HANLON INVESTMENT MANAGEMENT, INC.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New Jersey, United States

Employees

Total Number of Employees	26
Investment Advisory/Research	20
Registered Broker-Dealer Representatives	5
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	2
No. of Firms/People that Solicit Clients	118

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	2,429	$301.8M
Non-Discretionary	280	$239.3M
Total	2,709	$541.2M

Clients

Type	Number	RAUM
Individuals	2,218	$116.7M
HNW Individuals	128	$77.8M
Banking or thrift institutions	0	$0
Investment companies	1	$88.2M
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	50	$12.2M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	30	$11.3M
Other	280	$235.0M

Type	Number
No. of Non-RAUM Clients	2420
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly charges
Other Business Activities	Registered representative of a broker-dealerInsurance broker or agent

Identifiers

SEC RIA File Number	801-60889
SEC ERA File Number	801-60889
SEC CIK Numbers	1511739
SEC CRD Numbers	118851
Legal Entity Identifier	None

Principal Office

3393 BARGAINTOWN ROAD
EGG HARBOR TWP.
NJ
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic