MARQUIS WEALTH MANAGEMENT GROUP
MNS FINANCIAL MANAGEMENT, L.L.C. Legal Name
Adviser information for MARQUIS WEALTH MANAGEMENT GROUP last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 90 | $51.4M |
| Non-Discretionary | 898 | $309.7M |
| Total | 988 | $361.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 210 | $77.1M |
| HNW Individuals | 86 | $263.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 10 | $20.1M |
| Charitable organizations | <5 | $436,626 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)ADVICE ON MATTERS NOT INVOLVING SECURITIES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-60851 |
|---|---|
| SEC ERA File Number | 801-60851 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116604 |
| Legal Entity Identifier | None |
Principal Office
6208 WHISKEY CREEK DRIVEFORT MYERS
FL
United States
Monday - Friday, 8:00AM-5:00PM
Tel: 239-454-1117, Fax: 239-454-0249
Websites
Chief Compliance Officer
RICHARD E. KRICHBAUM
PRESIDENT/MANAGING MEMBER
6208 WHISKEY CREEK DRIVE
FORT MYERS
FL
United States
Tel:
(239) 454-1117
Fax:
(239) 454-0249
R****@*********************M
(Full email address available in API data)
Regulatory Contact
TRACY LARMONY
EXECUTIVE ASSISTANT
6208 WHISKEY CREEK DRIVE
FORT MYERS
FL
United States
Tel:
(239) 454-1117
Fax:
(239) 454-0249
T*****@*********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRICHBAUM, RICHARD, EARL | Individual | – | PRESIDENT/MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2021 | 10-25% |
| SANDS, SUSAN, KIM | Individual | – | SECRETARY | 01/2021 | < 5% |
| WHITLEY, TREVOR, RUSKIN | Individual | – | MEMBER | 01/2021 | 25-50% |
| O'CONNELL, BRIAN, P | Individual | – | MEMBER | 01/2021 | 25-50% |