SEAMANS CAPITAL MANAGEMENT, LLC
Adviser information for SEAMANS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 42 | $113.9M |
| Non-Discretionary | 0 | $0 |
| Total | 42 | $113.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 5 | $911,628 |
| HNW Individuals | 25 | $42.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 8 | $65.7M |
| Pension and profit sharing plans | 1 | $256,958 |
| Charitable organizations | 3 | $4.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 8 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-60852 |
|---|---|
| SEC ERA File Number | 801-60852 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118404 |
| Legal Entity Identifier | None |
Principal Office
80 HAYDEN AVE SUITE 110LEXINGTON
MA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 781-890-5225, Fax: 781-890-5279
Websites
Chief Compliance Officer
RICHARD F. SEAMANS
CFO & CIO
80 HAYDEN AVE SUITE 110
LEXINGTON
MA
United States
Tel:
781-890-5225
Fax:
781-890-5279
R********@******************M
(Full email address available in API data)
Regulatory Contact
ELEANOR MULVANEY
CHIEF EXECUTIVE OFFICER
80 HAYDEN AVE SUITE 110
LEXINGTON
MA
United States
Tel:
978-660-3563
E*********@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SEAMANS GLOBAL INCOME PREFERRED 6% FUND, LLC | POOLED INVESTMENT FUND | $1.9M | $0.5M | 14 |
| SEAMANS GLOBAL OPPORTUNITIES FUND, LLC | POOLED INVESTMENT FUND | $5.6M | $0.5M | 38 |
| SEAMANS NEW ERA TECHNOLOGIES GROWTH FUND, LLC | POOLED INVESTMENT FUND | $3.7M | $0.5M | 7 |
| SEAMANS OFFSHORE OPPORTUNITIES FUND, LTD. | POOLED INVESTMENT FUND | $6.3M | $1.0M | 4 |
| SEAMANS PRIVATE SERIES FUND I LLC SERIES COMPANY D | Private Equity Fund | $2.5M | $0.1M | 15 |
| SEAMANS PRIVATE SERIES FUND I, LLC - SERIES COMPANY 1 | Private Equity Fund | $4.8M | $0.5M | 22 |
| SEAMANS PRIVATE SERIES FUND I, LLC SERIES COMPANY B | Private Equity Fund | $12.0M | $0.5M | 39 |
| SEAMANS PRIVATE SERIES FUND I, LLC SERIES COMPANY C | Private Equity Fund | $34.9M | $0.5M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SEAMANS, RICHARD, FRASER | Individual | – | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | 08/1986 | 25-50% |
| MULVANEY SEAMANS, ELEANOR, ROSE | Individual | – | CHIEF EXECUTIVE OFFICER | 11/2002 | 50-75% |