Hedge Fund Database

FORTITUDE ADVISORY GROUP L.L.C.

Adviser information for FORTITUDE ADVISORY GROUP L.L.C. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 25
Investment Advisory/Research 16
Registered Broker-Dealer Representatives 5
Registered State Investment Advisers 16
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,539 $425.3M
Non-Discretionary 4 $4.3M
Total 1,543 $429.6M

Clients

Type Number RAUM
Individuals 682 $425.3M
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $4.3M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-60827
SEC ERA File Number 801-60827
SEC CIK Numbers 1928999
SEC CRD Numbers 116083
Legal Entity Identifier None

Principal Office

7195 WAGNER WAY
SUITE 104
GIG HARBOR
WA
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: 253-470-4977, Fax: 253-358-3832

Websites

www.p3wm.com/ www.soundwealthpartners.com thefinanicalphysician.com wealth-innovations.com afminvestments.net www.facebook.com/afminvestments/ www.linkedin.com/company/proactive-planning-partners-wealth-management/about/ www.facebook.com/soundwp www.weitzfinancial.com valdapartners.com farrfin.com

Chief Compliance Officer

CRAIG JOHNSEN
CO-MANAGER
7195 WAGNER WAY, NW
STE 104
GIG HARBOR
WA
United States
Tel: 253-470-4977
(Full email address available in API data)

Regulatory Contact

RYAN FINNIGAN
MANAGER/SAA
7195 WAGNER WAY, NW
SUITE 104
GIG HARBOR
WA
United States
Tel: 253-200-1680
Fax: 253-358-3832
(Full email address available in API data)

Industry Affiliates

P3 ASSET MANAGEMENT Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
JOHNSEN, CRAIG, DOUGLAS Individual DKJ VENTURES, LLC OWNER 07/2014 > 75%
SOUND WEALTH PARTNERS Domestic Entity – OWNER 09/2016 > 75%
KCSL VENTURES LLC Domestic Entity SOUND WEALTH PARTNERS OWNER 09/2016 50-75%
DKJ VENTURES LLC Domestic Entity SOUND WEALTH PARTNERS OWNER 09/2016 50-75%
FINNIGAN, RYAN, CHRISTOPHER Individual KCSL VENTURES, LLC OWNER 05/2014 > 75%
JOHNSEN, CRAIG, DOUGLAS Individual – CO-MANAGER AND CHIEF COMPLIANCE OFFICER 09/2016 < 5%
FINNIGAN, RYAN, CHRISTOPHER Individual – CO-MANAGER 09/2016 < 5%

No. Employees, Historic

30150201920202021202220232024202511 on 6/5/201911 on 6/7/201911 on 6/12/201911 on 9/20/201911 on 10/16/201911 on 10/16/201911 on 10/25/201911 on 10/28/201911 on 10/29/201911 on 12/11/201913 on 3/13/202013 on 5/14/202013 on 6/24/202013 on 7/2/202013 on 9/2/202013 on 1/4/202118 on 3/16/202118 on 3/29/202118 on 5/4/202118 on 6/1/202118 on 7/13/202118 on 10/5/202118 on 10/6/202116 on 3/30/202216 on 3/31/202216 on 4/5/202216 on 5/5/202216 on 8/1/202216 on 10/24/202225 on 3/20/202325 on 9/15/202325 on 3/26/2024

RAUM, Historic

500M250M02019202020212022202320242025143000000 on 6/5/2019143000000 on 6/7/2019143000000 on 6/12/2019143000000 on 9/20/2019143000000 on 10/16/2019143000000 on 10/16/2019143000000 on 10/25/2019143000000 on 10/28/2019143000000 on 10/29/2019143000000 on 12/11/2019137952703 on 3/13/2020137952703 on 5/14/2020137952703 on 6/24/2020137952703 on 7/2/2020137952703 on 9/2/2020172952703 on 1/4/2021191056310 on 3/16/2021191056310 on 3/29/2021191056310 on 5/4/2021191056310 on 6/1/2021191056310 on 7/13/2021191056310 on 10/5/2021191056310 on 10/6/2021337354510 on 3/30/2022337354510 on 3/31/2022337354510 on 4/5/2022337354510 on 5/5/2022337354510 on 8/1/2022337354510 on 10/24/2022367345464 on 3/20/2023367345464 on 9/15/2023429645351 on 3/26/2024

No. Clients, Historic

90045002019202020212022202320242025359 on 6/5/2019359 on 6/7/2019359 on 6/12/2019359 on 9/20/2019359 on 10/16/2019359 on 10/16/2019359 on 10/25/2019359 on 10/28/2019359 on 10/29/2019359 on 12/11/2019406 on 3/13/2020406 on 5/14/2020406 on 6/24/2020406 on 7/2/2020406 on 9/2/2020556 on 1/4/2021502 on 3/16/2021502 on 3/29/2021502 on 5/4/2021502 on 6/1/2021502 on 7/13/2021502 on 10/5/2021502 on 10/6/2021593 on 3/30/2022593 on 3/31/2022593 on 4/5/2022593 on 5/5/2022593 on 8/1/2022593 on 10/24/2022816 on 3/20/2023816 on 9/15/2023682 on 3/26/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 306K 3K 0
ABBVIE INC COM 901K 5K 0
ABRDN ASIA PACIFIC INCOME FU COM 73K 27K 0
ADOBE INC COM 278K 500 0
ADVANCED MICRO DEVICES INC COM 645K 4K 0
AES CORP COM 180K 10K 0
AGNC INVT CORP COM 700K 73K 0
ALASKA AIR GROUP INC COM 209K 5K 0
ALBEMARLE CORP COM 369K 4K 0
ALPHABET INC CAP STK CL C 1M 6K 0
ALPHABET INC CAP STK CL A 1M 8K 0
ALTRIA GROUP INC COM 238K 5K 0
AMAZON COM INC COM 5M 25K 0
AMERICAN TOWER CORP NEW COM 439K 2K 0
AMGEN INC COM 511K 2K 0
APPLE INC COM 7M 33K 0
APPLIED MATLS INC COM 532K 2K 0
ARCADIUM LITHIUM PLC COM SHS 63K 19K 0
BANK AMERICA CORP COM 678K 17K 0
BANK NEW YORK MELLON CORP COM 316K 5K 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 533K 1K 0
BERKSHIRE HATHAWAY INC DEL CL A 2M 3 0
BLACKROCK INCOME TR INC COM NEW 272K 23K 0
BLACKROCK INVT QUALITY MUN T COM 208K 17K 0
BLACKROCK LTD DURATION INCOM COM SHS 207K 15K 0
BLACKROCK MUN INCOME TR SH BEN INT 414K 41K 0
BLACKROCK MUNI INCOME TR II COM 471K 44K 0
BLACKROCK MUNIASSETS FD INC COM 211K 18K 0
BLACKROCK MUNIHOLDINGS FD IN COM 280K 23K 0
BLACKROCK MUNIVEST FD INC COM 102K 14K 0
BLACKROCK MUNIYIELD FD INC COM 328K 30K 0
BNY MELLON STRATEGIC MUN BD COM 230K 39K 0
BNY MELLON STRATEGIC MUNS IN COM 171K 28K 0
BROADCOM INC COM 2M 1K 0
CATERPILLAR INC COM 274K 823 0
CHEVRON CORP NEW COM 703K 4K 0
CISCO SYS INC COM 734K 15K 0
COCA COLA CO COM 461K 7K 0
CONAGRA BRANDS INC COM 211K 7K 0
CONFLUENT INC CLASS A COM 1M 36K 0
COSTCO WHSL CORP NEW COM 3M 3K 0
CROWDSTRIKE HLDGS INC CL A 362K 944 0
DEERE & CO COM 581K 2K 0
DIGIHOST TECHNOLOGY INC COM NEW 29K 23K 0
DISNEY WALT CO COM 360K 4K 0
DNP SELECT INCOME FD INC COM 109K 13K 0
DUKE ENERGY CORP NEW COM NEW 217K 2K 0
EATON CORP PLC SHS 371K 1K 0
EATON VANCE LTD DURATION INC COM 287K 29K 0
EATON VANCE MUN BD FD COM 258K 24K 0
EATON VANCE SR FLTNG RTE TR COM 198K 15K 0
EATON VANCE TAX MNGED BUY WR COM 257K 18K 0
EATON VANCE TAX-MANAGED DIVE COM 228K 16K 0
ELI LILLY & CO COM 985K 1K 0
EMCOR GROUP INC COM 225K 616 0
EMERSON ELEC CO COM 576K 5K 0
ENERGY TRANSFER L P COM UT LTD PTN 274K 17K 0
ENTERPRISE PRODS PARTNERS L COM 465K 16K 0
ETFIS SER TR I VIRTUS INFRCAP 254K 12K 0
EXXON MOBIL CORP COM 320K 3K 0
FIDELITY MERRIMACK STR TR TOTAL BD ETF 427K 10K 0
FIRST TR HIGH YIELD OPPRT 20 COM 240K 17K 0
FORD MTR CO DEL COM 143K 11K 0
GE AEROSPACE COM NEW 357K 2K 0
GENERAL MLS INC COM 408K 6K 0
GENERAL MTRS CO COM 200K 4K 0
GUGGENHEIM TAXABLE MUNICP BO COM 308K 19K 0
HEWLETT PACKARD ENTERPRISE C COM 658K 31K 0
HOME DEPOT INC COM 407K 1K 0
HONEYWELL INTL INC COM 262K 1K 0
HP INC COM 1M 30K 0
INTERNATIONAL BUSINESS MACHS COM 621K 4K 0
INTUITIVE SURGICAL INC COM NEW 464K 1K 0
INVESCO EXCH TRADED FD TR II PFD ETF 160K 14K 0
INVESCO EXCH TRD SLF IDX FD BULSHS 2025 HY 260K 11K 0
INVESCO MUNI INCOME OPP TRST COM 86K 13K 0
INVESCO QQQ TR UNIT SER 1 3M 6K 0
INVESCO SR INCOME TR COM 200K 46K 0
INVESCO VALUE MUN INCOME TR COM 276K 22K 0
ISHARES INC CORE MSCI EMKT 204K 4K 0
ISHARES TR CORE MSCI EAFE 207K 3K 0
ISHARES TR FLTG RATE NT ETF 319K 6K 0
ISHARES TR US TREAS BD ETF 3M 139K 0
ISHARES TR SHORT TREAS BD 565K 5K 0
ISHARES TR IBOXX HI YD ETF 294K 4K 0
ISHARES TR CORE S&P SCP ETF 374K 4K 0
ISHARES TR CORE S&P500 ETF 1M 3K 0
ISHARES TR RUSSELL 2000 ETF 299K 1K 0
ISHARES TR CORE US AGGBD ET 603K 6K 0
ISHARES TR TIPS BD ETF 358K 3K 0
ISHARES TR ISHARES SEMICDTR 709K 3K 0
ISHARES TR 1 3 YR TREAS BD 209K 3K 0
ISHARES TR 20 YR TR BD ETF 378K 4K 0
ISHARES TR RUS MID CAP ETF 346K 4K 0
ISHARES TR COHEN STEER REIT 208K 4K 0
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 262K 5K 0
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 410K 7K 0
JANUS DETROIT STR TR HENDRSN SHRT ETF 243K 5K 0
JOHNSON & JOHNSON COM 572K 4K 0
JPMORGAN CHASE & CO. COM 2M 10K 0
LINDE PLC SHS 363K 827 0
LOCKHEED MARTIN CORP COM 406K 870 0
LOWES COS INC COM 398K 2K 0
M & T BK CORP COM 251K 2K 0
MASTERCARD INCORPORATED CL A 484K 1K 0
MERCK & CO INC COM 803K 6K 0
META PLATFORMS INC CL A 2M 3K 0
MFS CHARTER INCOME TR SH BEN INT 354K 56K 0
MFS GOVT MKTS INCOME TR SH BEN INT 253K 82K 0
MFS INTER INCOME TR SH BEN INT 599K 225K 0
MFS INVT GRADE MUN TR SH BEN INT 125K 16K 0
MFS MULTIMARKET INCOME TR SH BEN INT 416K 89K 0
MICRON TECHNOLOGY INC COM 365K 3K 0
MICROSOFT CORP COM 13M 29K 0
MORGAN STANLEY COM NEW 638K 7K 0
NETFLIX INC COM 269K 399 0
NEXTERA ENERGY INC COM 219K 3K 0
NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 720K 26K 0
NIKE INC CL B 372K 5K 0
NOVO-NORDISK A S ADR 212K 1K 0
NUVEEN AMT FREE MUN CR INC F COM 228K 18K 0
NUVEEN AMT FREE QLTY MUN INC COM 226K 20K 0
NUVEEN FLOATING RATE INCOME COM 350K 40K 0
NUVEEN MULTI ASSET INCOME FU COM 208K 17K 0
NUVEEN MUN INCOME FD INC COM 264K 27K 0
NUVEEN MUN VALUE FD INC COM 375K 43K 0
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 638K 52K 0
NUVEEN PFD & INCOME OPPORTUN COM 181K 24K 0
NUVEEN QUALITY MUNCP INCOME COM 372K 32K 0
NUVEEN REAL ESTATE INCOME FD COM 174K 23K 0
NUVEEN SELECT TAX-FREE INCOM SH BEN INT 434K 30K 0
NUVEEN TAXABLE MUNICPAL INM COM 322K 21K 0
NVIDIA CORPORATION COM 19M 155K 0
OLD DOMINION FREIGHT LINE IN COM 254K 1K 0
ORACLE CORP COM 741K 5K 0
PACCAR INC COM 3M 31K 0
PEPSICO INC COM 247K 2K 0
PFIZER INC COM 438K 16K 0
PGIM ETF TR PGIM ULTRA SH BD 2M 39K 0
PIMCO ACCESS INCOME FUND SHS BENFIN INT 282K 18K 0
PIMCO INCOME STRATEGY FD COM 107K 13K 0
PROCTER AND GAMBLE CO COM 902K 5K 0
PROSHARES TR PSHS ULT SEMICDT 209K 2K 0
PUTNAM MANAGED MUN INCOME TR COM 113K 18K 0
PUTNAM MASTER INTER INCOME T SH BEN INT 112K 35K 0
PUTNAM PREMIER INCOME TR SH BEN INT 64K 18K 0
QUALCOMM INC COM 903K 5K 0
RBB FD INC MOTLEY FOOL SML 268K 9K 0
ROCKWELL AUTOMATION INC COM 290K 1K 0
SALESFORCE INC COM 324K 1K 0
SAMSARA INC COM CL A 875K 26K 0
SCHWAB STRATEGIC TR US LRG CAP ETF 1M 18K 0
SCHWAB STRATEGIC TR US SML CAP ETF 406K 9K 0
SCHWAB STRATEGIC TR US LCAP GR ETF 768K 8K 0
SCHWAB STRATEGIC TR US LCAP VA ETF 592K 8K 0
SCHWAB STRATEGIC TR US MID-CAP ETF 752K 10K 0
SERVICENOW INC COM 335K 426 0
SOUNDHOUND AI INC CLASS A COM 138K 35K 0
SOUTHERN CO COM 288K 4K 0
SPDR DOW JONES INDL AVERAGE UT SER 1 468K 1K 0
SPDR GOLD TR GOLD SHS 317K 1K 0
SPDR S&P 500 ETF TR TR UNIT 6M 12K 0
SPDR SER TR BLOOMBERG INVT 16M 514K 0
SPROTT PHYSICAL GOLD TR UNIT 454K 25K 0
STARBUCKS CORP COM 800K 10K 0
STRYKER CORPORATION COM 587K 2K 0
TARGET CORP COM 205K 1K 0
TESLA INC COM 1M 5K 0
THE REAL BROKERAGE INC COM NEW 226K 56K 0
THERMO FISHER SCIENTIFIC INC COM 541K 978 0
TJX COS INC NEW COM 328K 3K 0
TOTALENERGIES SE SPONSORED ADS 342K 5K 0
TRANSDIGM GROUP INC COM 270K 211 0
UMB FINL CORP COM 379K 5K 0
UNION PAC CORP COM 223K 987 0
UNITED MICROELECTRONICS CORP SPON ADR NEW 219K 25K 0
UNITEDHEALTH GROUP INC COM 859K 2K 0
US BANCORP DEL COM NEW 405K 10K 0
VALERO ENERGY CORP COM 216K 1K 0
VANGUARD BD INDEX FDS TOTAL BND MRKT 426K 6K 0
VANGUARD INDEX FDS S&P 500 ETF SHS 577K 1K 0
VANGUARD INDEX FDS TOTAL STK MKT 536K 2K 0
VANGUARD INDEX FDS VALUE ETF 2M 10K 0
VANGUARD INDEX FDS MID CAP ETF 906K 4K 0
VANGUARD INDEX FDS SMALL CP ETF 540K 2K 0
VANGUARD INDEX FDS LARGE CAP ETF 3M 11K 0
VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 295K 3K 0
VANGUARD SPECIALIZED FUNDS DIV APP ETF 997K 5K 0
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 250K 5K 0
VANGUARD WHITEHALL FDS HIGH DIV YLD 307K 3K 0
VANGUARD WORLD FD CONSUM STP ETF 265K 1K 0
VANGUARD WORLD FD INF TECH ETF 419K 727 0
VANGUARD WORLD FD HEALTH CAR ETF 236K 886 0
VERIZON COMMUNICATIONS INC COM 498K 12K 0
VISA INC COM CL A 761K 3K 0
WALMART INC COM 2M 28K 0
WELLTOWER INC COM 286K 3K 0
WESTERN ASSET INVT GRADE DEF COM 264K 15K 0
WESTERN ASSET MANAGED MUNS F COM 276K 27K 0
WESTERN ASSET MUN HIGH INCOM COM 156K 23K 0