2022863500246 on 9/23/2022863500246 on 12/1/2022824546760 on 3/30/2023824546760 on 6/1/2023824546760 on 9/20/2023824546760 on 11/13/2023824546760 on 12/19/2023824546760 on 1/4/20241117141327 on 3/28/2024

No. Clients, Historic

3,0001,500020192020202120222023202420251516 on 10/9/20191516 on 12/5/20192112 on 3/31/20202112 on 3/31/20202112 on 4/1/20202112 on 4/6/20202112 on 5/4/20202112 on 6/23/20202112 on 7/28/20202112 on 9/18/20202112 on 10/26/20202112 on 11/12/20202112 on 11/12/20202112 on 11/17/20202112 on 12/2/20202112 on 2/3/20212112 on 2/3/20212112 on 2/3/20212112 on 2/5/20211768 on 3/31/20211755 on 4/1/20211755 on 4/22/20211755 on 4/23/20211755 on 5/24/20211755 on 5/27/20211755 on 7/1/20211755 on 8/6/20211755 on 9/8/20211755 on 9/21/20211755 on 10/22/20211755 on 11/11/20211755 on 11/12/20211755 on 1/11/20221931 on 3/30/20221931 on 3/31/20221931 on 4/8/20221931 on 4/18/20221931 on 9/1/20221931 on 9/22/20221931 on 9/23/20221931 on 12/1/20222075 on 3/30/20232075 on 6/1/20232075 on 9/20/20232075 on 11/13/20232075 on 12/19/20232075 on 1/4/20242787 on 3/28/2024