Hedge Fund Database

COLORADO CAPITAL MANAGEMENT

COLORADO CAPITAL MANAGEMENT, INC. Legal Name

Adviser information for COLORADO CAPITAL MANAGEMENT last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Colorado, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 823 $431.0M
Non-Discretionary 254 $68.8M
Total 1,077 $499.9M

Clients

Type Number RAUM
Individuals 115 $58.9M
HNW Individuals 99 $429.7M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 6 $11.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newsletters
Compensation % of AUMHourly charges

Identifiers

SEC RIA File Number 801-60868
SEC ERA File Number 801-60868
SEC CIK Numbers 1664147
SEC CRD Numbers 114011
Legal Entity Identifier None

Principal Office

4430 ARAPAHOE AVENUE, SUITE 120
BOULDER
CO
United States
Monday - Friday, 9-5
Tel: 303-444-9300, Fax: 303-444-2027

Websites

www.linkedin.com/company/colorado-capital-management www.coloradocap.com twitter.com/ccmimpact www.facebook.com/colorado-capital-management-102580415917544

Chief Compliance Officer

STEVEN ELLIS
CCO
4430 ARAPAHOE AVE SUITE 120
BOULDER
CO
United States
Tel: (303) 444-9300
Fax: (303) 444-2027
(Full email address available in API data)

Regulatory Contact

ANDREW GILSON
OPERATIONS MANAGER
4430 ARAPAHOE AVENUE, SUITE 120
BOULDER
CO
United States
Tel: 303.444.9300
Fax: 303.444.2027
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ELLIS, STEVEN, LLOYD Individual – PRESIDENT, CHIEF COMPLIANCE OFFICER 02/2000 50-75%
STRONGWATER, LEE, MICHAEL Individual – VICE PRESIDENT 03/2010 25-50%
GILSON, ANDREW, KEITH Individual – SHAREHOLDER 01/2022 < 5%
BLACK, JASON, GREGARY Individual – SHAREHOLDER 01/2022 10-25%
Pulitzer, Max, Brandon Individual – SHAREHOLDER 01/2022 < 5%
Loughrey, Erica, Nicole Individual – SHAREHOLDER 01/2022 < 5%

No. Employees, Historic

10502020202120222023202420256 on 2/13/20206 on 5/20/20206 on 6/30/20206 on 7/29/20206 on 10/16/20208 on 10/21/20208 on 3/9/20218 on 3/31/20218 on 4/6/20218 on 4/29/202110 on 2/16/202210 on 7/8/202210 on 8/25/202210 on 8/25/20229 on 2/14/20239 on 2/15/20239 on 4/7/202310 on 2/15/2024

RAUM, Historic

500M250M0202020212022202320242025403140066 on 2/13/2020403140066 on 5/20/2020403140066 on 6/30/2020403140066 on 7/29/2020403140066 on 10/16/2020398329678 on 10/21/2020445727873 on 3/9/2021445727873 on 3/31/2021445727873 on 4/6/2021445727873 on 4/29/2021488188006 on 2/16/2022488188006 on 7/8/2022488188006 on 8/25/2022488188006 on 8/25/2022439959198 on 2/14/2023439959198 on 2/15/2023439959198 on 4/7/2023499859455 on 2/15/2024

No. Clients, Historic

3001500202020212022202320242025189 on 2/13/2020189 on 5/20/2020189 on 6/30/2020189 on 7/29/2020189 on 10/16/2020199 on 10/21/2020203 on 3/9/2021203 on 3/31/2021203 on 4/6/2021203 on 4/29/2021203 on 2/16/2022203 on 7/8/2022203 on 8/25/2022203 on 8/25/2022218 on 2/14/2023218 on 2/15/2023218 on 4/7/2023220 on 2/15/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ALPHABET INC CAP STK CL A 575 3K –
ALPHABET INC CAP STK CL C 1K 7K –
APPLE INC COM 7K 36K –
ABBVIE INC COM 370 2K –
ACCENTURE PLC IRELAND SHS CLASS A 215 709 –
AMAZON COM INC COM 995 5K –
VANGUARD BD INDEX FD INC SHORT TRM BOND 3K 44K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 1K 3K –
CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 4K 81K –
INVESTMENT MANAGERS SER TR I AXS CHANGE FINAN 3K 87K –
CHIPOTLE MEXICAN GRILL INC COM 204 3K –
MORGAN STANLEY ETF TRUST CALVERT US MDCP 1K 27K –
DBX ETF TR XTRAK MSCI EAFE 270 7K –
WISDOMTREE TR SMALLCAP DIVID 199 6K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 1K 47K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 2K 83K –
DIMENSIONAL ETF TRUST US SMALL CAP ETF 7K 111K –
DIMENSIONAL ETF TRUST GLOBAL REAL EST 856 34K –
DIMENSIONAL ETF TRUST US MKTWIDE VAL 7K 179K –
WISDOMTREE TR US QTLY DIV GRT 776 10K –
WISDOMTREE TR EMG MKTS SMCAP 386 8K –
ISHARES TR USA ESG SLCT ETF 2K 19K –
MANAGED PORTFOLIO SERIES ECOFIN GBL WATER 1K 28K –
ISHARES TR MSCI EMG MKT ETF 1K 33K –
ISHARES TR MSCI EAFE ETF 465 6K –
ISHARES MSCI ISR CAP ETF 203 3K –
FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 1K 38K –
ENTERPRISE PRODS PARTNERS L COM 216 7K –
AMERICAN CENTY ETF TR SUSTAINABLE GRWT 384 7K –
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 168 10K –
WISDOMTREE TR EURO QTLY DIV GR 440 14K –
FIRST TR EXCHANGE TRADED FD SENIOR LN FD 4K 77K –
HANNON ARMSTRONG SUST INFR C COM 921 31K –
HOME DEPOT INC COM 276 802 –
ISHARES TR ESG ADVNCD HY BD 3K 67K –
WISDOMTREE TR ITL HDG QTLY DIV 742 16K –
ISHARES TR CORE S&P US GWT 5K 36K –
ISHARES TR CORE S&P MCP ETF 1K 21K –
ISHARES TR S&P MC 400GR ETF 194 2K –
ISHARES TR CORE S&P SCP ETF 2K 21K –
ISHARES TR S&P 500 VAL ETF 388 2K –
ISHARES TR CORE S&P500 ETF 1K 2K –
ISHARES TR S&P 500 GRWT ETF 3K 37K –
ISHARES TR RUS 1000 VAL ETF 3K 16K –
ISHARES TR RUS 1000 GRW ETF 7K 19K –
ISHARES TR RUSSELL 2000 ETF 1K 6K –
ISHARES TR RUS 2000 GRW ETF 214 814 –
ISHARES TR RUS MID-CAP ETF 354 4K –
ISHARES TR US HLTHCARE ETF 334 5K –
ISHARES TR U.S. REAL ES ETF 204 2K –
JOHNSON & JOHNSON COM 325 2K –
TIDAL ETF TR ADASINA SOCIAL 201 12K –
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 7K 13K –
META PLATFORMS INC CL A 410 813 –
VANGUARD WORLD FD MEGA CAP INDEX 2K 10K –
VANGUARD WORLD FD MEGA GRWTH IND 779 2K –
VANGUARD WORLD FD MEGA CAP VAL ETF 659 6K –
MICROSOFT CORP COM 2K 3K –
NETFLIX INC COM 181 268 –
NUSHARES ETF TR NUVEEN ESG US 4K 163K –
NUSHARES ETF TR NUVEEN ESG INTL 646 21K –
NUSHARES ETF TR NUVEEN ESG EMRGN 6K 195K –
NUSHARES ETF TR NUVEEN ESG LRGCP 2K 20K –
NUSHARES ETF TR NUVEEN ESG LRGVL 430 11K –
NUSHARES ETF TR NUVEEN ESG SMLCP 6K 143K –
NVIDIA CORPORATION COM 655 5K –
NOVO-NORDISK A S ADR 523 4K –
INVESCO EXCH TRADED FD TR II GLBL CLEAN ENRG 666 49K –
PFIZER INC COM 649 23K –
PROCTER AND GAMBLE CO COM 1K 6K –
INVESCO EXCH TRADED FD TR II FNDMNTL HY CRP 3K 188K –
INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 1K 28K –
FIRST TR EXCHANGE TRADED FD NAS CLNEDG GREEN 904 27K –
PROSHARES TR PSHS ULTRA QQQ 2K 4K –
INVESCO QQQ TR UNIT SER 1 2K 4K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 997 6K –
SPDR INDEX SHS FDS DJ INTL RL ETF 526 22K –
SCHWAB STRATEGIC TR US BRD MKT ETF 897 14K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 892 11K –
SCHWAB STRATEGIC TR INTL EQTY ETF 280 7K –
SCHWAB STRATEGIC TR US LCAP GR ETF 902 9K –
SCHWAB STRATEGIC TR US MID-CAP ETF 6K 75K –
SCHWAB STRATEGIC TR US LRG CAP ETF 1K 19K –
SPDR S&P 500 ETF TR TR UNIT 8K 14K –
ISHARES TR ESG AWRE 1 5 YR 3K 137K –
THERMO FISHER SCIENTIFIC INC COM 347 627 –
TESLA INC COM 1K 7K –
DBX ETF TR XTRCKR MSCI US 7K 127K –
MANAGER DIRECTED PORTFOLIOS VERT GLB SUST RE 5K 521K –
VANGUARD INDEX FDS REAL ESTATE ETF 4K 43K –
VANGUARD INDEX FDS MID CAP ETF 1K 4K –
VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 2K 20K –
VANGUARD MALVERN FDS STRM INFPROIDX 5K 160K –
VANGUARD INDEX FDS VALUE ETF 2K 14K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 373 9K –
EXXON MOBIL CORP COM 420 4K –