PACIFIC ASSET MANAGEMENT, LLC
Adviser information for PACIFIC ASSET MANAGEMENT, LLC last updated from Form ADV on February 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 372 | $254.8M |
| Non-Discretionary | 0 | $0 |
| Total | 372 | $254.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 274 | $93.3M |
| HNW Individuals | 90 | $146.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 6 | $12.3M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-60894 |
|---|---|
| SEC ERA File Number | 801-60894 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115157 |
| Legal Entity Identifier | None |
Principal Office
4320 HARBORVIEW DRGIG HARBOR
WA
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 253-649-4600, Fax: 253-649-4696
Websites
Chief Compliance Officer
JOSHUA MORIN
4320 HARBORVIEW DR
GIG HARBOR
WA
United States
Tel:
253-649-4600
Fax:
253-649-4696
J********@***************M
(Full email address available in API data)
Regulatory Contact
BRIAN COX
MANAGING MEMBER
4320 HARBORVIEW DR
GIG HARBOR
WA
United States
Tel:
253-649-4600
Fax:
253-649-4696
B*******@***************M
(Full email address available in API data)
Industry Affiliates
| NORTHWEST ACCOUNTING GROUP | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COX, DONALD, FRANCIS | Individual | – | MANAGING MEMBER | 11/1998 | 10-25% |
| COX, BRIAN, WHITFIELD | Individual | – | MANAGING MEMBER | 01/2012 | 25-50% |
| MORIN, JOSHUA, A | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2019 | 25-50% |