WHITEROCK WEALTH MANAGEMENT CO.
Adviser information for WHITEROCK WEALTH MANAGEMENT CO. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 399 | $228.0M |
| Non-Discretionary | 10 | $27.3M |
| Total | 409 | $255.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 60 | $18.4M |
| HNW Individuals | 99 | $236.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-60828 |
|---|---|
| SEC ERA File Number | 801-60828 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 37503 |
| Legal Entity Identifier | None |
Principal Office
8350 NORTH CENTRAL EXPRESSWAYSUITE 925
DALLAS
TX
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 214-691-4451, Fax: 214-987-9405
Websites
Chief Compliance Officer
DAVID P. GURUN
PRESIDENT
8350 NORTH CENTRAL EXPRESSWAY
SUITE 925
DALLAS
TX
United States
Tel:
214-691-4451
Fax:
214-987-9405
D****@**************M
(Full email address available in API data)
Regulatory Contact
KEVIN R. TEHAN
VICE PRESIDENT
8350 NORTH CENTRAL EXPRESSWAY
SUITE 925
DALLAS
TX
United States
Tel:
214-691-4451
Fax:
214-987-9405
K****@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GURUN, DAVID, PETER | Individual | – | CCO | 03/2024 | 25-50% |